インサイダー取引

EDGAR

AvePoint, Inc.

取締役、役員、10%超の株主がSECのForm 3、4、5で報告した取引を、各提出書類のXMLから読み取っています。コードとその文言はSEC自身のものです。

Form 4は取引から2営業日以内に提出する必要があるため、直近の取引はまだ提出されていない場合があります。

期間:2025年11月15日以降の日付の取引。

市場での購入(コードP)
0件の取引、—株
市場での売却(コードS)
16件の取引、400,000株
株数 × 1株あたり価格の合計:5,705,605.06

合計は掲載した提出済み取引を足したもので、報告された内容の集計であり、方向性を示すものではありません。

102件中1–50件を表示

SECのForm 3、4、5で提出されたインサイダー取引(新しい順)
日付報告者コード取得または処分株数1株あたり価格(提出どおり)価値(算出)取引後の保有株数直接または間接ルール10b5-1のチェック欄注記出典
2026年10月23日 2026年10月26日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)35,00016.42
574,700

算出:株数 × 1株あたり価格。正確な値 574700.00。

224,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-033535 提出書類のXMLから読み取り この行に異議を申し立てる
2026年10月20日 2026年10月20日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)72,60615.26
1,107,967.56

算出:株数 × 1株あたり価格。正確な値 1107967.56。

259,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-033033 提出書類のXMLから読み取り この行に異議を申し立てる
2026年10月16日 2026年10月20日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)3,50015.20
53,200

算出:株数 × 1株あたり価格。正確な値 53200.00。

332,210間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-033033 提出書類のXMLから読み取り この行に異議を申し立てる
2026年10月6日 2026年10月8日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)28,89415.15
437,744.1

算出:株数 × 1株あたり価格。正確な値 437744.10。

335,710間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-032381 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月30日 2026年10月2日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)10,00014.11
141,100

算出:株数 × 1株あたり価格。正確な値 141100.00。

364,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-031922 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月23日 2026年9月25日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)10,00013.07
130,700

算出:株数 × 1株あたり価格。正確な値 130700.00。

374,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-031239 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月14日 2026年9月15日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,87513.60
25,500

算出:株数 × 1株あたり価格。正確な値 25500.00。

339,643直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030459 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月14日 2026年9月15日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,51713.60
34,231.2

算出:株数 × 1株あたり価格。正確な値 34231.20。

683,506直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月11日 2026年9月15日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,91412.66
36,891.24

算出:株数 × 1株あたり価格。正確な値 36891.24。

2,244,311直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030462 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月11日 2026年9月15日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)5,01012.66
63,426.6

算出:株数 × 1株あたり価格。正確な値 63426.60。

341,518直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030459 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月11日 2026年9月15日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,13712.66
39,714.42

算出:株数 × 1株あたり価格。正確な値 39714.42。

1,861,171直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030461 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月11日 2026年9月15日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)6,12012.66
77,479.2

算出:株数 × 1株あたり価格。正確な値 77479.20。

686,023直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)38813.43
5,210.84

算出:株数 × 1株あたり価格。正確な値 5210.84。

697,469直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030010 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,36913.43
18,385.67

算出:株数 × 1株あたり価格。正確な値 18385.67。

696,100直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030010 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,95713.43
53,142.51

算出:株数 × 1株あたり価格。正確な値 53142.51。

692,143直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030010 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)27713.43
3,720.11

算出:株数 × 1株あたり価格。正確な値 3720.11。

350,343直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030009 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)98113.43
13,174.83

算出:株数 × 1株あたり価格。正確な値 13174.83。

349,362直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030009 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,83413.43
38,060.62

算出:株数 × 1株あたり価格。正確な値 38060.62。

346,528直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030009 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)96813.43
13,000.24

算出:株数 × 1株あたり価格。正確な値 13000.24。

2,250,647直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030012 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,42213.43
45,957.46

算出:株数 × 1株あたり価格。正確な値 45957.46。

2,247,225直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030012 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,04113.43
13,980.63

算出:株数 × 1株あたり価格。正確な値 13980.63。

1,867,991直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030011 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月4日 2026年9月9日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,68313.43
49,462.69

算出:株数 × 1株あたり価格。正確な値 49462.69。

1,864,308直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-030011 提出書類のXMLから読み取り この行に異議を申し立てる
2026年9月1日 2026年9月2日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
G

