English
Insider transactions
EDGARNeighborhood Intelligence, Inc.
Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.
A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.
Window: transactions dated on or after 2025-11-15.
- Open-market purchases (code P)
- 7 transactions, 493,486 shares
- Sum of shares × price per share: 1,610,325.55
- Open-market sales (code S)
- 1 transactions, 9,943 shares
- Sum of shares × price per share: 63,436.34
Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.
Showing 1–50 of 101
| Date | Reporting owner | Code | Acquired or disposed | Shares | Price per share, as filed | Value (derived) | Shares owned after | Direct or indirect | Rule 10b5-1 box | Notes | Source |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2026-10-06 Filed 2026-10-06 | LEMONIS MARCUS Director · Officer: EXECUTIVE CHAIRMAN CEO | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 362,319 | 2.76 | 1,000,000.44Derived: shares × price per share. Exact value 1000000.44. | 1,076,860 | Direct (D) | No | — | Open filing 0001136478-26-000010 Read from the filing’s XML Dispute this row |
| 2026-09-30 Filed 2026-10-02 | LaRose Brian Officer: Chief Financial Officer | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 100,000 | 0 | — | 100,000 | Direct (D) | No | F1
| Open filing 0001878463-26-000010 Read from the filing’s XML Dispute this row |
| 2026-08-12 Filed 2026-08-12 | LEMONIS MARCUS Director · Officer: EXECUTIVE CHAIRMAN CEO | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 23,094 | 4.3 | 99,304.2Derived: shares × price per share. Exact value 99304.2. | 736,232 | Direct (D) | No | F1
| Open filing 0001140361-26-032529 Read from the filing’s XML Dispute this row |
| 2026-08-06 Filed 2026-08-10 | LaRose Brian Officer: Chief Financial Officer | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 388,889 | 0 | — | 388,889 | Direct (D) | No | F1
| Open filing 0001140361-26-032017 Read from the filing’s XML Dispute this row |
| 2026-08-06 Filed 2026-08-07 | TABACCO JOSEPH J JR Director | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 20,000 | 4.57 | 91,400Derived: shares × price per share. Exact value 91400.00. | 58,379 | Direct (D) | No | F1
| Open filing 0001140361-26-031823 Read from the filing’s XML Dispute this row |
| 2026-08-06 Filed 2026-08-07 | Shapiro Robert Jacob Director | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 3,000 | 4.51 | 13,530Derived: shares × price per share. Exact value 13530.00. | 70,107 | Direct (D) | No | — | Open filing 0001140361-26-031824 Read from the filing’s XML Dispute this row |
| 2026-08-05 Filed 2026-09-17 | LEMONIS MARCUS Director · Officer: EXECUTIVE CHAIRMAN CEO | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 21,691 | 4.67 | 101,296.97Derived: shares × price per share. Exact value 101296.97. | 691,447 | Direct (D) | No | F2, F1
| Open filing 0001140361-26-036973 Read from the filing’s XML Dispute this row |
| 2026-08-05 Filed 2026-08-06 | LEMONIS MARCUS Director · Officer: EXECUTIVE CHAIRMAN CEO | POpen market or private purchase of non-derivative or derivative security | Acquired (A) | 43,382 | 4.67 | 202,593.94Derived: shares × price per share. Exact value 202593.94. | 713,138 | Direct (D) | No | F1
| Open filing 0001140361-26-031544 Read from the filing’s XML Dispute this row |
| 2026-06-04 Filed 2026-06-08 | Burkey Joanna M. Director | SOpen market or private sale of non-derivative or derivative security | Disposed (D) | 9,943 | 6.38 | 63,436.34Derived: shares × price per share. Exact value 63436.34. | 32,474 | Direct (D) | Yes | F1, F2
| Open filing 0002032322-26-000004 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-19 | Ward Tamara Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 36,105 | 0 | — | 36,105 | Direct (D) | No | F1
| Open filing 0001797282-26-000006 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Burkey Joanna M. Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 42,417 | Direct (D) | No | F1
| Open filing 0002032322-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Burkey Joanna M. Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0002032322-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Shapiro Robert Jacob Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 67,107 | Direct (D) | No | F1
| Open filing 0001804991-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Shapiro Robert Jacob Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0001804991-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Nettles William Benjamin JR Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 49,747 | Direct (D) | No | F1
| Open filing 0001815153-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Nettles William Benjamin JR Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0001815153-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Perelman Debra Golding Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 32,174 | Direct (D) | No | F1
