Fundies.
Français

Opérations des initiés

EDGAR

Star Equity Holdings, Inc.

Opérations déclarées par les administrateurs, dirigeants et détenteurs de plus de 10 % sur les formulaires 3, 4 et 5 de la SEC, lues dans le XML de chaque dépôt. Les codes et leur libellé sont ceux de la SEC.

Le formulaire 4 doit être déposé dans les deux jours ouvrables suivant l’opération ; les plus récentes peuvent donc ne pas encore être déposées.

Période : opérations datées du 15 nov. 2025 ou après.

Achats sur le marché (code P)
49 opérations, 421 536 actions
Somme actions × prix par action : 4 473 322,755
Ventes sur le marché (code S)
25 opérations, 382 698 actions
Somme actions × prix par action : 3 587 438,6425

Les totaux additionnent les opérations déposées listées ; ils comptent ce qui a été déclaré et ne mesurent aucune direction.

Affichage de 1 à 50 sur 141

Opérations des initiés, les plus récentes d’abord, telles que déposées sur les formulaires 3, 4 et 5 de la SEC
DateDéclarantCodeAcquis ou cédéActionsPrix par action, tel que déposéValeur (calculée)Actions détenues aprèsDirecte ou indirecteCase de la règle 10b5-1NotesSource
8 nov. 2026 Déposé le 10 nov. 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock.		Acquis (A)1 495——21 656Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 17,119 shares of common stock and 4,537 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001556224-26-000010 Lu dans le XML du dépôt Contester cette ligne
8 nov. 2026 Déposé le 10 nov. 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Common Stock. (1 495) 		Cédé (D)1 495——1 494Directe (D) Non
F1, F2, F5
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F5 On November 8, 2024, the Reporting Person was granted 4,484 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
Ouvrir le dépôt 0001556224-26-000010 Lu dans le XML du dépôt Contester cette ligne
8 nov. 2026 Déposé le 10 nov. 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Acquis (A)493——3 599Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 1,978 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001607210-26-000006 Lu dans le XML du dépôt Contester cette ligne
8 nov. 2026 Déposé le 10 nov. 2026Bible Hannah M. Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Cédé (D)1559,12
1 413,6

Calculé : actions × prix par action. Valeur exacte 1413.60.

3 444Directe (D) Non
F4, F5
  • F4 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F5 Includes 1,823 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001607210-26-000006 Lu dans le XML du dépôt Contester cette ligne
8 nov. 2026 Déposé le 10 nov. 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Common Stock (493) 		Cédé (D)493——494Directe (D) Non
F1, F2, F6
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F6 On November 8, 2024, the Reporting Person was granted 1,480 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
Ouvrir le dépôt 0001607210-26-000006 Lu dans le XML du dépôt Contester cette ligne
8 nov. 2026 Déposé le 10 nov. 2026Miles Shawn Spain Officer: Executive Vice President
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Cédé (D)1249,12
1 130,88

Calculé : actions × prix par action. Valeur exacte 1130.88.

7 658Directe (D) Non
F1, F2
  • F1 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F2 Includes 2,213 shares of common stock and 5,445 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001742046-26-000006 Lu dans le XML du dépôt Contester cette ligne
29 oct. 2026 Déposé le 2 nov. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)29,02
18,04

Calculé : actions × prix par action. Valeur exacte 18.04.

750 094Directe (D) Oui
F1
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
Ouvrir le dépôt 0001548312-26-000057 Lu dans le XML du dépôt Contester cette ligne
22 oct. 2026 Déposé le 26 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)8408,82
7 408,8

Calculé : actions × prix par action. Valeur exacte 7408.80.

750 096Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $8.70 to $9.00 on October 22, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000055 Lu dans le XML du dépôt Contester cette ligne
21 oct. 2026 Déposé le 21 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0008,99
8 990

Calculé : actions × prix par action. Valeur exacte 8990.00.

750 936Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000053 Lu dans le XML du dépôt Contester cette ligne
20 oct. 2026 Déposé le 21 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,10
9 100

Calculé : actions × prix par action. Valeur exacte 9100.00.