Bona fide gift

Common Stock
処分(D)36,00013.50
486,000

算出:株数 × 1株あたり価格。正確な値 486000.00。

2,251,615直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of a charitable gift to Cornell University (the Gift) and which involves no payment of consideration by the recipient. The Gift is the third of five to be gifted annually through June 30, 2028, with each installment in an amount not less than $400,000.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18. 2026.
提出書類を開く 0001437749-26-029527 提出書類のXMLから読み取り この行に異議を申し立てる
2026年8月27日 2026年8月28日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)60,00014.20
852,000

算出:株数 × 1株あたり価格。正確な値 852000.00。

384,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-029226 提出書類のXMLから読み取り この行に異議を申し立てる
2026年8月24日 2026年8月26日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)10,00013.30
133,000

算出:株数 × 1株あたり価格。正確な値 133000.00。

444,604間接(I) Held by Brian M. Brown Revocable Trustはい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 The Reporting Person is a trustee of the Brian M. Brown Revocable Trust (the Trust). Mr. Brown may be deemed to beneficially own these shares. The Reporting Person disclaims beneficial ownership of the shares held by the Trust, except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the report shares for the purposes of Section 16 or for any other purpose.
提出書類を開く 0001437749-26-029027 提出書類のXMLから読み取り この行に異議を申し立てる
2026年7月29日 2026年7月30日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)5,17613.06
67,598.56

算出:株数 × 1株あたり価格。正確な値 67598.56。

809,664直接(D) はい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-025102 提出書類のXMLから読み取り この行に異議を申し立てる
2026年7月28日 2026年7月30日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)4,82413.08
63,097.92

算出:株数 × 1株あたり価格。正確な値 63097.92。

814,840直接(D) はい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-025102 提出書類のXMLから読み取り この行に異議を申し立てる
2026年7月15日 2026年7月16日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)31,63113.18
416,896.58

算出:株数 × 1株あたり価格。正確な値 416896.58。

819,664直接(D) はい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-023714 提出書類のXMLから読み取り この行に異議を申し立てる
2026年7月14日 2026年7月16日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock
処分(D)8,36913
108,797

算出:株数 × 1株あたり価格。正確な値 108797。

851,295直接(D) はい
F1, F2
  • F1 The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 16, 2025.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-023714 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月22日 2026年6月23日に提出Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
取得(A)205,9139.97
2,052,952.61

算出:株数 × 1株あたり価格。正確な値 2052952.61。

1,125,503直接(D) いいえ
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-021460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月22日 2026年6月23日に提出Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
取得(A)743,5299.97
7,412,984.13

算出:株数 × 1株あたり価格。正確な値 7412984.13。

1,869,032直接(D) いいえ
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-021460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月22日 2026年6月23日に提出Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

デリバティブ証券: Stock Option (Right to Buy) — 原資産 Common Stock (205,913) — 行使価格 1.34
処分(D)205,9130—5,369,222直接(D) いいえ
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
提出書類を開く 0001437749-26-021460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月22日 2026年6月23日に提出Gong Xunkai Director · Officer: Executive Chairman
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

デリバティブ証券: Stock Option (Right to Buy) — 原資産 Common Stock (743,529) — 行使価格 1.34
処分(D)743,5290—4,625,693直接(D) いいえ
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
提出書類を開く 0001437749-26-021460 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月18日 2026年6月23日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
取得(A)50,49210.41
525,621.72

算出:株数 × 1株あたり価格。正確な値 525621.72。

859,664直接(D) いいえ
F1, F2
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-021461 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月18日 2026年6月23日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

デリバティブ証券: Stock Option (Right to Buy) — 原資産 Common Stock (50,492) — 行使価格 1.59
処分(D)50,4920—2,182,807直接(D) いいえ
F3
  • F3 This security represents options to purchase the Issuer's common stock granted to the Reporting Person under the Issuer's 2016 Equity Incentive Plan that have been exercised.
提出書類を開く 0001437749-26-021461 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)6,12010.87
66,524.4

算出:株数 × 1株あたり価格。正確な値 66524.40。

700,374直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020837 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,51710.87
27,359.79

算出:株数 × 1株あたり価格。正確な値 27359.79。

697,857直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020837 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,78810.87
41,175.56

算出:株数 × 1株あたり価格。正確な値 41175.56。

919,590直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020838 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,91410.87
31,675.18

算出:株数 × 1株あたり価格。正確な値 31675.18。

2,287,615直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020839 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)5,01010.87
54,458.7