| Open filing 0001606429-26-000004 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Perelman Debra Golding Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0001606429-26-000004 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Corbus Barclay Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 105,047 | Direct (D) | No | F1
| Open filing 0001411833-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | Corbus Barclay Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0001411833-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | TABACCO JOSEPH J JR Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 26,873 | — | — | 38,379 | Direct (D) | No | F1
| Open filing 0001403544-26-000005 Read from the filing’s XML Dispute this row |
| 2026-05-15 Filed 2026-05-18 | TABACCO JOSEPH J JR Director | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 26,873 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0001403544-26-000005 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Burkey Joanna M. Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0002032322-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Shapiro Robert Jacob Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0001804991-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Nettles William Benjamin JR Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0001815153-26-000002 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Dubois Lisa Foley Officer: Chief Operating Officer | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 227,273 | 0 | — | 227,273 | Direct (D) | No | F1, F2, F3
| Open filing 0002093443-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Sullivan Amy Ervin Officer: President | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 454,545 | 0 | — | 454,545 | Direct (D) | No | F1, F2, F3
| Open filing 0001953122-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Perelman Debra Golding Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0001606429-26-000004 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Corbus Barclay Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0001411833-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 1,186 | — | — | 18,874 | Direct (D) | No | F1
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 289 | 4.69 | 1,355.41Derived: shares × price per share. Exact value 1355.41. | 18,585 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 11,622 | — | — | 30,207 | Direct (D) | No | F2
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 2,830 | 4.69 | 13,272.7Derived: shares × price per share. Exact value 13272.70. | 27,377 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 3,858 | — | — | 31,235 | Direct (D) | No | F3
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 940 | 4.69 | 4,408.6Derived: shares × price per share. Exact value 4408.60. | 30,295 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 40,000 | — | — | 70,295 | Direct (D) | No | F4
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 9,740 | 4.69 | 45,680.6Derived: shares × price per share. Exact value 45680.60. | 60,555 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 3,287 | — | — | 63,842 | Direct (D) | No | F5
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 801 | 4.69 | 3,756.69Derived: shares × price per share. Exact value 3756.69. | 63,041 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Acquired (A) | 15,060 | — | — | 78,101 | Direct (D) | No | F6
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | FPayment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 | Disposed (D) | 3,668 | 4.69 | 17,202.92Derived: shares × price per share. Exact value 17202.92. | 74,433 | Direct (D) | No | — | Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 1,186 | 0 | — | 0 | Direct (D) | No | F1
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 11,622 | 0 | — | 0 | Direct (D) | No | F2
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 3,858 | 0 | — | 0 | Direct (D) | No | F3
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 40,000 | 0 | — | 0 | Direct (D) | No | F4
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 3,287 | 0 | — | 0 | Direct (D) | No | F5
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | MExercise or conversion of derivative security exempted pursuant to Rule 16b-3 | Disposed (D) | 15,060 | 0 | — | 0 | Direct (D) | No | F6
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | Putnam Leah R Officer: Frmr. Chief Accounting Officer | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 1,068 | 0 | — | 1,068 | Direct (D) | No | F7, F8
| Open filing 0002060776-26-000012 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | LEMONIS MARCUS Director · Officer: EXECUTIVE CHAIRMAN CEO | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 1,500,000 | 0 | — | 1,500,000 | Direct (D) | No | F1, F2, F3
| Open filing 0001136478-26-000008 Read from the filing’s XML Dispute this row |
| 2026-05-14 Filed 2026-05-18 | TABACCO JOSEPH J JR Director | AGrant, award or other acquisition pursuant to Rule 16b-3(d) | Acquired (A) | 35,181 | 0 | — | 35,181 | Direct (D) | No | F2
| Open filing 0001403544-26-000005 Read from the filing’s XML Dispute this row |
Institutional holders (Form 13F)
Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.
