| 2026년 11월 8일 2026년 11월 10일 제출 | Coleman Richard Kenneth Jr. Officer: Chief Operating Officer | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock. | 취득(A) | 1,495 | — | — | 21,656 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 Includes 17,119 shares of common stock and 4,537 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
| 제출 문서 열기 0001556224-26-000010 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 11월 8일 2026년 11월 10일 제출 | Coleman Richard Kenneth Jr. Officer: Chief Operating Officer | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock. (1,495) | 처분(D) | 1,495 | — | — | 1,494 | 직접(D) | 아니요 | F1, F2, F5 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F5 On November 8, 2024, the Reporting Person was granted 4,484 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
| 제출 문서 열기 0001556224-26-000010 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 11월 8일 2026년 11월 10일 제출 | Bible Hannah M. Officer: Chief Legal Officer | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock | 취득(A) | 493 | — | — | 3,599 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 Includes 1,978 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
| 제출 문서 열기 0001607210-26-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 11월 8일 2026년 11월 10일 제출 | Bible Hannah M. Officer: Chief Legal Officer | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock | 처분(D) | 155 | 9.12 | 1,413.6 산출: 주식 수 × 주당 가격. 정확한 값 1413.60. | 3,444 | 직접(D) | 아니요 | F4, F5 - F4 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
- F5 Includes 1,823 shares of common stock and 1,621 shares of RSUs granted to the Reporting Person on March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
| 제출 문서 열기 0001607210-26-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 11월 8일 2026년 11월 10일 제출 | Bible Hannah M. Officer: Chief Legal Officer | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock (493) | 처분(D) | 493 | — | — | 494 | 직접(D) | 아니요 | F1, F2, F6 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F6 On November 8, 2024, the Reporting Person was granted 1,480 Restricted Stock Units, as to this grant, one-third of the Restricted Stock Units vested on November 8, 2025, one-third of the Restricted Stock Units vested on November 8, 2026, and one-third are scheduled to vest on November 8, 2027, subject to the Reporting Person continuing to provide service through such date.
| 제출 문서 열기 0001607210-26-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 11월 8일 2026년 11월 10일 제출 | Miles Shawn Spain Officer: Executive Vice President | F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock | 처분(D) | 124 | 9.12 | 1,130.88 산출: 주식 수 × 주당 가격. 정확한 값 1130.88. | 7,658 | 직접(D) | 아니요 | F1, F2 - F1 Shares withheld by Issuer to satisfy the minimum statutory tax withholding requirements on vesting of Restricted Stock Units. No shares were sold.
- F2 Includes 2,213 shares of common stock and 5,445 shares of RSUs granted to the Reporting Person on November 8, 2024, March 25, 2025, and March 19, 2026. The RSUs are subject to the Reporting Person continuing to provide service through the RSU's applicable vesting date.
| 제출 문서 열기 0001742046-26-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 29일 2026년 11월 2일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 2 | 9.02 | 18.04 산출: 주식 수 × 주당 가격. 정확한 값 18.04. | 750,094 | 직접(D) | 예 | F1 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
| 제출 문서 열기 0001548312-26-000057 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 22일 2026년 10월 26일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 840 | 8.82 | 7,408.8 산출: 주식 수 × 주당 가격. 정확한 값 7408.80. | 750,096 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $8.70 to $9.00 on October 22, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000055 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 21일 2026년 10월 21일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 8.99 | 8,990 산출: 주식 수 × 주당 가격. 정확한 값 8990.00. | 750,936 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000053 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 20일 2026년 10월 21일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.10 | 9,100 산출: 주식 수 × 주당 가격. 정확한 값 9100.00. | 751,936 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000053 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 19일 2026년 10월 21일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.11 | 9,110 산출: 주식 수 × 주당 가격. 정확한 값 9110.00. | 752,936 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.20 on October 19, 2026, $9.07 to $9.14 on October 20, 2026, and $8.85 to $9.10 on October 21, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000053 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 16일 2026년 10월 16일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.16 | 9,160 산출: 주식 수 × 주당 가격. 정확한 값 9160.00. | 753,936 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000051 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 15일 2026년 10월 16일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,001 | 9.14 | 9,149.14 산출: 주식 수 × 주당 가격. 정확한 값 9149.14. | 754,936 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000051 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 15일 2026년 10월 16일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock. | 취득(A) | 6,257 | 0 | — | 1,137,359 | 직접(D) | 예 | F3, F4 - F3 Includes 6,257 shares of restricted stock credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated. Mr. Eberwein has elected to receive fifty percent of his base salary in the form of such restricted stock. Each share of restricted stock shall vest upon the first anniversary of the grant date and represents the right to receive, at settlement, one share of common stock.
