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Operaciones de insiders

EDGAR

Star Equity Holdings, Inc.

Operaciones informadas por directores, ejecutivos y titulares de más del 10 % en los Formularios 3, 4 y 5 de la SEC, leídas del XML de cada presentación. Los códigos y su redacción son los de la SEC.

El Formulario 4 debe presentarse dentro de los dos días hábiles posteriores a la operación, por lo que las más recientes pueden no estar presentadas aún.

Ventana: operaciones con fecha desde el 15 nov 2025.

Compras en el mercado abierto (código P)
40 operaciones, 416.509 acciones
Suma de acciones × precio por acción: 4.422.948,105
Ventas en el mercado abierto (código S)
21 operaciones, 359.698 acciones
Suma de acciones × precio por acción: 3.358.418,9025

Los totales suman las operaciones presentadas que se listan; cuentan lo informado y no miden una dirección.

Mostrando 1–50 de 107

Operaciones de insiders, las más recientes primero, según los Formularios 3, 4 y 5 de la SEC
FechaTitular informanteCódigoAdquirido o enajenadoAccionesPrecio por acción, según lo presentadoValor (derivado)Acciones poseídas despuésDirecta o indirectaCasilla de la Regla 10b5-1NotasFuente
8 nov 2026 Presentado el 10 nov 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock.		Adquirido (A)1495——21.656Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 17,119 shares of common stock and 4,537 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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8 nov 2026 Presentado el 10 nov 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Common Stock. (1495) 		Enajenado (D)1495——1494Directa (D) No
F1, F2, F5
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F5 On November 8, 2024, the Reporting Person was granted 4,484 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
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8 nov 2026 Presentado el 10 nov 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Adquirido (A)493——3599Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 1,978 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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8 nov 2026 Presentado el 10 nov 2026Bible Hannah M. Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Enajenado (D)1559,12
1413,6

Derivado: acciones × precio por acción. Valor exacto 1413.60.

3444Directa (D) No
F4, F5
  • F4 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F5 Includes 1,823 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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8 nov 2026 Presentado el 10 nov 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Common Stock (493) 		Enajenado (D)493——494Directa (D) No
F1, F2, F6
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F6 On November 8, 2024, the Reporting Person was granted 1,480 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
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8 nov 2026 Presentado el 10 nov 2026Miles Shawn Spain Officer: Executive Vice President
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Enajenado (D)1249,12
1130,88

Derivado: acciones × precio por acción. Valor exacto 1130.88.

7658Directa (D) No
F1, F2
  • F1 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F2 Includes 2,213 shares of common stock and 5,445 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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29 oct 2026 Presentado el 2 nov 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)29,02
18,04

Derivado: acciones × precio por acción. Valor exacto 18.04.

750.094Directa (D) Sí
F1
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
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22 oct 2026 Presentado el 26 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)8408,82
7408,8

Derivado: acciones × precio por acción. Valor exacto 7408.80.

750.096Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $8.70 to $9.00 on October 22, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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21 oct 2026 Presentado el 21 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10008,99
8990

Derivado: acciones × precio por acción. Valor exacto 8990.00.

750.936Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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20 oct 2026 Presentado el 21 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,10
9100

Derivado: acciones × precio por acción. Valor exacto 9100.00.

751.936Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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19 oct 2026 Presentado el 21 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,11
9110

Derivado: acciones × precio por acción. Valor exacto 9110.00.

752.936Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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16 oct 2026 Presentado el 16 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,16
9160

Derivado: acciones × precio por acción. Valor exacto 9160.00.

753.936Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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15 oct 2026 Presentado el 16 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10019,14
9149,14

Derivado: acciones × precio por acción. Valor exacto 9149.14.

754.936Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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15 oct 2026 Presentado el 16 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock.		Adquirido (A)62570—1.137.359Directa (D) Sí
F3, F4
  • F3 Includes 6,257 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Mr. Eberwein has elected to receive fifty percent of his base salary in the form of such restricted stock. Each share of restricted stock shall vest upon the first anniversary of the grant date and represents the right to receive, at settlement, one share of common stock.
  • F4 Includes (i) 23,852 shares of restricted stock and (ii) 6,750 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; and (iii) 1,106,757 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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14 oct 2026 Presentado el 16 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,10
9100

Derivado: acciones × precio por acción. Valor exacto 9100.00.