算出:株数 × 1株あたり価格。正確な値 54458.70。

811,047直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020836 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月12日 2026年6月16日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,87510.87
20,381.25

算出:株数 × 1株あたり価格。正確な値 20381.25。

809,172直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020836 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)2,83510.74
30,447.9

算出:株数 × 1株あたり価格。正確な値 30447.90。

817,316直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020049 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)98110.74
10,535.94

算出:株数 × 1株あたり価格。正確な値 10535.94。

816,335直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020049 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Brown Brian Michael Director · Officer: Chief Legal Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)27810.74
2,985.72

算出:株数 × 1株あたり価格。正確な値 2985.72。

816,057直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020049 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)4,44910.74
47,782.26

算出:株数 × 1株あたり価格。正確な値 47782.26。

924,637直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020051 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Gong Xunkai Director · Officer: Executive Chairman
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,25910.74
13,521.66

算出:株数 × 1株あたり価格。正確な値 13521.66。

923,378直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020051 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,42310.74
36,763.02

算出:株数 × 1株あたり価格。正確な値 36763.02。

2,291,498直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020052 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Jiang Tianyi Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)96910.74
10,407.06

算出:株数 × 1株あたり価格。正確な値 10407.06。

2,290,529直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020052 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)3,95710.74
42,498.18

算出:株数 × 1株あたり価格。正確な値 42498.18。

708,251直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020050 提出書類のXMLから読み取り この行に異議を申し立てる
2026年6月5日 2026年6月9日に提出Caci James Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
処分(D)1,36910.74
14,703.06

算出:株数 × 1株あたり価格。正確な値 14703.06。

706,882直接(D) いいえ
F1, F2, F3
  • F1 This security represents the Issuer's common stock as well as restricted stock units (each, an RSU) granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
  • F2 Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  • F3 Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024, March 18, 2025, and March 18, 2026.
提出書類を開く 0001437749-26-020050 提出書類のXMLから読み取り この行に異議を申し立てる

機関投資家の保有(Form 13F)

この発行体に結び付いたForm 13Fの保有はストアにありません。未リンクまたは未提出の保有者はゼロではなく、不在です。

5%保有者(Schedule 13D・13G)

SECの構造化形式(2024年末以降)で提出されたスケジュールをここで読み取ります。それ以前のものは自由形式のテキストで、読み取っていません。

5%保有者(新しい事由順、提出どおり)
保有者クラスに占める割合保有株数事由日書式出典
BlackRock, Inc. Class A Stock11.824,926,53210/31/2026 2026年11月4日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0002012383-26-003976 この行に異議を申し立てる
Vanguard Portfolio Management Common Stock5.2911,443,12003/31/2026 2026年4月28日に提出SCHEDULE 13G提出書類を開く 0002100121-26-000109 この行に異議を申し立てる
The Vanguard Group Common Stock0003/13/2026 2026年3月26日に提出SCHEDULE 13G/A訂正 2提出書類を開く 0000102909-26-000798 この行に異議を申し立てる
Lu Zhijian Common Stock, par value $0.0001 per share5.511,681,015.0010/24/2025 2025年10月28日に提出SCHEDULE 13D/A訂正 1提出書類を開く 0001437749-25-032058 この行に異議を申し立てる
Anchor IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
Anchor @ 65 Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
Anchor Fund @ 65 Limited Partnership Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
Anchor GP Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65EP Investment IV Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65EP Investments Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65 Equity Partners Management (Singapore) Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65 Equity Partners Management Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65 Equity Partners Group Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる
65 Equity Partners Pte. Ltd. Common Stock, par value $0.0001 per share9.419,910,51009/30/2025 2025年11月13日に提出SCHEDULE 13G/A訂正 1提出書類を開く 0000905148-25-003900 この行に異議を申し立てる

割合は提出書類が指定するクラスに対するもので、保有者の申告どおりです。グループの構成員はそれぞれグループの株式を報告するため、行を合算しないでください。

読み込んだ内容

2004年6月14日から2026年11月13日までの提出書類2,024,280件を読み込み:Form 3, 3/A, 4, 4/A, 5, 5/A。

アーカイブの読み込み中は、不完全な年があります。ここで提出数が少ない年が、実際に少なかったという意味ではありません。

提出年別の読み込み件数
提出年読み込み件数
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
2024117,969
2025235,520
2026254,026

SECがXMLを義務付ける前の提出書類は一覧にあるだけで、内容は抽出していません。

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