751 936Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000053 Lu dans le XML du dépôt Contester cette ligne
19 oct. 2026 Déposé le 21 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,11
9 110

Calculé : actions × prix par action. Valeur exacte 9110.00.

752 936Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000053 Lu dans le XML du dépôt Contester cette ligne
16 oct. 2026 Déposé le 16 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,16
9 160

Calculé : actions × prix par action. Valeur exacte 9160.00.

753 936Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000051 Lu dans le XML du dépôt Contester cette ligne
15 oct. 2026 Déposé le 16 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0019,14
9 149,14

Calculé : actions × prix par action. Valeur exacte 9149.14.

754 936Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000051 Lu dans le XML du dépôt Contester cette ligne
15 oct. 2026 Déposé le 16 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock.		Acquis (A)6 2570—1 137 359Directe (D) Oui
F3, F4
  • F3 Includes 6,257 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Mr. Eberwein has elected to receive fifty percent of his base salary in the form of such restricted stock. Each share of restricted stock shall vest upon the first anniversary of the grant date and represents the right to receive, at settlement, one share of common stock.
  • F4 Includes (i) 23,852 shares of restricted stock and (ii) 6,750 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; and (iii) 1,106,757 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000051 Lu dans le XML du dépôt Contester cette ligne
14 oct. 2026 Déposé le 16 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,10
9 100

Calculé : actions × prix par action. Valeur exacte 9100.00.

755 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000051 Lu dans le XML du dépôt Contester cette ligne
13 oct. 2026 Déposé le 13 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,13
9 130

Calculé : actions × prix par action. Valeur exacte 9130.00.

756 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000049 Lu dans le XML du dépôt Contester cette ligne
12 oct. 2026 Déposé le 13 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,13
9 130

Calculé : actions × prix par action. Valeur exacte 9130.00.

757 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000049 Lu dans le XML du dépôt Contester cette ligne
9 oct. 2026 Déposé le 13 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,14
9 140

Calculé : actions × prix par action. Valeur exacte 9140.00.

758 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000049 Lu dans le XML du dépôt Contester cette ligne
8 oct. 2026 Déposé le 8 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,17
9 170

Calculé : actions × prix par action. Valeur exacte 9170.00.

759 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000047 Lu dans le XML du dépôt Contester cette ligne
7 oct. 2026 Déposé le 8 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,17
9 170

Calculé : actions × prix par action. Valeur exacte 9170.00.

760 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000047 Lu dans le XML du dépôt Contester cette ligne
6 oct. 2026 Déposé le 8 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,20
9 200

Calculé : actions × prix par action. Valeur exacte 9200.00.

761 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000047 Lu dans le XML du dépôt Contester cette ligne
5 oct. 2026 Déposé le 5 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,21
9 210

Calculé : actions × prix par action. Valeur exacte 9210.00.

762 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000045 Lu dans le XML du dépôt Contester cette ligne
2 oct. 2026 Déposé le 5 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,25
9 250

Calculé : actions × prix par action. Valeur exacte 9250.00.

763 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000045 Lu dans le XML du dépôt Contester cette ligne
1 oct. 2026 Déposé le 5 oct. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Cédé (D)1 0009,22
9 220

Calculé : actions × prix par action. Valeur exacte 9220.00.

764 937Directe (D) Oui
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
Ouvrir le dépôt 0001548312-26-000045 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Fruhbeis Todd Michael Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Acquis (A)535——5 946Directe (D) Non
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
Ouvrir le dépôt 0002029470-26-000014 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Fruhbeis Todd Michael Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Series A Preferred Stock (535) 		Cédé (D)535——0Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 535 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
Ouvrir le dépôt 0002029470-26-000014 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Acquis (A)860——765 937Directe (D) Non
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
Ouvrir le dépôt 0001548312-26-000043 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Series A Preferred Stock (860) 		Cédé (D)860——0Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 860 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
Ouvrir le dépôt 0001548312-26-000043 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Palmer Jennifer Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Acquis (A)460——920Directe (D) Non
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
Ouvrir le dépôt 0002029196-26-000011 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Palmer Jennifer Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Series A Preferred Stock (460) 		Cédé (D)460——0Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 460 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
Ouvrir le dépôt 0002029196-26-000011 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Parks Louis A. Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Acquis (A)485——970Directe (D) Non
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
Ouvrir le dépôt 0002029214-26-000011 Lu dans le XML du dépôt Contester cette ligne
18 août 2026 Déposé le 19 août 2026Parks Louis A. Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Series A Preferred Stock (485) 		Cédé (D)485——0Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 485 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
Ouvrir le dépôt 0002029214-26-000011 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Miles Shawn Spain Officer: Executive Vice President
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Cédé (D)11711
1 287

