내부자 거래

EDGAR

NORTHROP GRUMMAN CORP /DE/

이사, 임원 및 10% 이상 주주가 SEC 양식 3, 4, 5로 보고한 거래이며, 각 제출 문서의 XML에서 읽었습니다. 코드와 그 설명은 SEC의 원문입니다.

양식 4는 거래 후 영업일 2일 이내에 제출해야 하므로 가장 최근 거래는 아직 제출되지 않았을 수 있습니다.

기간: 2025년 11월 15일 이후 날짜의 거래.

공개시장 매수(코드 P)
거래 0건, —주
공개시장 매도(코드 S)
거래 66건, 38,829.56주
주식 수 × 주당 가격의 합계: 26,481,336.9484

합계는 나열된 제출 거래를 더한 것이며, 보고된 내용을 센 것일 뿐 방향을 나타내지 않습니다.

150건 중 1–50건 표시

SEC 양식 3, 4, 5에 제출된 내부자 거래(최신순)
날짜보고자코드취득 또는 처분주식 수주당 가격(제출된 대로)가치(산출)거래 후 보유 주식 수직접 또는 간접규칙 10b5-1 체크란주석출처
2026년 11월 2일 2026년 11월 4일 제출Davies Benjamin R. Officer: CVP Pres. Defense Systems
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock
취득(A)6410—792직접(D) 아니요— 제출 문서 열기 0001628280-26-070174 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 4일 제출Davies Benjamin R. Officer: CVP Pres. Defense Systems
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock
처분(D)281555.32
156,044.92

산출: 주식 수 × 주당 가격. 정확한 값 156044.92.

511직접(D) 아니요— 제출 문서 열기 0001628280-26-070174 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 4일 제출Davies Benjamin R. Officer: CVP Pres. Defense Systems
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

파생증권: Restricted Stock Rights — 기초자산 Common Stock (641)
처분(D)6410—5,803직접(D) 아니요
F2, F3, F4
  • F2 Each Restricted Stock Right (RSR) represents a contingent right to receive an equivalent number of shares in Issuer common stock, or, at the election of the Issuer's Compensation Committee, cash or a combination of cash and Issuer common stock.
  • F3 Shares issued upon vesting of RSRs granted under the 2011 Long-Term Incentive Stock Plan (2011 LTISP) on 11/1/23 that vested on 11/2/26.
  • F4 Total amount includes (i) 1,008 RSRs granted under the 2011 LTISP on 2/14/24 that will vest on 2/16/27; (ii) 638 RSRs granted under the 2011 LTISP on 7/31/24 that will vest on 8/2/27 ; (iii) 2,456 RSRs granted under the 2024 Long-Term Incentive Stock Plan (2024 LTISP) on 2/18/25 that will vest on 2/18/28; and (iv) 1,701 RSRs granted under the 2024 LTISP on 2/11/26 that will vest on 2/12/29.
제출 문서 열기 0001628280-26-070174 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 3일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)7553.39
3,873.73

산출: 주식 수 × 주당 가격. 정확한 값 3873.73.

4,405직접(D) 예
F1, F2
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2026.
  • F2 Represents the weighted average sale price of $553.39 rounded to the nearest hundredth. The highest price at which the shares were sold was $553.80 and the lowest price at which the shares were sold was $553.19. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-069214 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 3일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)20554.48
11,089.6

산출: 주식 수 × 주당 가격. 정확한 값 11089.60.

4,385직접(D) 예
F1, F3
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2026.
  • F3 Represents the weighted average sale price of $554.48 rounded to the nearest hundredth. The highest price at which the shares were sold was $554.99 and the lowest price at which the shares were sold was $554.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-069214 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 3일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)20555.46
11,109.2

산출: 주식 수 × 주당 가격. 정확한 값 11109.20.

4,365직접(D) 예
F1, F4
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2026.
  • F4 Represents the weighted average sale price of $555.46 rounded to the nearest hundredth. The highest price at which the shares were sold was $555.89 and the lowest price at which the shares were sold was $555.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-069214 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 3일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)50556.47
27,823.5

산출: 주식 수 × 주당 가격. 정확한 값 27823.50.

4,315직접(D) 예
F1, F5
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2026.
  • F5 Represents the weighted average sale price of $556.47 rounded to the nearest hundredth. The highest price at which the shares were sold was $556.60 and the lowest price at which the shares were sold was $556.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-069214 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 11월 2일 2026년 11월 3일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)1557.47
557.47

산출: 주식 수 × 주당 가격. 정확한 값 557.47.

4,314직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 27, 2026.
제출 문서 열기 0001628280-26-069214 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 30일 2026년 10월 1일 제출KRISHNA ARVIND Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)75483.48
36,261

산출: 주식 수 × 주당 가격. 정확한 값 36261.00.

