Fundies.
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Insider transactions

EDGAR

Alset Inc.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
0 transactions, — shares
Open-market sales (code S)
0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

This issuer has insider filings in the store, but no transaction in this window or code group.

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 6,203 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,141 filings read.

Showing 1–11 of 11

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager374,362 SH284,390 dollarsLower by 87,280 Prior quarter: 461,642Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
STATE STREET CORP Partly reported under another manager170,676 SH129,577 dollarsUnchanged Prior quarter: 170,676Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager98,666 SH74,907 dollarsLower by 4,700 Prior quarter: 103,366Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
JANE STREET GROUP, LLC Partly reported under another manager45,811 SH34,780 dollarsNot in the prior quarter’s filings read Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
SBI Securities Co., Ltd. 1,306 SH992 dollarsUnchanged Prior quarter: 1,306Open filing 0001851815-26-000004 Filed 2026-10-22 Dispute this row
UBS Group AG Partly reported under another manager206 SH156 dollarsNot in the prior quarter’s filings read Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
BARCLAYS PLC Partly reported under another manager19 SH14 dollarsLower by 67 Prior quarter: 86Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
BNP PARIBAS FINANCIAL MARKETS Partly reported under another manager19 SH14 dollarsUnchanged Prior quarter: 19Open filing 0001166588-26-000012 Filed 2026-11-12 Dispute this row
FMR LLC Partly reported under another manager15 SH11 dollarsUnchanged Prior quarter: 15Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
CITIGROUP INC Partly reported under another manager1 SH1 dollarsNot in the prior quarter’s filings read Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
DANSKE BANK A/S 1 SH1 dollarsUnchanged Prior quarter: 1Open filing 0001104659-26-124081 Filed 2026-11-09 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • BlackRock, Inc. 519,289 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 421,880 SH
  • VANGUARD FIDUCIARY TRUST CO 194,830 SH
  • Empowered Funds, LLC 131,526 SH
  • BRIDGEWAY CAPITAL MANAGEMENT, LLC 131,526 SH
  • NORTHERN TRUST CORP 99,514 SH
  • TWO SIGMA INVESTMENTS, LP 14,744 SH
  • Vanguard Global Advisers, LLC 13,221 SH
  • Tower Research Capital LLC (TRC) 2,250 SH
  • MORGAN STANLEY 75 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
Heng Fai Ambrose Chan Common Stock, Par Value $0.001 Per Share90.035,198,409.0009/12/2025 Filed 2025-09-16SCHEDULE 13D/AAmendment 23Open filing 0001493152-25-013786 Dispute this row
HFE Holdings Limited Common Stock, Par Value $0.001 Per Share9.93,875,506.0009/12/2025 Filed 2025-09-16SCHEDULE 13D/AAmendment 23Open filing 0001493152-25-013786 Dispute this row
Heng Fai Ambrose Chan Common Stock, Par Value $0.001 Per Share90.835,665,409.0007/23/2025 Filed 2025-07-23SCHEDULE 13D/AAmendment 22Open filing 0001641172-25-020746 Dispute this row
HFE Holdings Limited Common Stock, Par Value $0.001 Per Share9.93,875,506.0007/23/2025 Filed 2025-07-23SCHEDULE 13D/AAmendment 22Open filing 0001641172-25-020746 Dispute this row
Heng Fai Ambrose Chan Common Stock, Par Value $0.001 Per Share68.37,998,742.0006/30/2025 Filed 2025-07-02SCHEDULE 13D/AAmendment 21Open filing 0001641172-25-017564 Dispute this row
HFE Holdings Limited Common Stock, Par Value $0.001 Per Share33.13,875,506.0006/30/2025 Filed 2025-07-02SCHEDULE 13D/AAmendment 21Open filing 0001641172-25-017564 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

1,873,745 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,518
2026137,107

Filings made before the SEC required XML are listed, not extracted.

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