Showing 1–50 of 167
| Manager | Shares or principal | Value as filed | Change from the prior quarter | Source |
|---|---|---|---|---|
| Tidal Investments LLC Partly reported under another manager | 7,586,637 SH | 21,109,845 dollars | Higher by 283,478 Prior quarter: 7,303,159 | Open filing 0002000324-26-006122 Filed 2026-11-13 Dispute this row |
| BlackRock, Inc. Partly reported under another manager | 6,447,139 SH | 18,954,494 dollars | Higher by 713,454 Prior quarter: 5,733,685 | Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row |
| MARSHALL WACE, LLP Partly reported under another manager | 4,260,932 SH | 12,527,139 dollars | Higher by 905,370 Prior quarter: 3,355,562 | Open filing 0001318757-26-000012 Filed 2026-11-13 Dispute this row |
| FEDERATED HERMES, INC. Partly reported under another manager | 3,478,786 SH | 10,227,631 dollars | Higher by 2,109,033 Prior quarter: 1,369,753 | Open filing 0001623632-26-001675 Filed 2026-11-12 Dispute this row |
| Crossingbridge Advisors, LLC | 3,344,939 SH | 9,234,159 dollars | Higher by 3,341,389 Prior quarter: 3,550 | Open filing 0001104659-26-126591 Filed 2026-11-13 Dispute this row |
| VANGUARD CAPITAL MANAGEMENT LLC | 3,255,652 SH | 9,571,617 dollars | Higher by 129,908 Prior quarter: 3,125,744 | Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row |
| Alpine Fox Capital LLC | 3,015,000 SH | 8,864,100 dollars | Higher by 2,915,000 Prior quarter: 100,000 | Open filing 0002096493-26-000006 Filed 2026-11-13 Dispute this row |
| Glendon Capital Management LP | 2,781,316 SH | 8,177,068 dollars | Not in the prior quarter’s filings read | Open filing 0001604350-26-000029 Filed 2026-11-13 Dispute this row |
| GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager | 1,843,491 SH | 5,421,345 dollars | Lower by 55,864 Prior quarter: 1,899,355 | Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row |
| STATE STREET CORP Partly reported under another manager | 1,677,150 SH | 4,930,821 dollars | Higher by 184,120 Prior quarter: 1,493,030 | Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row |
| UBS Group AG Partly reported under another manager | 1,202,930 SH | 3,532,227 dollars | Higher by 690,479 Prior quarter: 512,451 | Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row |
| GENDELL JEFFREY L Partly reported under another manager | 1,179,377 SH | 3,467,368 dollars | Higher by 559,377 Prior quarter: 620,000 | Open filing 0001214659-26-014144 Filed 2026-11-13 Dispute this row |
| LEE DANNER BASS INC Partly reported under another manager | 1,156,595 SH | 3,137,514 dollars | Higher by 94,145 Prior quarter: 1,062,450 | Open filing 0000939219-26-000011 Filed 2026-10-27 Dispute this row |
| DIMENSIONAL FUND ADVISORS LP Partly reported under another manager | 1,130,379 SH | 3,323,663 dollars | Higher by 59,328 Prior quarter: 1,071,051 | Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row |
| VANGUARD PORTFOLIO MANAGEMENT LLC | 877,561 SH | 2,579,430 dollars | Lower by 383,721 Prior quarter: 1,261,282 | Open filing 0002100121-26-001150 Filed 2026-11-13 Dispute this row |
| COMMERCE BANK Partly reported under another manager | 786,800 SH | 2,313,192 dollars | Not in the prior quarter’s filings read | Open filing 0001009076-26-000013 Filed 2026-11-12 Dispute this row |