2,837직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-064144 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 9월 30일 2026년 10월 1일 제출Brown Marianne Catherine Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)96483.48
46,414.08

산출: 주식 수 × 주당 가격. 정확한 값 46414.08.

11,706직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-064142 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 19일 2026년 8월 21일 제출Warden Kathy J Director · Officer: Chair, CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

파생증권: Market Stock Units — 기초자산 Common Stock (35,910)
취득(A)35,9100—35,910직접(D) 아니요
F1
  • F1 Each Market Stock Unit (MSU) represents the contingent right to receive, following vesting, between 0% and 150% of one share of the Issuer's common stock, subject to the Issuer's absolute stock price appreciation or depreciation over a performance period ending December 31, 2031. No portion of the MSUs will be earned if the Issuer's stock price depreciates by more than 25%, a 100% (or target) payout is earned if the Issuer's stock price appreciates by 10%, and a 150% payout is earned if the Issuer's stock price appreciates by 50% or more. The target number of MSUs is reported in this Report. Grant awarded pursuant to Rule 16b-3(d).
제출 문서 열기 0001628280-26-058482 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)8544.53
4,356.24

산출: 주식 수 × 주당 가격. 정확한 값 4356.24.

4,480직접(D) 예
F1, F2
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F2 Represents the weighted average sale price of $544.53 rounded to the nearest hundredth. The highest price at which the shares were sold was $544.81 and the lowest price at which the shares were sold was $544.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)19545.59
10,366.21

산출: 주식 수 × 주당 가격. 정확한 값 10366.21.

4,461직접(D) 예
F1, F3
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F3 Represents the weighted average sale price of $545.59 rounded to the nearest hundredth. The highest price at which the shares were sold was $545.82 and the lowest price at which the shares were sold was $545.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)11546.42
6,010.62

산출: 주식 수 × 주당 가격. 정확한 값 6010.62.

4,450직접(D) 예
F1, F4
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F4 Represents the weighted average sale price of $546.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $546.89 and the lowest price at which the shares were sold was $546.05. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)31547.42
16,970.02

산출: 주식 수 × 주당 가격. 정확한 값 16970.02.

4,419직접(D) 예
F1, F5
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F5 Represents the weighted average sale price of $547.42 rounded to the nearest hundredth. The highest price at which the shares were sold was $547.94 and the lowest price at which the shares were sold was $547.12. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)10548.32
5,483.2

산출: 주식 수 × 주당 가격. 정확한 값 5483.20.

4,409직접(D) 예
F1, F6
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F6 Represents the weighted average sale price of $548.32 rounded to the nearest hundredth. The highest price at which the shares were sold was $548.78 and the lowest price at which the shares were sold was $548.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)6549.50
3,297

산출: 주식 수 × 주당 가격. 정확한 값 3297.00.

4,403직접(D) 예
F1, F7
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F7 Represents the weighted average sale price of $549.50 rounded to the nearest hundredth. The highest price at which the shares were sold was $549.74 and the lowest price at which the shares were sold was $549.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)2550.68
1,101.36

산출: 주식 수 × 주당 가격. 정확한 값 1101.36.

4,401직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)2552.95
1,105.9

산출: 주식 수 × 주당 가격. 정확한 값 1105.90.

4,399직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)2553.90
1,107.8

산출: 주식 수 × 주당 가격. 정확한 값 1107.80.

4,397직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 8월 3일 2026년 8월 4일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)4554.14
2,216.56

산출: 주식 수 × 주당 가격. 정확한 값 2216.56.

4,393직접(D) 예
F1, F8
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F8 Represents the weighted average sale price of $554.14 rounded to the nearest hundredth. The highest price at which the shares were sold was $554.17 and the lowest price at which the shares were sold was $554.11. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-052370 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 30일 2026년 7월 1일 제출KRISHNA ARVIND Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)71509.31
36,161.01

산출: 주식 수 × 주당 가격. 정확한 값 36161.01.

2,749직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-046449 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 6월 30일 2026년 7월 1일 제출Brown Marianne Catherine Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)91509.31
46,347.21

산출: 주식 수 × 주당 가격. 정확한 값 46347.21.