755.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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13 oct 2026 Presentado el 13 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,13
9130

Derivado: acciones × precio por acción. Valor exacto 9130.00.

756.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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12 oct 2026 Presentado el 13 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,13
9130

Derivado: acciones × precio por acción. Valor exacto 9130.00.

757.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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9 oct 2026 Presentado el 13 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,14
9140

Derivado: acciones × precio por acción. Valor exacto 9140.00.

758.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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8 oct 2026 Presentado el 8 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,17
9170

Derivado: acciones × precio por acción. Valor exacto 9170.00.

759.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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7 oct 2026 Presentado el 8 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,17
9170

Derivado: acciones × precio por acción. Valor exacto 9170.00.

760.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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6 oct 2026 Presentado el 8 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,20
9200

Derivado: acciones × precio por acción. Valor exacto 9200.00.

761.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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5 oct 2026 Presentado el 5 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,21
9210

Derivado: acciones × precio por acción. Valor exacto 9210.00.

762.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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2 oct 2026 Presentado el 5 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,25
9250

Derivado: acciones × precio por acción. Valor exacto 9250.00.

763.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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1 oct 2026 Presentado el 5 oct 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
S

Open market or private sale of non-derivative or derivative security

Series A Preferred Stock		Enajenado (D)10009,22
9220

Derivado: acciones × precio por acción. Valor exacto 9220.00.

764.937Directa (D) Sí
F1, F2
  • F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
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18 ago 2026 Presentado el 19 ago 2026Fruhbeis Todd Michael Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Adquirido (A)535——5946Directa (D) No
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
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18 ago 2026 Presentado el 19 ago 2026Fruhbeis Todd Michael Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Series A Preferred Stock (535) 		Enajenado (D)535——0Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 535 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
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18 ago 2026 Presentado el 19 ago 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Adquirido (A)860——765.937Directa (D) No
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
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18 ago 2026 Presentado el 19 ago 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Series A Preferred Stock (860) 		Enajenado (D)860——0Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 860 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
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18 ago 2026 Presentado el 19 ago 2026Palmer Jennifer Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Adquirido (A)460——920Directa (D) No
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
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18 ago 2026 Presentado el 19 ago 2026Palmer Jennifer Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Series A Preferred Stock (460) 		Enajenado (D)460——0Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 460 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
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18 ago 2026 Presentado el 19 ago 2026Parks Louis A. Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Series A Preferred Stock		Adquirido (A)485——970Directa (D) No
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
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18 ago 2026 Presentado el 19 ago 2026Parks Louis A. Director
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Series A Preferred Stock (485) 		Enajenado (D)485——0Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
  • F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 485 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
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27 jul 2026 Presentado el 29 jul 2026Miles Shawn Spain Officer: Executive Vice President
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Enajenado (D)11711
1287

Derivado: acciones × precio por acción. Valor exacto 1287.

7782Directa (D) No
F1, F2
  • F1 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units each representing the right to receive, at settlement, one share of common stock (the RSUs). No shares were sold.
  • F2 Includes 1,943 shares of common stock and 5,839 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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27 jul 2026 Presentado el 29 jul 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Adquirido (A)1161——20.161Directa (D) No
F1, F2, F3
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F3 Includes 15,624 shares of common stock and 4,537 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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27 jul 2026 Presentado el 29 jul 2026Coleman Richard Kenneth Jr. Officer: Chief Operating Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Common Stock. (1161) 		Enajenado (D)1161——0Directa (D) No
F1, F2, F4
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F4 On July 27, 2023, the Reporting Person was granted Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on July 27, 2024, one-third of the Restricted Stock Units vested on July 27, 2025, and one-third of the Restricted Stock Units vested on July 27, 2026.
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27 jul 2026 Presentado el 29 jul 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Adquirido (A)376——3217Directa (D) No
F1, F2
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
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27 jul 2026 Presentado el 29 jul 2026Bible Hannah M. Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Enajenado (D)11111
1221

Derivado: acciones × precio por acción. Valor exacto 1221.