| MORGAN STANLEY Partly reported under another manager | 758,954 SH | 2,085,944 dollars | Lower by 2,957,316 Prior quarter: 3,716,270 | Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row |
| Connor, Clark Lunn Investment Management Ltd. | 713,769 SH | 2,098,481 dollars | Higher by 101,647 Prior quarter: 612,122 | Open filing 0001596800-26-000018 Filed 2026-11-10 Dispute this row |
| Nuveen, LLC Partly reported under another manager | 624,663 SH | 1,836,509 dollars | Higher by 163,369 Prior quarter: 461,294 | Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row |
| VANGUARD FIDUCIARY TRUST CO | 559,976 SH | 1,646,329 dollars | Higher by 69,680 Prior quarter: 490,296 | Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row |
| RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager | 502,758 SH | 1,478,109 dollars | Lower by 316,729 Prior quarter: 819,487 | Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row |
| Farther Finance Advisors, LLC | 489,716 SH | 1,439,488 dollars | Higher by 237,511 Prior quarter: 252,205 | Open filing 0001992825-26-000006 Filed 2026-10-08 Dispute this row |
| ROYCE ASSOCIATES LP | 462,608 SH | 1,360,068 dollars | Lower by 297,427 Prior quarter: 760,035 | Open filing 0000906304-26-000218 Filed 2026-11-09 Dispute this row |
| Refined Wealth Management | 431,751 SH | 1,269,349 dollars | Higher by 10,649 Prior quarter: 421,102 | Open filing 0001724729-26-000006 Filed 2026-10-13 Dispute this row |
| SIMPLEX TRADING, LLC Option: Put | 423,000 SH | 737,570 dollars | Lower by 900 Prior quarter: 423,900 | Open filing 0001488542-26-000013 Filed 2026-11-04 Dispute this row |
| Pamplona Capital Management, LLC Partly reported under another manager | 363,720 SH | 986,671 dollars | Higher by 33,065 Prior quarter: 330,655 | Open filing 0001193125-26-460178 Filed 2026-11-13 Dispute this row |
| SIMPLEX TRADING, LLC Option: Call | 341,100 SH | 992,891 dollars | Higher by 275,900 Prior quarter: 65,200 | Open filing 0001488542-26-000013 Filed 2026-11-04 Dispute this row |
| BARCLAYS PLC Partly reported under another manager | 318,448 SH | 936,238 dollars | Lower by 165,923 Prior quarter: 484,371 | Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row |
| Cetera Investment Advisers | 288,587 SH | 806,694 dollars | Higher by 73,791 Prior quarter: 214,796 | Open filing 0001666741-26-000005 Filed 2026-11-13 Dispute this row |
| Gryphon Financial Partners LLC Partly reported under another manager | 270,600 SH | 795,564 dollars | Unchanged Prior quarter: 270,600 | Open filing 0001765380-26-000432 Filed 2026-11-04 Dispute this row |
| DEUTSCHE BANK AG\ Partly reported under another manager | 264,223 SH | 776,816 dollars | Higher by 166,724 Prior quarter: 97,499 | Open filing 0000948046-26-000083 Filed 2026-11-06 Dispute this row |
| Bank of New York Mellon Corp Partly reported under another manager | 252,510 SH | 742,381 dollars | Higher by 39,799 Prior quarter: 212,711 | Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row |
| Fire Capital Management LLC | 240,308 SH | 669,704 dollars | Higher by 73,099 Prior quarter: 167,209 | Open filing 0001172661-26-004719 Filed 2026-10-27 Dispute this row |