Calculé : actions × prix par action. Valeur exacte 1287.

7 782Directe (D) Non
F1, F2
  • F1 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units each representing the right to receive, at settlement, one share of common stock (the RSUs). No shares were sold.
  • F2 Includes 1,943 shares of common stock and 5,839 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001742046-26-000004 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Acquis (A)1 161——20 161Directe (D) Non
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 15,624 shares of common stock and 4,537 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001556224-26-000004 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Common Stock. (1 161) 		Cédé (D)1 161——0Directe (D) Non
F1, F2, F4
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F4 On July 27, 2023, the Reporting Person was granted Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on July 27, 2024, one-third of the Restricted Stock Units vested on July 27, 2025, and one-third of the Restricted Stock Units vested on July 27, 2026.
Ouvrir le dépôt 0001556224-26-000004 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Acquis (A)376——3 217Directe (D) Non
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
Ouvrir le dépôt 0001607210-26-000004 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Bible Hannah M. Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Cédé (D)11111
1 221

Calculé : actions × prix par action. Valeur exacte 1221.

3 106Directe (D) Non
F3, F4
  • F3 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F4 Includes 1,485 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
Ouvrir le dépôt 0001607210-26-000004 Lu dans le XML du dépôt Contester cette ligne
27 juil. 2026 Déposé le 29 juil. 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Titre dérivé: Restricted Stock Unit — sous-jacent Common Stock. (376) 		Cédé (D)376——0Directe (D) Non
F1, F2, F5
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F5 On July 27, 2023, the Reporting Person was granted Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on July 27, 2024, one-third of the Restricted Stock Units vested on July 27, 2025, and one-third of the Restricted Stock Units vested on July 27, 2026.
Ouvrir le dépôt 0001607210-26-000004 Lu dans le XML du dépôt Contester cette ligne
15 juil. 2026 Déposé le 16 juil. 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock.		Acquis (A)5 3880—1 131 102Directe (D) Non
F1, F2
  • F1 Includes 5,388 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Mr. Eberwein has elected to receive fifty percent of his base salary in the form of such restricted stock. Each share of restricted stock shall vest upon the first anniversary of the grant date and represents the right to receive, at settlement, one share of common stock.
  • F2 Includes (i) 26,513 shares of restricted stock and (ii) 6,750 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; and (iii) 1,097,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000041 Lu dans le XML du dépôt Contester cette ligne
29 juin 2026 Déposé le 29 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)5 00011,01
55 050

Calculé : actions × prix par action. Valeur exacte 55050.00.

1 125 714Directe (D) Non
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,097,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000038 Lu dans le XML du dépôt Contester cette ligne
25 juin 2026 Déposé le 29 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)5 00011,01
55 050

Calculé : actions × prix par action. Valeur exacte 55050.00.

1 120 714Directe (D) Non
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,092,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000038 Lu dans le XML du dépôt Contester cette ligne
22 juin 2026 Déposé le 23 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)4 76611,16
53 188,56

Calculé : actions × prix par action. Valeur exacte 53188.56.

1 115 714Directe (D) Non
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,087,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000035 Lu dans le XML du dépôt Contester cette ligne
18 juin 2026 Déposé le 23 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)23411,01
2 576,34

Calculé : actions × prix par action. Valeur exacte 2576.34.

