Operaciones de insiders

EDGAR

AvePoint, Inc.

Operaciones informadas por directores, ejecutivos y titulares de más del 10 % en los Formularios 3, 4 y 5 de la SEC, leídas del XML de cada presentación. Los códigos y su redacción son los de la SEC.

El Formulario 4 debe presentarse dentro de los dos días hábiles posteriores a la operación, por lo que las más recientes pueden no estar presentadas aún.

Ventana: operaciones con fecha desde el 15 nov 2025.

Compras en el mercado abierto (código P)
0 operaciones, — acciones
Ventas en el mercado abierto (código S)
16 operaciones, 400.000 acciones
Suma de acciones × precio por acción: 5.705.605,06

Los totales suman las operaciones presentadas que se listan; cuentan lo informado y no miden una dirección.

Mostrando 1–50 de 102

Operaciones de insiders, las más recientes primero, según los Formularios 3, 4 y 5 de la SEC
FechaTitular informanteCódigoAdquirido o enajenadoAccionesPrecio por acción, según lo presentadoValor (derivado)Acciones poseídas despuésDirecta o indirectaCasilla de la Regla 10b5-1NotasFuente
23 oct 2026 Presentado el 26 oct 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)35.00016,42
574.700

Derivado: acciones × precio por acción. Valor exacto 574700.00.

224.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-033535 Leído del XML de la presentación Disputar esta fila
20 oct 2026 Presentado el 20 oct 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)72.60615,26
1.107.967,56

Derivado: acciones × precio por acción. Valor exacto 1107967.56.

259.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-033033 Leído del XML de la presentación Disputar esta fila
16 oct 2026 Presentado el 20 oct 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)350015,20
53.200

Derivado: acciones × precio por acción. Valor exacto 53200.00.

332.210Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-033033 Leído del XML de la presentación Disputar esta fila
6 oct 2026 Presentado el 8 oct 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)28.89415,15
437.744,1

Derivado: acciones × precio por acción. Valor exacto 437744.10.

335.710Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-032381 Leído del XML de la presentación Disputar esta fila
30 sept 2026 Presentado el 2 oct 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)10.00014,11
141.100

Derivado: acciones × precio por acción. Valor exacto 141100.00.

364.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-031922 Leído del XML de la presentación Disputar esta fila
23 sept 2026 Presentado el 25 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)10.00013,07
130.700

Derivado: acciones × precio por acción. Valor exacto 130700.00.

374.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
Abrir presentación 0001437749-26-031239 Leído del XML de la presentación Disputar esta fila
14 sept 2026 Presentado el 15 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)187513,60
25.500

Derivado: acciones × precio por acción. Valor exacto 25500.00.

339.643Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Abrir presentación 0001437749-26-030459 Leído del XML de la presentación Disputar esta fila
14 sept 2026 Presentado el 15 sept 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)251713,60
34.231,2

Derivado: acciones × precio por acción. Valor exacto 34231.20.

683.506Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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11 sept 2026 Presentado el 15 sept 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)291412,66
36.891,24

Derivado: acciones × precio por acción. Valor exacto 36891.24.

2.244.311Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Abrir presentación 0001437749-26-030462 Leído del XML de la presentación Disputar esta fila
11 sept 2026 Presentado el 15 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)501012,66
63.426,6

Derivado: acciones × precio por acción. Valor exacto 63426.60.

341.518Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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11 sept 2026 Presentado el 15 sept 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)313712,66
39.714,42

Derivado: acciones × precio por acción. Valor exacto 39714.42.

1.861.171Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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11 sept 2026 Presentado el 15 sept 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)612012,66
77.479,2

Derivado: acciones × precio por acción. Valor exacto 77479.20.

686.023Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)38813,43
5210,84

Derivado: acciones × precio por acción. Valor exacto 5210.84.

697.469Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Abrir presentación 0001437749-26-030010 Leído del XML de la presentación Disputar esta fila
4 sept 2026 Presentado el 9 sept 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)136913,43
18.385,67

Derivado: acciones × precio por acción. Valor exacto 18385.67.

696.100Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)395713,43
53.142,51

Derivado: acciones × precio por acción. Valor exacto 53142.51.

692.143Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)27713,43
3720,11

Derivado: acciones × precio por acción. Valor exacto 3720.11.

350.343Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)98113,43
13.174,83

Derivado: acciones × precio por acción. Valor exacto 13174.83.