| GREAT LAKES ADVISORS, LLC | 185,562 SH | 545,552 dollars | Lower by 174,922 Prior quarter: 360,484 | Open filing 0001078013-26-000008 Filed 2026-11-06 Dispute this row |
| OSAIC HOLDINGS, INC. Partly reported under another manager | 158,329 SH | 425,313 dollars | Higher by 22,900 Prior quarter: 135,429 | Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row |
| SIMPLEX TRADING, LLC | 156,135 SH | 450,338 dollars | Higher by 79,077 Prior quarter: 77,058 | Open filing 0001488542-26-000013 Filed 2026-11-04 Dispute this row |
| HighTower Advisors, LLC | 139,933 SH | 411,403 dollars | Higher by 37,809 Prior quarter: 102,124 | Open filing 0001085146-26-000933 Filed 2026-11-10 Dispute this row |
| Squarepoint Ops LLC Partly reported under another manager | 139,282 SH | 409,489 dollars | Not in the prior quarter’s filings read | Open filing 0001642575-26-000012 Filed 2026-11-09 Dispute this row |
| GROUP ONE TRADING LLC Option: Call | 123,000 SH | 361,620 dollars | Lower by 96,200 Prior quarter: 219,200 | Open filing 0000932540-26-000017 Filed 2026-11-10 Dispute this row |
| Walleye Trading LLC Option: Call | 122,300 SH | 359,562 dollars | Lower by 18,000 Prior quarter: 140,300 | Open filing 0001388391-26-000007 Filed 2026-11-13 Dispute this row |
| LPL Financial LLC | 120,091 SH | 295,579 dollars | Higher by 24,711 Prior quarter: 95,380 | Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row |
| RAYMOND JAMES FINANCIAL INC Partly reported under another manager | 115,650 SH | 340,011 dollars | Higher by 4,520 Prior quarter: 111,130 | Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row |
| IMC-Chicago, LLC Option: Put | 108,200 SH | 318,108 dollars | Lower by 17,000 Prior quarter: 125,200 | Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row |
| RHUMBLINE ADVISERS | 105,461 SH | 310,047 dollars | Higher by 1,312 Prior quarter: 104,149 | Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row |
| GROUP ONE TRADING LLC Option: Put | 100,900 SH | 296,646 dollars | Lower by 43,000 Prior quarter: 143,900 | Open filing 0000932540-26-000017 Filed 2026-11-10 Dispute this row |
| WMG Financial Advisors, LLC | 95,700 SH | 554,103 dollars | Unchanged Prior quarter: 95,700 | Open filing 0002085853-26-001308 Filed 2026-10-28 Dispute this row |
| Verition Fund Management LLC | 94,401 SH | 277,539 dollars | Lower by 5,347 Prior quarter: 99,748 | Open filing 0001454027-26-000007 Filed 2026-11-13 Dispute this row |
| Russell Investments Group, Ltd. Partly reported under another manager | 92,505 SH | 271,743 dollars | Higher by 11,797 Prior quarter: 80,708 | Open filing 0001193125-26-451241 Filed 2026-11-06 Dispute this row |
| IMC-Chicago, LLC Option: Call | 87,300 SH | 256,662 dollars | Higher by 3,900 Prior quarter: 83,400 | Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row |
| Creative Planning | 84,020 SH | 247,019 dollars | Higher by 55,135 Prior quarter: 28,885 | Open filing 0001540235-26-000006 Filed 2026-11-02 Dispute this row |
Managers in the prior quarter with no filing read for the latest
They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.