1 110 948Directe (D) Non
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,083,073 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000035 Lu dans le XML du dépôt Contester cette ligne
16 juin 2026 Déposé le 17 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)4 99411,21
55 982,74

Calculé : actions × prix par action. Valeur exacte 55982.74.

1 110 714Directe (D) Non
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,082,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000033 Lu dans le XML du dépôt Contester cette ligne
15 juin 2026 Déposé le 17 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)611,01
66,06

Calculé : actions × prix par action. Valeur exacte 66.06.

1 105 720Directe (D) Non
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,077,845 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000033 Lu dans le XML du dépôt Contester cette ligne
12 juin 2026 Déposé le 15 juin 2026Fruhbeis Todd Michael Director
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquis (A)50011,23
5 615

Calculé : actions × prix par action. Valeur exacte 5615.00.

20 178Directe (D) Non
F1
  • F1 Includes 12,516 Restricted Stock Units credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock payable upon the first anniversary of the respective dates of grant of each award of Restricted Stock Units.
Ouvrir le dépôt 0002029470-26-000012 Lu dans le XML du dépôt Contester cette ligne
10 juin 2026 Déposé le 12 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)1 88410,89
20 516,76

Calculé : actions × prix par action. Valeur exacte 20516.76.

1 105 714Directe (D) Non
F1, F2
  • F1 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $10.88 to $11.01 on June 10, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,077,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000031 Lu dans le XML du dépôt Contester cette ligne
10 juin 2026 Déposé le 12 juin 2026Fruhbeis Todd Michael Director
P

Open market or private purchase of non-derivative or derivative security

Series A Preferred Stock		Acquis (A)3009,81
2 943

Calculé : actions × prix par action. Valeur exacte 2943.00.

5 411Directe (D) Non
F1
  • F1 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $9.78 to $9.82 on June 10, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
Ouvrir le dépôt 0002029470-26-000010 Lu dans le XML du dépôt Contester cette ligne
9 juin 2026 Déposé le 9 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)2 84911,23
31 994,27

Calculé : actions × prix par action. Valeur exacte 31994.27.

1 103 830Directe (D) Non
F2, F4
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $11.14 to $11.51 on June 8, 2026 and $11.01 to $11.26 on June 9, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F4 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Plan; (ii) 6,750 RSUs; and (iii) 1,075,955 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000029 Lu dans le XML du dépôt Contester cette ligne
8 juin 2026 Déposé le 9 juin 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Acquis (A)10 00011,45
114 500

Calculé : actions × prix par action. Valeur exacte 114500.00.

1 100 981Directe (D) Non
F2, F3
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $11.14 to $11.51 on June 8, 2026 and $11.01 to $11.26 on June 9, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F3 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Plan; (ii) 6,750 RSUs; and (iii) 1,073,106 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
Ouvrir le dépôt 0001548312-26-000029 Lu dans le XML du dépôt Contester cette ligne

Détenteurs institutionnels (formulaire 13F)

Trimestre clos le 2026-09-30 : 6 203 dépôts lus, le dernier déposé le 13 nov. 2026. Trimestre précédent clos le 2026-06-30 : 9 141 dépôts lus.