3106Directa (D) No
F3, F4
  • F3 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
  • F4 Includes 1,485 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 25, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
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27 jul 2026 Presentado el 29 jul 2026Bible Hannah M. Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Restricted Stock Unit — subyacente Common Stock. (376) 		Enajenado (D)376——0Directa (D) No
F1, F2, F5
  • F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
  • F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
  • F5 On July 27, 2023, the Reporting Person was granted Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on July 27, 2024, one-third of the Restricted Stock Units vested on July 27, 2025, and one-third of the Restricted Stock Units vested on July 27, 2026.
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15 jul 2026 Presentado el 16 jul 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock.		Adquirido (A)53880—1.131.102Directa (D) No
F1, F2
  • F1 Includes 5,388 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Mr. Eberwein has elected to receive fifty percent of his base salary in the form of such restricted stock. Each share of restricted stock shall vest upon the first anniversary of the grant date and represents the right to receive, at settlement, one share of common stock.
  • F2 Includes (i) 26,513 shares of restricted stock and (ii) 6,750 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; and (iii) 1,097,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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29 jun 2026 Presentado el 29 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)500011,01
55.050

Derivado: acciones × precio por acción. Valor exacto 55050.00.

1.125.714Directa (D) No
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,097,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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25 jun 2026 Presentado el 29 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)500011,01
55.050

Derivado: acciones × precio por acción. Valor exacto 55050.00.

1.120.714Directa (D) No
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,092,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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22 jun 2026 Presentado el 23 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)476611,16
53.188,56

Derivado: acciones × precio por acción. Valor exacto 53188.56.

1.115.714Directa (D) No
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,087,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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18 jun 2026 Presentado el 23 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)23411,01
2576,34

Derivado: acciones × precio por acción. Valor exacto 2576.34.

1.110.948Directa (D) No
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,083,073 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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16 jun 2026 Presentado el 17 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)499411,21
55.982,74

Derivado: acciones × precio por acción. Valor exacto 55982.74.

1.110.714Directa (D) No
F2
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,082,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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15 jun 2026 Presentado el 17 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)611,01
66,06

Derivado: acciones × precio por acción. Valor exacto 66.06.

1.105.720Directa (D) No
F1
  • F1 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,077,845 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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12 jun 2026 Presentado el 15 jun 2026Fruhbeis Todd Michael Director
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Adquirido (A)50011,23
5615

Derivado: acciones × precio por acción. Valor exacto 5615.00.

20.178Directa (D) No
F1
  • F1 Includes 12,516 Restricted Stock Units credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock payable upon the first anniversary of the respective dates of grant of each award of Restricted Stock Units.
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10 jun 2026 Presentado el 12 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)188410,89
20.516,76

Derivado: acciones × precio por acción. Valor exacto 20516.76.

1.105.714Directa (D) No
F1, F2
  • F1 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $10.88 to $11.01 on June 10, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F2 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; (ii) 6,750 RSUs; and (iii) 1,077,839 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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10 jun 2026 Presentado el 12 jun 2026Fruhbeis Todd Michael Director
P

Open market or private purchase of non-derivative or derivative security

Series A Preferred Stock		Adquirido (A)3009,81
2943

Derivado: acciones × precio por acción. Valor exacto 2943.00.

5411Directa (D) No
F1
  • F1 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $9.78 to $9.82 on June 10, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
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9 jun 2026 Presentado el 9 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)284911,23
31.994,27

Derivado: acciones × precio por acción. Valor exacto 31994.27.

1.103.830Directa (D) No
F2, F4
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $11.14 to $11.51 on June 8, 2026 and $11.01 to $11.26 on June 9, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F4 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Plan; (ii) 6,750 RSUs; and (iii) 1,075,955 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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8 jun 2026 Presentado el 9 jun 2026Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner
P

Open market or private purchase of non-derivative or derivative security

Common Stock.		Adquirido (A)10.00011,45
114.500

Derivado: acciones × precio por acción. Valor exacto 114500.00.

1.100.981Directa (D) No
F2, F3
  • F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were purchased in multiple transactions at prices ranging from $11.14 to $11.51 on June 8, 2026 and $11.01 to $11.26 on June 9, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price such shares were purchased.
  • F3 Includes (i) 21,125 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Plan; (ii) 6,750 RSUs; and (iii) 1,073,106 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
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Titulares institucionales (Formulario 13F)

Trimestre terminado el 2026-09-30: 6203 presentaciones leídas, la última del 13 nov 2026. Trimestre anterior terminado el 2026-06-30: 9141 presentaciones leídas.