- GOLDMAN SACHS GROUP INC 1,954,935 SH
- JACOBS LEVY EQUITY MANAGEMENT, INC 821,667 SH
- SUSQUEHANNA INTERNATIONAL GROUP, LLP 805,300 SH
- SUSQUEHANNA INTERNATIONAL GROUP, LLP 662,600 SH
- Shay Capital LLC 652,328 SH
- NORTHERN TRUST CORP 613,541 SH
- CHARLES SCHWAB INVESTMENT MANAGEMENT INC 608,652 SH
- Sixth Street Partners Management Company, L.P. 608,652 SH
- SUSQUEHANNA INTERNATIONAL GROUP, LLP 517,538 SH
- LAZARD ASSET MANAGEMENT LLC 496,314 SH
- Penserra Capital Management LLC 478,945 SH
- BANK OF AMERICA CORP /DE/ 365,985 SH
- AQR CAPITAL MANAGEMENT LLC 355,100 SH
- CITADEL ADVISORS LLC 303,833 SH
- Quantinno Capital Management LP 198,801 SH
- Engineers Gate Manager LP 163,230 SH
- AMERIPRISE FINANCIAL INC 156,508 SH
- CITADEL ADVISORS LLC 155,266 SH
- Corient Private Wealth LP 154,136 SH
- CITADEL ADVISORS LLC 152,693 SH
- Diametric Capital, LP 140,373 SH
- Man Group plc 138,296 SH
- PRICE T ROWE ASSOCIATES INC /MD/ 131,640 SH
- ALLIANCEBERNSTEIN L.P. 104,600 SH
- Aquatic Capital Management LLC 97,360 SH
- ROYAL BANK OF CANADA 84,103 SH
- Caption Management, LLC 75,000 SH
- WELLS FARGO COMPANY/MN 73,788 SH
- Dynamic Technology Lab Private Ltd 65,463 SH
- US BANCORP \DE\ 63,525 SH
- Jain Global LLC 59,828 SH
- MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 50,262 SH
- PRELUDE CAPITAL MANAGEMENT, LLC 50,126 SH
- Parkside Investments, LLC 50,000 SH
- BRIDGEWAY CAPITAL MANAGEMENT, LLC 50,000 SH
- SG Americas Securities, LLC 49,037 SH
- Point72 Asset Management, L.P. 47,800 SH
- Schonfeld Strategic Advisors LLC 45,916 SH
- MetLife Investment Management, LLC 44,744 SH
- HRT FINANCIAL LP 42,300 SH
- OXFORD ASSET MANAGEMENT LLP 39,762 SH
- Concurrent Investment Advisors, LLC 32,783 SH
- INCEPTIONR LLC 31,518 SH
- Olympiad Research LP 31,191 SH
- Ball Co Wealth Management Inc. 29,988 SH
- Militia Capital Management LLC 29,800 SH
- PARTNERS 28,485 SH
- PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 27,643 SH
- Point72 Asset Management, L.P. 24,600 SH
- TWO SIGMA INVESTMENTS, LP 23,554 SH
- Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
- A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
- A change is the difference between two quarter-end snapshots, not a trade.
- A position reported under another manager may also appear in that manager’s filing; rows are not added together.
- Holdings the securities list cannot place with this company, or places ambiguously, are not shown.
5% holders (Schedule 13D and 13G)
Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.