Affichage de 1 à 13 sur 13

Détenteurs institutionnels, plus grande position d’abord, tels que déposés
GestionnaireActions ou principalValeur telle que déposéeÉcart avec le trimestre précédentSource
RENAISSANCE TECHNOLOGIES LLC Déclaré en partie sous un autre gestionnaire77 557 SH756 181 dollarsInférieur de 2 869 Trimestre précédent : 80 426Ouvrir le dépôt 0001037389-26-000062 Déposé le 12 nov. 2026 Contester cette ligne
North Star Investment Management Corp. 55 000 SH538 450 dollarsInchangé Trimestre précédent : 55 000Ouvrir le dépôt 0001062993-26-005567 Déposé le 27 oct. 2026 Contester cette ligne
DIMENSIONAL FUND ADVISORS LP Déclaré en partie sous un autre gestionnaire41 092 SH402 233 dollarsInférieur de 769 Trimestre précédent : 41 861Ouvrir le dépôt 0000354204-26-001096 Déposé le 4 nov. 2026 Contester cette ligne
GEODE CAPITAL MANAGEMENT, LLC Déclaré en partie sous un autre gestionnaire30 835 SH301 969 dollarsInchangé Trimestre précédent : 30 835Ouvrir le dépôt 0001214717-26-000012 Déposé le 6 nov. 2026 Contester cette ligne
Axxion S.A. 23 542 SH229 535 dollarsInchangé Trimestre précédent : 23 542Ouvrir le dépôt 0002030181-26-000004 Déposé le 22 oct. 2026 Contester cette ligne
GatePass Capital, LLC Déclaré en partie sous un autre gestionnaire10 500 SH97 965 dollarsInférieur de 700 Trimestre précédent : 11 200Ouvrir le dépôt 0002087399-26-000005 Déposé le 9 nov. 2026 Contester cette ligne
Rothschild Wealth LLC 10 250 SH95 633 dollarsInférieur de 550 Trimestre précédent : 10 800Ouvrir le dépôt 0001104659-26-125541 Déposé le 12 nov. 2026 Contester cette ligne
SBI Securities Co., Ltd. 533 SH5 197 dollarsInférieur de 725 Trimestre précédent : 1 258Ouvrir le dépôt 0001851815-26-000004 Déposé le 22 oct. 2026 Contester cette ligne
OSAIC HOLDINGS, INC. Déclaré en partie sous un autre gestionnaire230 SH2 242 dollarsAbsent des dépôts lus du trimestre précédent Ouvrir le dépôt 0001677044-26-000011 Déposé le 12 nov. 2026 Contester cette ligne
Strive Financial Group ,LLC 125 SH1 166 dollarsAbsent des dépôts lus du trimestre précédent Ouvrir le dépôt 0002090040-26-000014 Déposé le 9 nov. 2026 Contester cette ligne
PNC Financial Services Group, Inc. Déclaré en partie sous un autre gestionnaire100 SH933 dollarsAbsent des dépôts lus du trimestre précédent Ouvrir le dépôt 0001193125-26-450808 Déposé le 6 nov. 2026 Contester cette ligne
UBS Group AG Déclaré en partie sous un autre gestionnaire1 SH9 dollarsInférieur de 523 Trimestre précédent : 524Ouvrir le dépôt 0001610520-26-000121 Déposé le 10 nov. 2026 Contester cette ligne
CITIGROUP INC Déclaré en partie sous un autre gestionnaire1 SH10 dollarsInchangé Trimestre précédent : 1Ouvrir le dépôt 0000831001-26-000052 Déposé le 4 nov. 2026 Contester cette ligne
Gestionnaires du trimestre précédent sans dépôt lu pour le dernier

Ils n’ont peut-être simplement pas encore déposé : l’absence des dépôts lus du dernier trimestre ne signifie pas une position vendue.

  • Mink Brook Asset Management LLC 316 139 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 134 567 SH
  • Cable Car Capital, LP 104 543 SH
  • BlackRock, Inc. 61 416 SH
  • RBF Capital, LLC 28 112 SH
  • VANGUARD FIDUCIARY TRUST CO 18 007 SH
  • Manatuck Hill Partners, LLC 12 636 SH
  • HOTCHKIS WILEY CAPITAL MANAGEMENT LLC 11 920 SH
  • BRIDGEWAY CAPITAL MANAGEMENT, LLC 10 019 SH
  • Vanguard Global Advisers, LLC 1 056 SH
  • US BANCORP \DE\ 1 003 SH
  • Tower Research Capital LLC (TRC) 321 SH
  • ROYAL BANK OF CANADA 140 SH
  • BARCLAYS PLC 12 SH
  • MORGAN STANLEY 6 SH
  • MERCER GLOBAL ADVISORS INC /ADV 2 SH
  • WHITTIER TRUST CO OF NEVADA INC 1 SH
  • Le formulaire 13F ne couvre que les positions longues sur des titres de la section 13(f) : ni positions courtes ni titres hors de cette liste.
  • Un gestionnaire n’ayant pas encore déposé pour le dernier trimestre est absent, pas à zéro ; les dépôts sont dus jusqu’à 45 jours après la fin du trimestre.
  • Un écart est la différence entre deux instantanés de fin de trimestre, pas une opération.
  • Une position déclarée sous un autre gestionnaire peut aussi figurer dans le dépôt de ce dernier ; les lignes ne s’additionnent pas.
  • Les positions que la liste des titres ne peut rattacher à cette société, ou rattache de façon ambiguë, ne sont pas affichées.