Mostrando 1–13 de 13

Titulares institucionales, la posición mayor primero, según lo presentado
GestorAcciones o principalValor según lo presentadoDiferencia con el trimestre anteriorFuente
RENAISSANCE TECHNOLOGIES LLC Informado en parte bajo otro gestor77.557 SH756.181 dólaresMenor en 2869 Trimestre anterior: 80.426Abrir presentación 0001037389-26-000062 Presentado el 12 nov 2026 Disputar esta fila
North Star Investment Management Corp. 55.000 SH538.450 dólaresSin cambios Trimestre anterior: 55.000Abrir presentación 0001062993-26-005567 Presentado el 27 oct 2026 Disputar esta fila
DIMENSIONAL FUND ADVISORS LP Informado en parte bajo otro gestor41.092 SH402.233 dólaresMenor en 769 Trimestre anterior: 41.861Abrir presentación 0000354204-26-001096 Presentado el 4 nov 2026 Disputar esta fila
GEODE CAPITAL MANAGEMENT, LLC Informado en parte bajo otro gestor30.835 SH301.969 dólaresSin cambios Trimestre anterior: 30.835Abrir presentación 0001214717-26-000012 Presentado el 6 nov 2026 Disputar esta fila
Axxion S.A. 23.542 SH229.535 dólaresSin cambios Trimestre anterior: 23.542Abrir presentación 0002030181-26-000004 Presentado el 22 oct 2026 Disputar esta fila
GatePass Capital, LLC Informado en parte bajo otro gestor10.500 SH97.965 dólaresMenor en 700 Trimestre anterior: 11.200Abrir presentación 0002087399-26-000005 Presentado el 9 nov 2026 Disputar esta fila
Rothschild Wealth LLC 10.250 SH95.633 dólaresMenor en 550 Trimestre anterior: 10.800Abrir presentación 0001104659-26-125541 Presentado el 12 nov 2026 Disputar esta fila
SBI Securities Co., Ltd. 533 SH5197 dólaresMenor en 725 Trimestre anterior: 1258Abrir presentación 0001851815-26-000004 Presentado el 22 oct 2026 Disputar esta fila
OSAIC HOLDINGS, INC. Informado en parte bajo otro gestor230 SH2242 dólaresNo figura en las presentaciones leídas del trimestre anterior Abrir presentación 0001677044-26-000011 Presentado el 12 nov 2026 Disputar esta fila
Strive Financial Group ,LLC 125 SH1166 dólaresNo figura en las presentaciones leídas del trimestre anterior Abrir presentación 0002090040-26-000014 Presentado el 9 nov 2026 Disputar esta fila
PNC Financial Services Group, Inc. Informado en parte bajo otro gestor100 SH933 dólaresNo figura en las presentaciones leídas del trimestre anterior Abrir presentación 0001193125-26-450808 Presentado el 6 nov 2026 Disputar esta fila
UBS Group AG Informado en parte bajo otro gestor1 SH9 dólaresMenor en 523 Trimestre anterior: 524Abrir presentación 0001610520-26-000121 Presentado el 10 nov 2026 Disputar esta fila
CITIGROUP INC Informado en parte bajo otro gestor1 SH10 dólaresSin cambios Trimestre anterior: 1Abrir presentación 0000831001-26-000052 Presentado el 4 nov 2026 Disputar esta fila
Gestores del trimestre anterior sin presentación leída para el último

Quizá simplemente no hayan presentado aún: estar ausente de las presentaciones leídas del último trimestre no equivale a una posición vendida.

