내부자 거래

EDGAR

AvePoint, Inc.

이사, 임원 및 10% 이상 주주가 SEC 양식 3, 4, 5로 보고한 거래이며, 각 제출 문서의 XML에서 읽었습니다. 코드와 그 설명은 SEC의 원문입니다.

양식 4는 거래 후 영업일 2일 이내에 제출해야 하므로 가장 최근 거래는 아직 제출되지 않았을 수 있습니다.

기간: 2025년 11월 15일 이후 날짜의 거래.

공개시장 매수(코드 P)
거래 0건, —주
공개시장 매도(코드 S)
거래 16건, 400,000주
주식 수 × 주당 가격의 합계: 5,705,605.06

합계는 나열된 제출 거래를 더한 것이며, 보고된 내용을 센 것일 뿐 방향을 나타내지 않습니다.

102건 중 1–50건 표시

SEC 양식 3, 4, 5에 제출된 내부자 거래(최신순)
날짜보고자코드취득 또는 처분주식 수주당 가격(제출된 대로)가치(산출)거래 후 보유 주식 수직접 또는 간접규칙 10b5-1 체크란주석출처
2026년 10월 23일 2026년 10월 26일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)35,00016.42
574,700

산출: 주식 수 × 주당 가격. 정확한 값 574700.00.

224,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-033535 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 10월 20일 2026년 10월 20일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)72,60615.26
1,107,967.56

산출: 주식 수 × 주당 가격. 정확한 값 1107967.56.

259,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-033033 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 10월 16일 2026년 10월 20일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)3,50015.20
53,200

산출: 주식 수 × 주당 가격. 정확한 값 53200.00.

332,210간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-033033 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 10월 6일 2026년 10월 8일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)28,89415.15
437,744.1

산출: 주식 수 × 주당 가격. 정확한 값 437744.10.

335,710간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-032381 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 30일 2026년 10월 2일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)10,00014.11
141,100

산출: 주식 수 × 주당 가격. 정확한 값 141100.00.

364,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-031922 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 23일 2026년 9월 25일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)10,00013.07
130,700

산출: 주식 수 × 주당 가격. 정확한 값 130700.00.

374,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-031239 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 14일 2026년 9월 15일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,87513.60
25,500

산출: 주식 수 × 주당 가격. 정확한 값 25500.00.

339,643직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030459 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 14일 2026년 9월 15일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,51713.60
34,231.2

산출: 주식 수 × 주당 가격. 정확한 값 34231.20.

683,506직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 11일 2026년 9월 15일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,91412.66
36,891.24

산출: 주식 수 × 주당 가격. 정확한 값 36891.24.

2,244,311직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030462 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 11일 2026년 9월 15일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)5,01012.66
63,426.6

산출: 주식 수 × 주당 가격. 정확한 값 63426.60.

341,518직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030459 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 11일 2026년 9월 15일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,13712.66
39,714.42

산출: 주식 수 × 주당 가격. 정확한 값 39714.42.

1,861,171직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030461 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 11일 2026년 9월 15일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)6,12012.66
77,479.2

산출: 주식 수 × 주당 가격. 정확한 값 77479.20.

686,023직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)38813.43
5,210.84

산출: 주식 수 × 주당 가격. 정확한 값 5210.84.

697,469직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030010 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,36913.43
18,385.67

산출: 주식 수 × 주당 가격. 정확한 값 18385.67.

696,100직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030010 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,95713.43
53,142.51

산출: 주식 수 × 주당 가격. 정확한 값 53142.51.

692,143직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030010 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)27713.43
3,720.11

산출: 주식 수 × 주당 가격. 정확한 값 3720.11.

350,343직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030009 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)98113.43
13,174.83

산출: 주식 수 × 주당 가격. 정확한 값 13174.83.

349,362직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030009 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,83413.43
38,060.62

산출: 주식 수 × 주당 가격. 정확한 값 38060.62.

346,528직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030009 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)96813.43
13,000.24

산출: 주식 수 × 주당 가격. 정확한 값 13000.24.

2,250,647직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030012 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,42213.43
45,957.46

산출: 주식 수 × 주당 가격. 정확한 값 45957.46.