11,558직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-046450 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출SCHOEWE THOMAS M Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

16,737직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Amount includes (i) 3,160 shares of common stock; and (ii) 13,577 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
제출 문서 열기 0001628280-26-037205 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출Brown Marianne Catherine Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

11,415직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-037195 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출Turley James S Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

6,738직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Amount includes (i) 635 shares of common stock; and (ii) 6,103 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
제출 문서 열기 0001628280-26-037207 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출ABNEY DAVID P Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

2,824직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Amount includes (i) 2,475 shares of common stock; and (ii) 349 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
제출 문서 열기 0001628280-26-037192 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출KRISHNA ARVIND Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

2,666직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-037199 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출Ross Kimberly A. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

1,612직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-037201 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출WINSTON MARY A Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

1,609직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Amount includes (i) 78 shares of common stock; and (ii) 1,540 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
제출 문서 열기 0001628280-26-037211 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출Grady Christopher W. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

421직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2024 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-037197 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출WELSH MARK A III Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

4,470직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Amount includes (i) 488 shares of common stock; and (ii) 3,982 shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under Rule 16a-11.
제출 문서 열기 0001628280-26-037209 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 20일 2026년 5월 21일 제출ROUGHEAD GARY Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)349552.17
192,707.33

산출: 주식 수 × 주당 가격. 정확한 값 192707.33.

12,210직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan and the Northrop Grumman 2011 Long-Term Incentive Stock Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-037203 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)1566.60
566.6

산출: 주식 수 × 주당 가격. 정확한 값 566.60.

4,215직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)5568.75
2,843.75

산출: 주식 수 × 주당 가격. 정확한 값 2843.75.

4,210직접(D) 예
F1, F2
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F2 Represents the weighted average sale price of $568.75 rounded to the nearest hundredth. The highest price at which the shares were sold was $568.92 and the lowest price at which the shares were sold was $568.49. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)9569.49
5,125.41

산출: 주식 수 × 주당 가격. 정확한 값 5125.41.

4,201직접(D) 예
F1, F3
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F3 Represents the weighted average sale price of $569.49 rounded to the nearest hundredth. The highest price at which the shares were sold was $569.97 and the lowest price at which the shares were sold was $569.01. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)43570.47
24,530.21

산출: 주식 수 × 주당 가격. 정확한 값 24530.21.

4,158직접(D) 예
F1, F4
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F4 Represents the weighted average sale price of $570.47 rounded to the nearest hundredth. The highest price at which the shares were sold was $570.84 and the lowest price at which the shares were sold was $570.25. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)3571.74
1,715.22

산출: 주식 수 × 주당 가격. 정확한 값 1715.22.

4,155직접(D) 예
F1, F5
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F5 Represents the weighted average sale price of $571.74 rounded to the nearest hundredth. The highest price at which the shares were sold was $571.98 and the lowest price at which the shares were sold was $571.32. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)6572.72
3,436.32

산출: 주식 수 × 주당 가격. 정확한 값 3436.32.

4,149직접(D) 예
F1, F6
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F6 Represents the weighted average sale price of $572.72 rounded to the nearest hundredth. The highest price at which the shares were sold was $572.98 and the lowest price at which the shares were sold was $572.51. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)14573.51
8,029.14

산출: 주식 수 × 주당 가격. 정확한 값 8029.14.

4,135직접(D) 예
F1, F7
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F7 Represents the weighted average sale price of $573.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $573.80 and the lowest price at which the shares were sold was $573.14. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)2574.51
1,149.02

산출: 주식 수 × 주당 가격. 정확한 값 1149.02.

4,133직접(D) 예
F1, F8
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F8 Represents the weighted average sale price of $574.51 rounded to the nearest hundredth. The highest price at which the shares were sold was $574.66 and the lowest price at which the shares were sold was $574.35. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)4575.59
2,302.36

산출: 주식 수 × 주당 가격. 정확한 값 2302.36.

4,129직접(D) 예
F1, F9
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F9 Represents the weighted average sale price of $575.59 rounded to the nearest hundredth. The highest price at which the shares were sold was $575.99 and the lowest price at which the shares were sold was $575.38. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)7576.38
4,034.66

산출: 주식 수 × 주당 가격. 정확한 값 4034.66.

4,122직접(D) 예
F1, F10
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
  • F10 Represents the weighted average sale price of $576.38 rounded to the nearest hundredth. The highest price at which the shares were sold was $576.87 and the lowest price at which the shares were sold was $576.03. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 5월 4일 2026년 5월 5일 제출WELSH MARK A III Director
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)1577.05
577.05

산출: 주식 수 × 주당 가격. 정확한 값 577.05.

4,121직접(D) 예
F1
  • F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 23, 2025.
제출 문서 열기 0001628280-26-030668 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 3월 31일 2026년 4월 2일 제출KRISHNA ARVIND Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)53682.24
36,158.72

산출: 주식 수 × 주당 가격. 정확한 값 36158.72.

2,317직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-022974 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 3월 31일 2026년 4월 2일 제출Brown Marianne Catherine Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock
취득(A)68682.24
46,392.32

산출: 주식 수 × 주당 가격. 정확한 값 46392.32.