  • Mink Brook Asset Management LLC 316.139 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 134.567 SH
  • Cable Car Capital, LP 104.543 SH
  • BlackRock, Inc. 61.416 SH
  • RBF Capital, LLC 28.112 SH
  • VANGUARD FIDUCIARY TRUST CO 18.007 SH
  • Manatuck Hill Partners, LLC 12.636 SH
  • HOTCHKIS WILEY CAPITAL MANAGEMENT LLC 11.920 SH
  • BRIDGEWAY CAPITAL MANAGEMENT, LLC 10.019 SH
  • Vanguard Global Advisers, LLC 1056 SH
  • US BANCORP \DE\ 1003 SH
  • Tower Research Capital LLC (TRC) 321 SH
  • ROYAL BANK OF CANADA 140 SH
  • BARCLAYS PLC 12 SH
  • MORGAN STANLEY 6 SH
  • MERCER GLOBAL ADVISORS INC /ADV 2 SH
  • WHITTIER TRUST CO OF NEVADA INC 1 SH
  • El Formulario 13F cubre solo posiciones largas en valores de la Sección 13(f): ni posiciones cortas ni valores fuera de esa lista.
  • Un gestor que aún no ha presentado el último trimestre está ausente, no en cero; las presentaciones vencen hasta 45 días después del cierre del trimestre.
  • Una diferencia es la que hay entre dos instantáneas de cierre de trimestre, no una operación.
  • Una posición informada bajo otro gestor puede aparecer también en la presentación de ese gestor; las filas no se suman.
  • No se muestran las posiciones que la lista de valores no puede atribuir a esta empresa o atribuye de forma ambigua.

Titulares del 5 % (Anexos 13D y 13G)

Aquí se leen los anexos presentados en el formato estructurado de la SEC (desde finales de 2024). Los anteriores son texto libre y no se leen.