| Holder | Percent of class | Shares held | Event date | Form | Source |
|---|---|---|---|---|---|
| Crossingbridge Advisors, LLC Common Stock | 8.6 | 8,946,692.00 | 09/30/2026 Filed 2026-11-09 | SCHEDULE 13G | Open filing 0000911916-26-000065 Dispute this row |
| Amplify Investments, LLC Common Stock | 7.4 | 7,019,964.00 | 09/30/2026 Filed 2026-11-09 | SCHEDULE 13G/AAmendment 3 | Open filing 0001632494-26-000018 Dispute this row |
| Amplify ETF Trust Common Stock | 7.4 | 7,019,964.00 | 09/30/2026 Filed 2026-11-09 | SCHEDULE 13G/AAmendment 3 | Open filing 0001632494-26-000018 Dispute this row |
| Vanguard Capital Management Common Stock | 3.98 | 3,807,970 | 09/30/2026 Filed 2026-10-30 | SCHEDULE 13G/AAmendment 1 | Open filing 0002100119-26-001698 Dispute this row |
| BlackRock, Inc. Common Stock | 4.4 | 6,266,975 | 09/30/2026 Filed 2026-10-27 | SCHEDULE 13G/AAmendment 6 | Open filing 0002012383-26-003932 Dispute this row |
| Morgan Stanley Common Stock | 5.4 | 3,758,412 | 06/30/2026 Filed 2026-08-13 | SCHEDULE 13G | Open filing 0000895421-26-000257 Dispute this row |
| Rosen Mitchell A. Common Stock, $0.0001 par value | 8.9 | 7,200,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G/AAmendment 1 | Open filing 0001999371-26-014482 Dispute this row |
| Mitchell A. Rosen Revocable Trust Common Stock, $0.0001 par value | 4.4 | 3,600,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G/AAmendment 1 | Open filing 0001999371-26-014482 Dispute this row |
| Rosen Sharon Common Stock, $0.0001 par value | 8.9 | 7,200,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G/AAmendment 1 | Open filing 0001999371-26-014482 Dispute this row |
| Sharon Rosen Revocable Trust Common Stock, $0.0001 par value | 4.4 | 3,600,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G/AAmendment 1 | Open filing 0001999371-26-014482 Dispute this row |
| Rosen Mitchell A. Common Stock, $0.0001 par value | 8.9 | 7,200,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G | Open filing 0002143732-26-000001 Dispute this row |
| Mitchell A. Rosen Revocable Trust Common Stock, $0.0001 par value | 4.4 | 3,600,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G | Open filing 0002143732-26-000001 Dispute this row |
| Rosen Sharon Common Stock, $0.0001 par value | 8.9 | 7,200,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G | Open filing 0002143732-26-000001 Dispute this row |
| Sharon Rosen Revocable Trust Common Stock, $0.0001 par value | 4.4 | 3,600,000.00 | 06/30/2026 Filed 2026-07-07 | SCHEDULE 13G | Open filing 0002143732-26-000001 Dispute this row |
| Amplify Investments, LLC Common Stock | 9.4 | 7,214,414.00 | 06/30/2026 Filed 2026-07-02 | SCHEDULE 13G/AAmendment 2 | Open filing 0001632494-26-000012 Dispute this row |
| Amplify ETF Trust Common Stock | 9.4 | 7,214,414.00 | 06/30/2026 Filed 2026-07-02 | SCHEDULE 13G/AAmendment 2 | Open filing 0001632494-26-000012 Dispute this row |
| Amplify Investments, LLC Common Stock | 10.7 | 7,421,717.00 | 05/31/2026 Filed 2026-06-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001632494-26-000010 Dispute this row |
| Amplify ETF Trust Common Stock | 10.7 | 7,421,717.00 | 05/31/2026 Filed 2026-06-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001632494-26-000010 Dispute this row |
| Amplify Investments, LLC Common Stock | 8.7 | 6,039,111.00 | 03/31/2026 Filed 2026-05-05 | SCHEDULE 13G | Open filing 0001632494-26-000006 Dispute this row |
| Amplify ETF Trust Common Stock | 8.7 | 6,039,111.00 | 03/31/2026 Filed 2026-05-05 | SCHEDULE 13G | Open filing 0001632494-26-000006 Dispute this row |