2,247,225직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030012 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,04113.43
13,980.63

산출: 주식 수 × 주당 가격. 정확한 값 13980.63.

1,867,991직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030011 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 4일 2026년 9월 9일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,68313.43
49,462.69

산출: 주식 수 × 주당 가격. 정확한 값 49462.69.

1,864,308직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-030011 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 1일 2026년 9월 2일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
G

Bona fide gift

Common Stock
처분(D)36,00013.50
486,000

산출: 주식 수 × 주당 가격. 정확한 값 486000.00.

2,251,615직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of a charitable gift to Cornell University (the Gift) and which involves no payment of consideration by the recipient. The Gift is the third of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18. 2026.
제출 문서 열기 0001437749-26-029527 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 27일 2026년 8월 28일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)60,00014.20
852,000

산출: 주식 수 × 주당 가격. 정확한 값 852000.00.

384,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-029226 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 24일 2026년 8월 26일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)10,00013.30
133,000

산출: 주식 수 × 주당 가격. 정확한 값 133000.00.

444,604간접(I) Held by Brian M. Brown Revocable Trust예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
제출 문서 열기 0001437749-26-029027 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 7월 29일 2026년 7월 30일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)5,17613.06
67,598.56

산출: 주식 수 × 주당 가격. 정확한 값 67598.56.

809,664직접(D) 예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-025102 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 7월 28일 2026년 7월 30일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)4,82413.08
63,097.92

산출: 주식 수 × 주당 가격. 정확한 값 63097.92.

814,840직접(D) 예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-025102 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 7월 15일 2026년 7월 16일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)31,63113.18
416,896.58

산출: 주식 수 × 주당 가격. 정확한 값 416896.58.

819,664직접(D) 예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-023714 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 7월 14일 2026년 7월 16일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)8,36913
108,797

산출: 주식 수 × 주당 가격. 정확한 값 108797.

851,295직접(D) 예
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-023714 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 22일 2026년 6월 23일 제출Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
취득(A)205,9139.97
2,052,952.61

산출: 주식 수 × 주당 가격. 정확한 값 2052952.61.

1,125,503직접(D) 아니요
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-021460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 22일 2026년 6월 23일 제출Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
취득(A)743,5299.97
7,412,984.13

산출: 주식 수 × 주당 가격. 정확한 값 7412984.13.

1,869,032직접(D) 아니요
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-021460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 22일 2026년 6월 23일 제출Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

파생증권: Stock Option (Right to Buy) — 기초자산 Common Stock (205,913) — 행사가 1.34
처분(D)205,9130—5,369,222직접(D) 아니요
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
제출 문서 열기 0001437749-26-021460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 22일 2026년 6월 23일 제출Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

파생증권: Stock Option (Right to Buy) — 기초자산 Common Stock (743,529) — 행사가 1.34
처분(D)743,5290—4,625,693직접(D) 아니요
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
제출 문서 열기 0001437749-26-021460 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 18일 2026년 6월 23일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
취득(A)50,49210.41
525,621.72

산출: 주식 수 × 주당 가격. 정확한 값 525621.72.

859,664직접(D) 아니요
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-021461 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 18일 2026년 6월 23일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

파생증권: Stock Option (Right to Buy) — 기초자산 Common Stock (50,492) — 행사가 1.59
처분(D)50,4920—2,182,807직접(D) 아니요
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
제출 문서 열기 0001437749-26-021461 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)6,12010.87
66,524.4

산출: 주식 수 × 주당 가격. 정확한 값 66524.40.

700,374직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020837 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,51710.87
27,359.79

산출: 주식 수 × 주당 가격. 정확한 값 27359.79.

697,857직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020837 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,78810.87
41,175.56

산출: 주식 수 × 주당 가격. 정확한 값 41175.56.

919,590직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020838 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,91410.87
31,675.18

산출: 주식 수 × 주당 가격. 정확한 값 31675.18.

2,287,615직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020839 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)5,01010.87
54,458.7

산출: 주식 수 × 주당 가격. 정확한 값 54458.70.

