Insider transactions

EDGAR

NORTECH SYSTEMS INCORPORATED

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
0 transactions, — shares
Open-market sales (code S)
0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–5 of 5

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2026-03-31 Filed 2026-09-16Kruse Stacy A Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Options — underlying Common Stock (8,000) — exercise price 12.19
Acquired (A)8,0000.00
0

Derived: shares × price per share. Exact value 0.00.

8,000Direct (D) No
F2
  • F2 Represents 8,000 Stock Options granted on March 31, 2026, with 8,000 options exercisable on May 1, 2027.
Open filing 0001493152-26-042979 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-09-16Peris Jose Antonio Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Options — underlying Common Stock (8,000) — exercise price 12.19
Acquired (A)8,0000.00
0

Derived: shares × price per share. Exact value 0.00.

8,000Direct (D) No
F2
  • F2 Represents 8,000 Stock Options granted on March 31, 2026, with 8,000 options exercisable on May 1, 2027.
Open filing 0001493152-26-042989 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-09-16Fredregill Amy S. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Options — underlying Common Stock (8,000) — exercise price 12.19
Acquired (A)8,0000.00
0

Derived: shares × price per share. Exact value 0.00.

8,000Direct (D) No
F2
  • F2 Represents 8,000 Stock Options granted on March 31, 2026, with 8,000 options exercisable on May 1, 2027.
Open filing 0001493152-26-042981 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-09-16KUNIN DAVID B Director · 10% owner
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Options — underlying Common Stock (10,800) — exercise price 12.19
Acquired (A)10,8000.00
0

Derived: shares × price per share. Exact value 0.00.

10,800Direct (D) No
F2
  • F2 Represents 10,800 Stock Options granted on March 31, 2026, with 10,800 options exercisable on May 1, 2027.
Open filing 0001493152-26-042984 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-09-16MCMANUS RYAN Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Options — underlying Common Stock (8,000) — exercise price 12.19
Acquired (A)8,0000.00
0

Derived: shares × price per share. Exact value 0.00.

8,000Direct (D) No
F2
  • F2 Represents 8,000 Stock Options granted on March 31, 2026, with 8,000 options exercisable on May 1, 2027.
Open filing 0001493152-26-042986 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–15 of 15

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager60,399 SH677,073 dollarsLower by 2,200 Prior quarter: 62,599Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
HRT FINANCIAL LP 26,922 SH303 dollarsNot in the prior quarter’s filings read Open filing 0001475597-26-000249 Filed 2026-11-13 Dispute this row
VANGUARD CAPITAL MANAGEMENT LLC 26,247 SH295,541 dollarsUnchanged Prior quarter: 26,247Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row
Chevy Chase Trust Holdings, LLC Partly reported under another manager15,832 SH177,477 dollarsUnchanged Prior quarter: 15,832Open filing 0001462020-26-000007 Filed 2026-11-13 Dispute this row
Pathstone Holdings, LLC 13,000 SH145,730 dollarsHigher by 1,000 Prior quarter: 12,000Open filing 0002011612-26-000005 Filed 2026-11-13 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager11,522 SH129,738 dollarsHigher by 898 Prior quarter: 10,624Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
MORGAN STANLEY Partly reported under another manager8,500 SH95,285 dollarsUnchanged Prior quarter: 8,500Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
VANGUARD FIDUCIARY TRUST CO 5,211 SH58,676 dollarsUnchanged Prior quarter: 5,211Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row
BlackRock, Inc. Partly reported under another manager4,309 SH48,304 dollarsLower by 147 Prior quarter: 4,456Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
NewEdge Advisors, LLC 807 SH9,046 dollarsHigher by 651 Prior quarter: 156Open filing 0001213900-26-119695 Filed 2026-11-13 Dispute this row
Larson Financial Group LLC 241 SH2,702 dollarsUnchanged Prior quarter: 241Open filing 0001104659-26-123219 Filed 2026-11-05 Dispute this row
FMR LLC Partly reported under another manager95 SH1,070 dollarsLower by 10 Prior quarter: 105Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
JONES FINANCIAL COMPANIES LLLP Partly reported under another manager20 SH226 dollarsNot in the prior quarter’s filings read Open filing 0001193125-26-459442 Filed 2026-11-13 Dispute this row
Caitong International Asset Management Co., Ltd 2 SH22 dollarsUnchanged Prior quarter: 2Open filing 0001628280-26-068135 Filed 2026-10-29 Dispute this row
CITIGROUP INC Partly reported under another manager1 SH11 dollarsNot in the prior quarter’s filings read Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • WELLS FARGO COMPANY/MN 76,091 SH
  • UBS Group AG 105 SH
  • Rialto Wealth Management, LLC 30 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

No Schedule 13D or 13G naming this issuer is in the store; this is not a statement that none were filed.

What was read

2,012,641 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
2024108,789
2025235,520
2026251,567

Filings made before the SEC required XML are listed, not extracted.

Back to NORTECH SYSTEMS INCORPORATED