Détenteurs de 5 % (annexes 13D et 13G)

Les annexes déposées au format structuré de la SEC (depuis fin 2024) sont lues ici. Les précédentes sont en texte libre et ne sont pas lues.

Détenteurs de 5 %, événement le plus récent d’abord, tels que déposés
DétenteurPourcentage de la catégorieActions détenuesDate de l’événementFormulaireSource
Mink Brook Partners LP Common Stock5.9218 136,0009/30/2026 Déposé le 28 oct. 2026SCHEDULE 13G/AModification 4Ouvrir le dépôt 0001437749-26-033802 Contester cette ligne
Mink Brook Opportunity Fund LP Common Stock2.798 003,0009/30/2026 Déposé le 28 oct. 2026SCHEDULE 13G/AModification 4Ouvrir le dépôt 0001437749-26-033802 Contester cette ligne
Mink Brook Capital GP LLC Common Stock8.6316 139,0009/30/2026 Déposé le 28 oct. 2026SCHEDULE 13G/AModification 4Ouvrir le dépôt 0001437749-26-033802 Contester cette ligne
William Mueller Common Stock8.6316 139,0009/30/2026 Déposé le 28 oct. 2026SCHEDULE 13G/AModification 4Ouvrir le dépôt 0001437749-26-033802 Contester cette ligne
Mink Brook Asset Management LLC Common Stock8.6316 139,0009/30/2026 Déposé le 28 oct. 2026SCHEDULE 13G/AModification 4Ouvrir le dépôt 0001437749-26-033802 Contester cette ligne
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share27.11 033 069,0012/08/2025 Déposé le 9 déc. 2025SCHEDULE 13D/AModification 9Ouvrir le dépôt 0001548312-25-000037 Contester cette ligne
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share21.4744 763,0011/17/2025 Déposé le 19 nov. 2025SCHEDULE 13D/AModification 8Ouvrir le dépôt 0001548312-25-000031 Contester cette ligne
Mink Brook Partners LP Common Stock4.6159 378,0009/30/2025 Déposé le 14 nov. 2025SCHEDULE 13G/AModification 3Ouvrir le dépôt 0001437749-25-034969 Contester cette ligne
Mink Brook Opportunity Fund LP Common Stock4.5155 076,0009/30/2025 Déposé le 14 nov. 2025SCHEDULE 13G/AModification 3Ouvrir le dépôt 0001437749-25-034969 Contester cette ligne
Mink Brook Capital GP LLC Common Stock9.2314 454,0009/30/2025 Déposé le 14 nov. 2025SCHEDULE 13G/AModification 3Ouvrir le dépôt 0001437749-25-034969 Contester cette ligne
William Mueller Common Stock9.2314 454,0009/30/2025 Déposé le 14 nov. 2025SCHEDULE 13G/AModification 3Ouvrir le dépôt 0001437749-25-034969 Contester cette ligne
Mink Brook Asset Management LLC Common Stock9.2314 454,0009/30/2025 Déposé le 14 nov. 2025SCHEDULE 13G/AModification 3Ouvrir le dépôt 0001437749-25-034969 Contester cette ligne
The Vanguard Group Common Stock4.25149 01809/30/2025 Déposé le 31 oct. 2025SCHEDULE 13G/AModification 1Ouvrir le dépôt 0000102909-25-000307 Contester cette ligne
Hotchkis and Wiley Capital Management, LLC Common Stock, $0.001 par value0.3411 920,0009/30/2025 Déposé le 7 oct. 2025SCHEDULE 13G/AModification 20Ouvrir le dépôt 0001172661-25-004190 Contester cette ligne
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share19.7692 972,0009/15/2025 Déposé le 18 sept. 2025SCHEDULE 13D/AModification 7Ouvrir le dépôt 0001548312-25-000018 Contester cette ligne