11,066직접(D) 아니요
F1, F2
  • F1 Represents shares of common stock deferred into a stock unit account pursuant to the Northrop Grumman 2024 Long-Term Incentive Stock Plan (the Plan) in a transaction exempt pursuant to Rule 16b-3.
  • F2 Represents shares of common stock, including dividends, held in a stock unit account pursuant to the Plan. Dividends earned on shares held in the stock unit account were exempt from Section 16 and not reportable under rule 16a-11.
제출 문서 열기 0001628280-26-022976 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 3월 2일 2026년 3월 3일 제출Simpson Kathryn G Officer: Corp VP General Counsel
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)873745
650,385

산출: 주식 수 × 주당 가격. 정확한 값 650385.

1.39직접(D) 예
F1
  • F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2025.
제출 문서 열기 0001628280-26-013772 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 2월 27일 2026년 3월 2일 제출ROEDER ROSHAN S Officer: CVP Pres. Mission Systems
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)1,754720
1,262,880

산출: 주식 수 × 주당 가격. 정확한 값 1262880.

2,353.39직접(D) 예
F1
  • F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 30, 2025.
제출 문서 열기 0001628280-26-013201 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 2월 19일 2026년 2월 20일 제출Simpson Kathryn G Officer: Corp VP General Counsel
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)194727.62
141,158.28

산출: 주식 수 × 주당 가격. 정확한 값 141158.28.

874.39직접(D) 예
F1
  • F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 28, 2025.
제출 문서 열기 0001628280-26-010367 제출 문서의 XML에서 읽음 이 행에 이의 제기
2026년 2월 19일 2026년 2월 20일 제출Hardesty Michael A Officer: Corp VP, Controller CAO
S

Open market or private sale of non-derivative or derivative security

Common Stock
처분(D)147732.98
107,748.06

산출: 주식 수 × 주당 가격. 정확한 값 107748.06.

2,525.29직접(D) 아니요— 제출 문서 열기 0001628280-26-010262 제출 문서의 XML에서 읽음 이 행에 이의 제기

기관 보유자(양식 13F)

저장소에 이 발행사로 연결된 양식 13F 보유 내역이 없습니다. 아직 연결되지 않았거나 제출하지 않은 보유자는 0이 아니라 없는 것입니다.

5% 보유자(스케줄 13D, 13G)

SEC 구조화 형식(2024년 말 이후)으로 제출된 스케줄을 여기서 읽습니다. 이전 스케줄은 자유 텍스트여서 읽지 않습니다.

5% 보유자, 최신 사건순, 제출된 대로
보유자해당 종류 대비 비율보유 주식 수사건일양식출처
Capital International Investors Common Stock4.36,044,489.0006/30/2026 2026년 8월 12일 제출SCHEDULE 13G/A정정 10제출 문서 열기 0001562230-26-000127 이 행에 이의 제기
Capital International Investors Common Stock5.27,321,667.0003/31/2026 2026년 5월 14일 제출SCHEDULE 13G/A정정 9제출 문서 열기 0001562230-26-000095 이 행에 이의 제기
Vanguard Capital Management Common Stock7.2210,248,54003/31/2026 2026년 4월 30일 제출SCHEDULE 13G제출 문서 열기 0002100119-26-000866 이 행에 이의 제기
The Vanguard Group Common Stock0003/13/2026 2026년 3월 27일 제출SCHEDULE 13G/A정정 12제출 문서 열기 0000102909-26-001945 이 행에 이의 제기
Capital International Investors Common Stock8.612,385,281.0006/30/2025 2025년 8월 13일 제출SCHEDULE 13G/A정정 8제출 문서 열기 0001562230-25-000110 이 행에 이의 제기

비율은 제출 문서가 지정한 종류에 대한 것이며 보유자가 밝힌 그대로입니다. 그룹 구성원은 각자 그룹의 주식을 보고하므로 행을 합산하지 않습니다.

읽은 내용

2004년 6월 14일부터 2026년 11월 13일까지의 제출 문서 2,024,280건을 읽음: 양식 3, 3/A, 4, 4/A, 5, 5/A.

아카이브를 아직 읽는 중이라 일부 연도는 불완전할 수 있습니다. 여기서 제출 수가 적은 해가 실제로 적게 제출되었다는 뜻은 아닙니다.

제출 연도별 읽은 문서
제출 연도읽은 문서
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
2024117,969
2025235,520
2026254,026

SEC가 XML을 요구하기 전의 제출 문서는 목록에만 있고 내용은 추출하지 않습니다.

NORTHROP GRUMMAN CORP /DE/(으)로 돌아가기