349.362Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)283413,43
38.060,62

Derivado: acciones × precio por acción. Valor exacto 38060.62.

346.528Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)96813,43
13.000,24

Derivado: acciones × precio por acción. Valor exacto 13000.24.

2.250.647Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)342213,43
45.957,46

Derivado: acciones × precio por acción. Valor exacto 45957.46.

2.247.225Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)104113,43
13.980,63

Derivado: acciones × precio por acción. Valor exacto 13980.63.

1.867.991Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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4 sept 2026 Presentado el 9 sept 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)368313,43
49.462,69

Derivado: acciones × precio por acción. Valor exacto 49462.69.

1.864.308Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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1 sept 2026 Presentado el 2 sept 2026Jiang Tianyi Director · Officer: Chief Executive Officer
G

Bona fide gift

Common Stock
Enajenado (D)36.00013,50
486.000

Derivado: acciones × precio por acción. Valor exacto 486000.00.

2.251.615Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of a charitable gift to Cornell University (the Gift) and which involves no payment of consideration by the recipient. The Gift is the third of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18. 2026.
Abrir presentación 0001437749-26-029527 Leído del XML de la presentación Disputar esta fila
27 ago 2026 Presentado el 28 ago 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)60.00014,20
852.000

Derivado: acciones × precio por acción. Valor exacto 852000.00.

384.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
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24 ago 2026 Presentado el 26 ago 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)10.00013,30
133.000

Derivado: acciones × precio por acción. Valor exacto 133000.00.

444.604Indirecta (I) Held by Brian M. Brown Revocable TrustSí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
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29 jul 2026 Presentado el 30 jul 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)517613,06
67.598,56

Derivado: acciones × precio por acción. Valor exacto 67598.56.

809.664Directa (D) Sí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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28 jul 2026 Presentado el 30 jul 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)482413,08
63.097,92

Derivado: acciones × precio por acción. Valor exacto 63097.92.

814.840Directa (D) Sí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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15 jul 2026 Presentado el 16 jul 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)31.63113,18
416.896,58

Derivado: acciones × precio por acción. Valor exacto 416896.58.

819.664Directa (D) Sí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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14 jul 2026 Presentado el 16 jul 2026Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
Enajenado (D)836913
108.797

Derivado: acciones × precio por acción. Valor exacto 108797.

851.295Directa (D) Sí
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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22 jun 2026 Presentado el 23 jun 2026Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
Adquirido (A)205.9139,97
2.052.952,61

Derivado: acciones × precio por acción. Valor exacto 2052952.61.

1.125.503Directa (D) No
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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22 jun 2026 Presentado el 23 jun 2026Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
Adquirido (A)743.5299,97
7.412.984,13

Derivado: acciones × precio por acción. Valor exacto 7412984.13.

1.869.032Directa (D) No
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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22 jun 2026 Presentado el 23 jun 2026Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Stock Option (Right to Buy) — subyacente Common Stock (205.913) — precio de ejercicio 1.34
Enajenado (D)205.9130—5.369.222Directa (D) No
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
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22 jun 2026 Presentado el 23 jun 2026Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Stock Option (Right to Buy) — subyacente Common Stock (743.529) — precio de ejercicio 1.34
Enajenado (D)743.5290—4.625.693Directa (D) No
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
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18 jun 2026 Presentado el 23 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
Adquirido (A)50.49210,41
525.621,72

Derivado: acciones × precio por acción. Valor exacto 525621.72.

859.664Directa (D) No
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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18 jun 2026 Presentado el 23 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Valor derivado: Stock Option (Right to Buy) — subyacente Common Stock (50.492) — precio de ejercicio 1.59
Enajenado (D)50.4920—2.182.807Directa (D) No
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
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12 jun 2026 Presentado el 16 jun 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)612010,87
66.524,4

Derivado: acciones × precio por acción. Valor exacto 66524.40.

700.374Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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12 jun 2026 Presentado el 16 jun 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)251710,87
27.359,79

Derivado: acciones × precio por acción. Valor exacto 27359.79.

697.857Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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12 jun 2026 Presentado el 16 jun 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)378810,87
41.175,56

Derivado: acciones × precio por acción. Valor exacto 41175.56.

919.590Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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12 jun 2026 Presentado el 16 jun 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)291410,87
31.675,18

Derivado: acciones × precio por acción. Valor exacto 31675.18.

2.287.615Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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12 jun 2026 Presentado el 16 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)501010,87
54.458,7

Derivado: acciones × precio por acción. Valor exacto 54458.70.