HEARTLAND ADVISORS INC Common Stock4.9170 584,0008/25/2025 Déposé le 28 août 2025SCHEDULE 13G/AModification 11Ouvrir le dépôt 0000892712-25-000099 Contester cette ligne
Heartland Holdings, Inc. Common Stock4.9170 584,0008/25/2025 Déposé le 28 août 2025SCHEDULE 13G/AModification 11Ouvrir le dépôt 0000892712-25-000099 Contester cette ligne
William R. Nasgovitz Common Stock4.9170 584,0008/25/2025 Déposé le 28 août 2025SCHEDULE 13G/AModification 11Ouvrir le dépôt 0000892712-25-000099 Contester cette ligne
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share14.6512 514,0008/22/2025 Déposé le 22 août 2025SCHEDULE 13D/AModification 6Ouvrir le dépôt 0001210708-25-000075 Contester cette ligne
Hotchkis and Wiley Capital Management, LLC Common Stock $0.01 par value10.67293 525,0006/30/2025 Déposé le 7 oct. 2025SCHEDULE 13G/AModification 19Ouvrir le dépôt 0001172661-25-004189 Contester cette ligne
Hotchkis and Wiley Small Cap Value Fund Common Stock $0.01 par value4.88134 360,0006/30/2025 Déposé le 7 oct. 2025SCHEDULE 13G/AModification 19Ouvrir le dépôt 0001172661-25-004189 Contester cette ligne
Hotchkis and Wiley Capital Management, LLC Common Stock $0.01 par value10.67293 525,0006/30/2025 Déposé le 13 août 2025SCHEDULE 13G/AModification 18Ouvrir le dépôt 0001172661-25-003240 Contester cette ligne
Mink Brook Partners LP Common Stock5.0137 246,0006/30/2025 Déposé le 29 juil. 2025SCHEDULE 13G/AModification 2Ouvrir le dépôt 0001437749-25-023728 Contester cette ligne
Mink Brook Opportunity Fund LP Common Stock5.0137 250,0006/30/2025 Déposé le 29 juil. 2025SCHEDULE 13G/AModification 2Ouvrir le dépôt 0001437749-25-023728 Contester cette ligne
Mink Brook Capital GP LLC Common Stock10.0274 496,0006/30/2025 Déposé le 29 juil. 2025SCHEDULE 13G/AModification 2Ouvrir le dépôt 0001437749-25-023728 Contester cette ligne
William Mueller Common Stock10.0274 496,0006/30/2025 Déposé le 29 juil. 2025SCHEDULE 13G/AModification 2Ouvrir le dépôt 0001437749-25-023728 Contester cette ligne
Mink Brook Asset Management LLC Common Stock10.0274 496,0006/30/2025 Déposé le 29 juil. 2025SCHEDULE 13G/AModification 2Ouvrir le dépôt 0001437749-25-023728 Contester cette ligne

Le pourcentage porte sur la catégorie que nomme le dépôt, tel que l’a déclaré le détenteur. Les membres d’un groupe déclarent chacun les actions du groupe ; les lignes ne s’additionnent donc pas.

Ce qui a été lu

1 952 740 dépôts lus, datés du 14 juin 2004 au 13 nov. 2026 : formulaires 3, 3/A, 4, 4/A, 5, 5/A.

Certaines années peuvent être incomplètes tant que l’archive est en cours de lecture. Une année avec peu de dépôts ici n’affirme pas qu’il y en a eu peu.

Dépôts lus, par année de dépôt
Année de dépôtDépôts lus
20151
2016204 322
2017202 494
2018202 048
2019193 638
2020144 184
2021224 474
202240 015
2023199 811
202484 357
2025235 518
2026216 108

Les dépôts antérieurs à l’obligation du XML par la SEC sont listés, non extraits.

Retour à Star Equity Holdings, Inc.