Titulares del 5 %, el evento más reciente primero, según lo presentado
TitularPorcentaje de la claseAcciones en poderFecha del eventoFormularioFuente
Mink Brook Partners LP Common Stock5.9218.136,0009/30/2026 Presentado el 28 oct 2026SCHEDULE 13G/AEnmienda 4Abrir presentación 0001437749-26-033802 Disputar esta fila
Mink Brook Opportunity Fund LP Common Stock2.798.003,0009/30/2026 Presentado el 28 oct 2026SCHEDULE 13G/AEnmienda 4Abrir presentación 0001437749-26-033802 Disputar esta fila
Mink Brook Capital GP LLC Common Stock8.6316.139,0009/30/2026 Presentado el 28 oct 2026SCHEDULE 13G/AEnmienda 4Abrir presentación 0001437749-26-033802 Disputar esta fila
William Mueller Common Stock8.6316.139,0009/30/2026 Presentado el 28 oct 2026SCHEDULE 13G/AEnmienda 4Abrir presentación 0001437749-26-033802 Disputar esta fila
Mink Brook Asset Management LLC Common Stock8.6316.139,0009/30/2026 Presentado el 28 oct 2026SCHEDULE 13G/AEnmienda 4Abrir presentación 0001437749-26-033802 Disputar esta fila
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share27.11.033.069,0012/08/2025 Presentado el 9 dic 2025SCHEDULE 13D/AEnmienda 9Abrir presentación 0001548312-25-000037 Disputar esta fila
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share21.4744.763,0011/17/2025 Presentado el 19 nov 2025SCHEDULE 13D/AEnmienda 8Abrir presentación 0001548312-25-000031 Disputar esta fila
Mink Brook Partners LP Common Stock4.6159.378,0009/30/2025 Presentado el 14 nov 2025SCHEDULE 13G/AEnmienda 3Abrir presentación 0001437749-25-034969 Disputar esta fila
Mink Brook Opportunity Fund LP Common Stock4.5155.076,0009/30/2025 Presentado el 14 nov 2025SCHEDULE 13G/AEnmienda 3Abrir presentación 0001437749-25-034969 Disputar esta fila
Mink Brook Capital GP LLC Common Stock9.2314.454,0009/30/2025 Presentado el 14 nov 2025SCHEDULE 13G/AEnmienda 3Abrir presentación 0001437749-25-034969 Disputar esta fila
William Mueller Common Stock9.2314.454,0009/30/2025 Presentado el 14 nov 2025SCHEDULE 13G/AEnmienda 3Abrir presentación 0001437749-25-034969 Disputar esta fila
Mink Brook Asset Management LLC Common Stock9.2314.454,0009/30/2025 Presentado el 14 nov 2025SCHEDULE 13G/AEnmienda 3Abrir presentación 0001437749-25-034969 Disputar esta fila
The Vanguard Group Common Stock4.25149.01809/30/2025 Presentado el 31 oct 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000102909-25-000307 Disputar esta fila
Hotchkis and Wiley Capital Management, LLC Common Stock, $0.001 par value0.3411.920,0009/30/2025 Presentado el 7 oct 2025SCHEDULE 13G/AEnmienda 20Abrir presentación 0001172661-25-004190 Disputar esta fila
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share19.7692.972,0009/15/2025 Presentado el 18 sept 2025SCHEDULE 13D/AEnmienda 7Abrir presentación 0001548312-25-000018 Disputar esta fila
HEARTLAND ADVISORS INC Common Stock4.9170.584,0008/25/2025 Presentado el 28 ago 2025SCHEDULE 13G/AEnmienda 11Abrir presentación 0000892712-25-000099 Disputar esta fila
Heartland Holdings, Inc. Common Stock4.9170.584,0008/25/2025 Presentado el 28 ago 2025SCHEDULE 13G/AEnmienda 11Abrir presentación 0000892712-25-000099 Disputar esta fila
William R. Nasgovitz Common Stock4.9170.584,0008/25/2025 Presentado el 28 ago 2025SCHEDULE 13G/AEnmienda 11Abrir presentación 0000892712-25-000099 Disputar esta fila
JEFFREY E. EBERWEIN Common Stock, par value $0.001 per share14.6512.514,0008/22/2025 Presentado el 22 ago 2025SCHEDULE 13D/AEnmienda 6Abrir presentación 0001210708-25-000075 Disputar esta fila
Hotchkis and Wiley Capital Management, LLC Common Stock $0.01 par value10.67293.525,0006/30/2025 Presentado el 7 oct 2025SCHEDULE 13G/AEnmienda 19Abrir presentación 0001172661-25-004189 Disputar esta fila
Hotchkis and Wiley Small Cap Value Fund Common Stock $0.01 par value4.88134.360,0006/30/2025 Presentado el 7 oct 2025SCHEDULE 13G/AEnmienda 19Abrir presentación 0001172661-25-004189 Disputar esta fila
Hotchkis and Wiley Capital Management, LLC Common Stock $0.01 par value10.67293.525,0006/30/2025 Presentado el 13 ago 2025SCHEDULE 13G/AEnmienda 18Abrir presentación 0001172661-25-003240 Disputar esta fila
Mink Brook Partners LP Common Stock5.0137.246,0006/30/2025 Presentado el 29 jul 2025SCHEDULE 13G/AEnmienda 2Abrir presentación 0001437749-25-023728 Disputar esta fila
Mink Brook Opportunity Fund LP Common Stock5.0137.250,0006/30/2025 Presentado el 29 jul 2025SCHEDULE 13G/AEnmienda 2Abrir presentación 0001437749-25-023728 Disputar esta fila
Mink Brook Capital GP LLC Common Stock10.0274.496,0006/30/2025 Presentado el 29 jul 2025SCHEDULE 13G/AEnmienda 2Abrir presentación 0001437749-25-023728 Disputar esta fila
William Mueller Common Stock10.0274.496,0006/30/2025 Presentado el 29 jul 2025SCHEDULE 13G/AEnmienda 2Abrir presentación 0001437749-25-023728 Disputar esta fila
Mink Brook Asset Management LLC Common Stock10.0274.496,0006/30/2025 Presentado el 29 jul 2025SCHEDULE 13G/AEnmienda 2Abrir presentación 0001437749-25-023728 Disputar esta fila

El porcentaje es de la clase que indica la presentación, según lo declaró el titular. Los miembros de un grupo informan cada uno las acciones del grupo, por lo que las filas no se suman.

Qué se leyó

1.850.849 presentaciones leídas, del 14 jun 2004 al 13 nov 2026: Formularios 3, 3/A, 4, 4/A, 5, 5/A.

Algunos años pueden estar incompletos mientras se sigue leyendo el archivo. Un año con pocas presentaciones aquí no afirma que se hicieran pocas.

Presentaciones leídas, por año de presentación
Año de presentaciónPresentaciones leídas
20151
2016204.322
2017202.494
2018202.048
2019193.638
2020144.184
2021224.474
202240.015
2023199.811
202484.357
2025235.518
2026114.210

Las presentaciones anteriores a que la SEC exigiera XML se listan, pero no se extraen.

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