811,047직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020836 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 12일 2026년 6월 16일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,87510.87
20,381.25

산출: 주식 수 × 주당 가격. 정확한 값 20381.25.

809,172직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020836 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)2,83510.74
30,447.9

산출: 주식 수 × 주당 가격. 정확한 값 30447.90.

817,316직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020049 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)98110.74
10,535.94

산출: 주식 수 × 주당 가격. 정확한 값 10535.94.

816,335직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020049 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)27810.74
2,985.72

산출: 주식 수 × 주당 가격. 정확한 값 2985.72.

816,057직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020049 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)4,44910.74
47,782.26

산출: 주식 수 × 주당 가격. 정확한 값 47782.26.

924,637직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020051 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,25910.74
13,521.66

산출: 주식 수 × 주당 가격. 정확한 값 13521.66.

923,378직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020051 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,42310.74
36,763.02

산출: 주식 수 × 주당 가격. 정확한 값 36763.02.

2,291,498직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020052 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)96910.74
10,407.06

산출: 주식 수 × 주당 가격. 정확한 값 10407.06.

2,290,529직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020052 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)3,95710.74
42,498.18

산출: 주식 수 × 주당 가격. 정확한 값 42498.18.

708,251직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020050 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 5일 2026년 6월 9일 제출Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)1,36910.74
14,703.06

산출: 주식 수 × 주당 가격. 정확한 값 14703.06.

706,882직접(D) 아니요
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
제출 문서 열기 0001437749-26-020050 제출 문서의 XML에서 읽음 이 행에 이의 제기

기관 보유자(양식 13F)

저장소에 이 발행사로 연결된 양식 13F 보유 내역이 없습니다. 아직 연결되지 않았거나 제출하지 않은 보유자는 0이 아니라 없는 것입니다.

5% 보유자(스케줄 13D, 13G)

SEC 구조화 형식(2024년 말 이후)으로 제출된 스케줄을 여기서 읽습니다. 이전 스케줄은 자유 텍스트여서 읽지 않습니다.

5% 보유자, 최신 사건순, 제출된 대로
보유자해당 종류 대비 비율보유 주식 수사건일양식출처
BlackRock, Inc. Class A Stock11.824,926,53210/31/2026 2026년 11월 4일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0002012383-26-003976 이 행에 이의 제기
Vanguard Portfolio Management Common Stock5.2911,443,12003/31/2026 2026년 4월 28일 제출SCHEDULE 13G제출 문서 열기 0002100121-26-000109 이 행에 이의 제기
The Vanguard Group Common Stock0003/13/2026 2026년 3월 26일 제출SCHEDULE 13G/A정정 2제출 문서 열기 0000102909-26-000798 이 행에 이의 제기
Lu Zhijian Common Stock, par value $0.0001 per share5.511,681,015.0010/24/2025 2025년 10월 28일 제출SCHEDULE 13D/A정정 1제출 문서 열기 0001437749-25-032058 이 행에 이의 제기
Anchor IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
Anchor @ 65 Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
Anchor Fund @ 65 Limited Partnership Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
Anchor GP Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65EP Investment IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65EP Investments Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65 Equity Partners Management (Singapore) Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65 Equity Partners Management Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65 Equity Partners Group Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기
65 Equity Partners Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025년 11월 13일 제출SCHEDULE 13G/A정정 1제출 문서 열기 0000905148-25-003900 이 행에 이의 제기

비율은 제출 문서가 지정한 종류에 대한 것이며 보유자가 밝힌 그대로입니다. 그룹 구성원은 각자 그룹의 주식을 보고하므로 행을 합산하지 않습니다.

읽은 내용

2004년 6월 14일부터 2026년 11월 13일까지의 제출 문서 1,970,197건을 읽음: 양식 3, 3/A, 4, 4/A, 5, 5/A.

아카이브를 아직 읽는 중이라 일부 연도는 불완전할 수 있습니다. 여기서 제출 수가 적은 해가 실제로 적게 제출되었다는 뜻은 아닙니다.

제출 연도별 읽은 문서
제출 연도읽은 문서
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,520
2026233,555

SEC가 XML을 요구하기 전의 제출 문서는 목록에만 있고 내용은 추출하지 않습니다.

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