811.047Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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12 jun 2026 Presentado el 16 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)187510,87
20.381,25

Derivado: acciones × precio por acción. Valor exacto 20381.25.

809.172Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)283510,74
30.447,9

Derivado: acciones × precio por acción. Valor exacto 30447.90.

817.316Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Abrir presentación 0001437749-26-020049 Leído del XML de la presentación Disputar esta fila
5 jun 2026 Presentado el 9 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)98110,74
10.535,94

Derivado: acciones × precio por acción. Valor exacto 10535.94.

816.335Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
Abrir presentación 0001437749-26-020049 Leído del XML de la presentación Disputar esta fila
5 jun 2026 Presentado el 9 jun 2026Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)27810,74
2985,72

Derivado: acciones × precio por acción. Valor exacto 2985.72.

816.057Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)444910,74
47.782,26

Derivado: acciones × precio por acción. Valor exacto 47782.26.

924.637Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)125910,74
13.521,66

Derivado: acciones × precio por acción. Valor exacto 13521.66.

923.378Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)342310,74
36.763,02

Derivado: acciones × precio por acción. Valor exacto 36763.02.

2.291.498Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)96910,74
10.407,06

Derivado: acciones × precio por acción. Valor exacto 10407.06.

2.290.529Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)395710,74
42.498,18

Derivado: acciones × precio por acción. Valor exacto 42498.18.

708.251Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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5 jun 2026 Presentado el 9 jun 2026Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
Enajenado (D)136910,74
14.703,06

Derivado: acciones × precio por acción. Valor exacto 14703.06.

706.882Directa (D) No
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
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Titulares institucionales (Formulario 13F)

No hay en el almacén ninguna posición del Formulario 13F atribuida a este emisor. Un titular aún sin vincular o sin presentar está ausente, no en cero.

Titulares del 5 % (Anexos 13D y 13G)

Aquí se leen los anexos presentados en el formato estructurado de la SEC (desde finales de 2024). Los anteriores son texto libre y no se leen.

Titulares del 5 %, el evento más reciente primero, según lo presentado
TitularPorcentaje de la claseAcciones en poderFecha del eventoFormularioFuente
BlackRock, Inc. Class A Stock11.824.926.53210/31/2026 Presentado el 4 nov 2026SCHEDULE 13G/AEnmienda 1Abrir presentación 0002012383-26-003976 Disputar esta fila
Vanguard Portfolio Management Common Stock5.2911.443.12003/31/2026 Presentado el 28 abr 2026SCHEDULE 13GAbrir presentación 0002100121-26-000109 Disputar esta fila
The Vanguard Group Common Stock0003/13/2026 Presentado el 26 mar 2026SCHEDULE 13G/AEnmienda 2Abrir presentación 0000102909-26-000798 Disputar esta fila
Lu Zhijian Common Stock, par value $0.0001 per share5.511.681.015,0010/24/2025 Presentado el 28 oct 2025SCHEDULE 13D/AEnmienda 1Abrir presentación 0001437749-25-032058 Disputar esta fila
Anchor IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
Anchor @ 65 Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
Anchor Fund @ 65 Limited Partnership Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
Anchor GP Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65EP Investment IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65EP Investments Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65 Equity Partners Management (Singapore) Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65 Equity Partners Management Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65 Equity Partners Group Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila
65 Equity Partners Pte. Ltd. Common Stock, par value $0.0001 per share9.419.910.51009/30/2025 Presentado el 13 nov 2025SCHEDULE 13G/AEnmienda 1Abrir presentación 0000905148-25-003900 Disputar esta fila

El porcentaje es de la clase que indica la presentación, según lo declaró el titular. Los miembros de un grupo informan cada uno las acciones del grupo, por lo que las filas no se suman.

Qué se leyó

2.024.280 presentaciones leídas, del 14 jun 2004 al 13 nov 2026: Formularios 3, 3/A, 4, 4/A, 5, 5/A.

Algunos años pueden estar incompletos mientras se sigue leyendo el archivo. Un año con pocas presentaciones aquí no afirma que se hicieran pocas.

Presentaciones leídas, por año de presentación
Año de presentaciónPresentaciones leídas
20151
2016204.322
2017202.494
2018202.048
2019193.638
2020144.184
2021224.474
202240.015
2023199.811
2024117.969
2025235.520
2026254.026

Las presentaciones anteriores a que la SEC exigiera XML se listan, pero no se extraen.

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