- F4 Includes (i) 23,852 shares of restricted stock and (ii) 6,750 RSUs credited to the Reporting Person's account under the Issuer's 2009 Incentive Stock and Awards Plan, as amended and restated; and (iii) 1,106,757 shares of common stock. Excludes 2,000 shares indirectly owned in contributory 401(k) and IRA accounts. Each share of restricted stock and each RSU represents the right to receive, at settlement, one share of common stock.
| 제출 문서 열기 0001548312-26-000051 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 14일 2026년 10월 16일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.10 | 9,100 산출: 주식 수 × 주당 가격. 정확한 값 9100.00. | 755,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.06 to $9.11 on October 14, 2026, $9.06 to $9.60 on October 15, 2026, and $9.16 to $9.24 on October 16, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000051 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 13일 2026년 10월 13일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.13 | 9,130 산출: 주식 수 × 주당 가격. 정확한 값 9130.00. | 756,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000049 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 12일 2026년 10월 13일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.13 | 9,130 산출: 주식 수 × 주당 가격. 정확한 값 9130.00. | 757,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000049 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 9일 2026년 10월 13일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.14 | 9,140 산출: 주식 수 × 주당 가격. 정확한 값 9140.00. | 758,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.12 to $9.29 on October 9, 2026, $9.12 to $9.29 on October 12, 2026, and $9.11 to $9.17 on October 13, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000049 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 8일 2026년 10월 8일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.17 | 9,170 산출: 주식 수 × 주당 가격. 정확한 값 9170.00. | 759,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 7일 2026년 10월 8일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.17 | 9,170 산출: 주식 수 × 주당 가격. 정확한 값 9170.00. | 760,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 6일 2026년 10월 8일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.20 | 9,200 산출: 주식 수 × 주당 가격. 정확한 값 9200.00. | 761,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.16 to $9.22 on October 6, 2026, $9.16 to $9.23 on October 7, 2026, and $9.16 to $9.21 on October 8, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 5일 2026년 10월 5일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.21 | 9,210 산출: 주식 수 × 주당 가격. 정확한 값 9210.00. | 762,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 2일 2026년 10월 5일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.25 | 9,250 산출: 주식 수 × 주당 가격. 정확한 값 9250.00. | 763,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 10월 1일 2026년 10월 5일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 1,000 | 9.22 | 9,220 산출: 주식 수 × 주당 가격. 정확한 값 9220.00. | 764,937 | 직접(D) | 예 | F1, F2 - F1 The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person and assumed by Clear Street LLC, providing for the sale of shares of the Issuer's Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share. Sales under the plan were permitted to begin on October 1, 2026, and the plan expires on October 1, 2028, unless terminated earlier.
- F2 The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $9.13 to $9.31 on October 1, 2026, $9.22 to $9.31 on October 2, 2026, and $9.17 to $9.23 on October 5, 2026. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price such shares were sold.