| Vanguard Capital Management Common Stock | 5.01 | 3,480,306 | 03/31/2026 Filed 2026-04-29 | SCHEDULE 13G | Open filing 0002100119-26-000258 Dispute this row |
| The Vanguard Group Common Stock | 0 | 0 | 03/13/2026 Filed 2026-03-26 | SCHEDULE 13G/AAmendment 9 | Open filing 0000102909-26-000712 Dispute this row |
| Amplify ETF Trust Common Stock | 8.3 | 5,693,135.00 | 12/31/2025 Filed 2026-02-13 | SCHEDULE 13G/AAmendment 2 | Open filing 0001633061-26-000007 Dispute this row |
| Amplify Transformational Data Sharing ETF, a series of the Amplify ETF Trust Common Stock | — | — | 12/31/2025 Filed 2026-02-13 | SCHEDULE 13G/AAmendment 1 | Open filing 0001633061-26-000006 Dispute this row |
| JANE STREET GROUP, LLC Common Stock, $0.0001 par value | 1.6 | 1,116,759.00 | 12/31/2025 Filed 2026-02-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001595888-26-000004 Dispute this row |
| Jane Street Capital, LLC Common Stock, $0.0001 par value | 0.4 | 292,084.00 | 12/31/2025 Filed 2026-02-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001595888-26-000004 Dispute this row |
| Jane Street Options, LLC Common Stock, $0.0001 par value | 0.9 | 626,757.00 | 12/31/2025 Filed 2026-02-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001595888-26-000004 Dispute this row |
| Jane Street Global Trading, LLC Common Stock, $0.0001 par value | 0.3 | 197,918.00 | 12/31/2025 Filed 2026-02-02 | SCHEDULE 13G/AAmendment 1 | Open filing 0001595888-26-000004 Dispute this row |
| The Vanguard Group Common Stock | 7.62 | 5,251,622 | 12/31/2025 Filed 2026-01-30 | SCHEDULE 13G/AAmendment 8 | Open filing 0000102909-26-000320 Dispute this row |
| Amplify Transformational Data Sharing ETF, a series of the Amplify ETF Trust Common Stock | 6.53 | 4,496,275.00 | 09/30/2025 Filed 2025-11-14 | SCHEDULE 13G | Open filing 0001213900-25-111124 Dispute this row |
| The Vanguard Group Common Stock | 6.50 | 3,732,108 | 09/30/2025 Filed 2025-10-30 | SCHEDULE 13G/AAmendment 8 | Open filing 0000102909-25-000032 Dispute this row |
| BlackRock, Inc. Common Stock | 7.2 | 4,123,240 | 09/30/2025 Filed 2025-10-17 | SCHEDULE 13G/AAmendment 5 | Open filing 0002012383-25-002891 Dispute this row |
| JANE STREET GROUP, LLC Common Stock, $0.0001 par value | 5.1 | 2,910,102.00 | 09/30/2025 Filed 2025-10-07 | SCHEDULE 13G | Open filing 0001595888-25-000131 Dispute this row |
| Jane Street Capital, LLC Common Stock, $0.0001 par value | 0.1 | 62,202.00 | 09/30/2025 Filed 2025-10-07 | SCHEDULE 13G | Open filing 0001595888-25-000131 Dispute this row |
| Jane Street Options, LLC Common Stock, $0.0001 par value | 1.1 | 647,900.00 | 09/30/2025 Filed 2025-10-07 | SCHEDULE 13G | Open filing 0001595888-25-000131 Dispute this row |
| Jane Street Global Trading, LLC Common Stock, $0.0001 par value | 3.8 | 2,200,000.00 | 09/30/2025 Filed 2025-10-07 | SCHEDULE 13G | Open filing 0001595888-25-000131 Dispute this row |
| The Vanguard Group Common Stock | 5.22 | 3,015,919 | 06/30/2025 Filed 2025-07-29 | SCHEDULE 13G | Open filing 0000932471-25-000822 Dispute this row |
Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.
What was read
2,039,221 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.
Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.
| Filing year | Filings read |
|---|---|
| 2015 | 1 |
| 2016 | 204,322 |
| 2017 | 202,494 |
| 2018 | 202,048 |
| 2019 | 193,638 |
| 2020 | 144,184 |
| 2021 | 224,474 |
| 2022 | 40,015 |
| 2023 | 199,811 |
| 2024 | 132,910 |
| 2025 | 235,520 |
| 2026 | 254,026 |
Filings made before the SEC required XML are listed, not extracted.