| 제출 문서 열기 0001548312-26-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Fruhbeis Todd Michael Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Series A Preferred Stock | 취득(A) | 535 | — | — | 5,946 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
| 제출 문서 열기 0002029470-26-000014 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Fruhbeis Todd Michael Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Series A Preferred Stock (535) | 처분(D) | 535 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
- F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 535 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
| 제출 문서 열기 0002029470-26-000014 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Series A Preferred Stock | 취득(A) | 860 | — | — | 765,937 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
| 제출 문서 열기 0001548312-26-000043 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Series A Preferred Stock (860) | 처분(D) | 860 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
- F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 860 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
| 제출 문서 열기 0001548312-26-000043 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Palmer Jennifer Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Series A Preferred Stock | 취득(A) | 460 | — | — | 920 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
| 제출 문서 열기 0002029196-26-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Palmer Jennifer Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Series A Preferred Stock (460) | 처분(D) | 460 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
- F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 460 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
| 제출 문서 열기 0002029196-26-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Parks Louis A. Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Series A Preferred Stock | 취득(A) | 485 | — | — | 970 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
| 제출 문서 열기 0002029214-26-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2026년 8월 18일 2026년 8월 19일 제출 | Parks Louis A. Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Series A Preferred Stock (485) | 처분(D) | 485 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of the Issuer's 10.0% Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share (the Series A Preferred Stock).
- F2 This transaction represents the settlement of Restricted Stock Units in shares of Series A Preferred Stock on their scheduled vesting date.
- F3 On August 18, 2025, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC Series A Preferred Stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 485 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on August 18, 2026.
| 제출 문서 열기 0002029214-26-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 31일 2025년 12월 31일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 1,977 | 11.0905 | 21,925.9185 산출: 주식 수 × 주당 가격. 정확한 값 21925.9185. | 1,007,824 | 직접(D) | 아니요 | — | 제출 문서 열기 0001548312-25-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 30일 2025년 12월 31일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 4,365 | 9.1167 | 39,794.3955 산출: 주식 수 × 주당 가격. 정확한 값 39794.3955. | 787,217 | 직접(D) | 아니요 | F1 - F1 Star Equity Holdings, Inc. 10% Series A Cumulative Perpetual Preferred Stock, which is not convertible or exchangeable into Star Equity Holdings, Inc. Common Stock.
| 제출 문서 열기 0001548312-25-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 30일 2025년 12월 31일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 5,291 | 11.26 | 59,576.66 산출: 주식 수 × 주당 가격. 정확한 값 59576.66. | 1,005,847 | 직접(D) | 아니요 | — | 제출 문서 열기 0001548312-25-000047 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 29일 2025년 12월 29일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 2,635 | 9.2502 | 24,374.277 산출: 주식 수 × 주당 가격. 정확한 값 24374.2770. | 791,582 | 직접(D) | 아니요 | F1 - F1 Star Equity Holdings, Inc. 10% Series A Cumulative Perpetual Preferred Stock, which is not convertible or exchangeable into Star Equity Holdings, Inc. Common Stock.
| 제출 문서 열기 0001548312-25-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 29일 2025년 12월 29일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 9,709 | 11.2485 | 109,211.6865 산출: 주식 수 × 주당 가격. 정확한 값 109211.6865. | 1,000,556 | 직접(D) | 아니요 | — | 제출 문서 열기 0001548312-25-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 24일 2025년 12월 29일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 16,000 | 9.35 | 149,600 산출: 주식 수 × 주당 가격. 정확한 값 149600.00. | 794,217 | 직접(D) | 아니요 | F1 - F1 Star Equity Holdings, Inc. 10% Series A Cumulative Perpetual Preferred Stock, which is not convertible or exchangeable into Star Equity Holdings, Inc. Common Stock.
| 제출 문서 열기 0001548312-25-000045 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 8일 2025년 12월 10일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 287,631 | 10.43 | 2,999,991.33 산출: 주식 수 × 주당 가격. 정확한 값 2999991.33. | 990,847 | 직접(D) | 아니요 | F1, F2 - F1 December 8, 2025, Mr. Eberwein entered into a securities exchange agreement with the Issuer, pursuant to which Mr. Eberwein purchased from the Issuer, 287,631 shares of common stock, in exchange for Mr. Eberwein transferring 320,855 shares of Preferred Stock to the Issuer.
- F2 Includes 8,918 of Restricted Stock Units (RSUs) which represent the right to receive, at settlement, one share of common stock.
| 제출 문서 열기 0001548312-25-000039 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 12월 8일 2025년 12월 10일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | S Open market or private sale of non-derivative or derivative security Series A Preferred Stock | 처분(D) | 320,855 | 9.35 | 2,999,994.25 산출: 주식 수 × 주당 가격. 정확한 값 2999994.25. | 810,217 | 직접(D) | 아니요 | F1 - F1 December 8, 2025, Mr. Eberwein entered into a securities exchange agreement with the Issuer, pursuant to which Mr. Eberwein purchased from the Issuer, 287,631 shares of common stock, in exchange for Mr. Eberwein transferring 320,855 shares of Preferred Stock to the Issuer.
| 제출 문서 열기 0001548312-25-000039 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock | 취득(A) | 675 | — | — | 703,216 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
| 제출 문서 열기 0001548312-25-000034 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock (675) | 처분(D) | 675 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 On November 22, 2024, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC common stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 675 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 22, 2025.
| 제출 문서 열기 0001548312-25-000034 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Palmer Jennifer Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock | 취득(A) | 361 | — | — | 7,373 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
| 제출 문서 열기 0002029196-25-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Palmer Jennifer Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock (361) | 처분(D) | 361 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 On November 22, 2024, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC common stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 361 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 22, 2025.
| 제출 문서 열기 0002029196-25-000006 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Fruhbeis Todd Michael Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock | 취득(A) | 341 | — | — | 10,213 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
| 제출 문서 열기 0002029470-25-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Fruhbeis Todd Michael Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock (341) | 처분(D) | 341 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 On November 22, 2024, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC common stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 341 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 22, 2025.
| 제출 문서 열기 0002029470-25-000011 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Parks Louis A. Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock | 취득(A) | 380 | — | — | 7,392 | 직접(D) | 아니요 | F1, F2 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
| 제출 문서 열기 0002029214-25-000010 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 22일 2025년 11월 24일 제출 | Parks Louis A. Director | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 파생증권: Restricted Stock Unit — 기초자산 Common Stock (380) | 처분(D) | 380 | — | — | 0 | 직접(D) | 아니요 | F1, F2, F3 - F1 Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.
- F2 This transaction represents the settlement of Restricted Stock Units in shares of common stock on their scheduled vesting date.
- F3 On November 22, 2024, the Reporting Person was granted Restricted Stock Units by Star Operating Companies, Inc. (SOC), each of which represented the right to receive, at settlement, one share of SOC common stock (SOC RSUs). Pursuant to the Agreement and Plan of Merger, dated as of May 21, 2025, by and among SOC, the Issuer and HSON Merger Sub, Inc., a wholly owned subsidiary of the Issuer, the Reporting Person's SOC RSUs were exchanged for 380 Restricted Stock Units. As to this grant, one hundred percent (100%) of the Restricted Stock Units vested on November 22, 2025.
| 제출 문서 열기 0002029214-25-000010 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 19일 2025년 11월 19일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 2,312 | 10.38 | 23,998.56 산출: 주식 수 × 주당 가격. 정확한 값 23998.56. | 702,541 | 직접(D) | 아니요 | F1 - F1 The prices reported in this column are weighted average prices. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased (or sold) at each separate price such shares were purchased.
| 제출 문서 열기 0001548312-25-000032 제출 문서의 XML에서 읽음 이 행에 이의 제기 |
| 2025년 11월 18일 2025년 11월 19일 제출 | Eberwein Jeffrey E. Director · Officer: Chief Executive Officer · 10% owner | P Open market or private purchase of non-derivative or derivative security Common Stock | 취득(A) | 10,217 | 10.42 | 106,461.14 산출: 주식 수 × 주당 가격. 정확한 값 106461.14. | 700,229 | 직접(D) | 아니요 | F1 - F1 The prices reported in this column are weighted average prices. The Reporting Person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased (or sold) at each separate price such shares were purchased.
| 제출 문서 열기 0001548312-25-000032 제출 문서의 XML에서 읽음 이 행에 이의 제기 |