Fundies. English
Insider transactions
EDGARBANCROFT FUND LTD
Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.
A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.
Window: transactions dated on or after 2025-11-15.
- Open-market purchases (code P)
- 0 transactions, — shares
- Open-market sales (code S)
- 0 transactions, — shares
Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.
This issuer has insider filings in the store, but no transaction in this window or code group.
Institutional holders (Form 13F)
Quarter ending 2026-09-30: 6,203 filings read, the latest filed 2026-11-12. Prior quarter ending 2026-06-30: 5,016 filings read.
Showing 1–25 of 25
| Manager | Shares or principal | Value as filed | Change from the prior quarter | Source |
|---|---|---|---|---|
| SIT INVESTMENT ASSOCIATES INC Partly reported under another manager | 255,169 SH | 5,889 dollars | Unchanged Prior quarter: 255,169 | Open filing 0001213900-26-118564 Filed 2026-11-12 Dispute this row |
| Advisors Asset Management, Inc. | 162,211 SH | 3,743,830 dollars | Lower by 187 Prior quarter: 162,398 | Open filing 0002000324-26-006103 Filed 2026-11-10 Dispute this row |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 136,827 SH | 3,157,962 dollars | Higher by 16,619 Prior quarter: 120,208 | Open filing 0001352860-26-000006 Filed 2026-10-29 Dispute this row |
| Beckerman Institutional, LLC | 72,904 SH | 1,682,625 dollars | Higher by 16 Prior quarter: 72,888 | Open filing 0002043468-26-000005 Filed 2026-11-10 Dispute this row |
| Invesco Ltd. Partly reported under another manager | 68,826 SH | 1,588,504 dollars | Lower by 13,047 Prior quarter: 81,873 | Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row |
| UBS Group AG Partly reported under another manager | 59,681 SH | 1,377,437 dollars | Higher by 1,296 Prior quarter: 58,385 | Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row |
| LPL Financial LLC | 48,340 SH | 1,115,677 dollars | Higher by 672 Prior quarter: 47,668 | Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row |
| FIRST TRUST ADVISORS LP | 46,541 SH | 1,074,166 dollars | Higher by 5,512 Prior quarter: 41,029 | Open filing 0001445546-26-008622 Filed 2026-11-12 Dispute this row |
| Mezzasalma Advisors, LLC | 37,244 SH | 859,601 dollars | Higher by 521 Prior quarter: 36,723 | Open filing 0001864916-26-000005 Filed 2026-10-14 Dispute this row |
| Cambridge Investment Research Advisors, Inc. | 36,681 SH | 847 dollars | Not in the prior quarter’s filings read | Open filing 0001419186-26-000008 Filed 2026-11-02 Dispute this row |
| STIFEL FINANCIAL CORP Partly reported under another manager | 32,522 SH | 750,608 dollars | Higher by 3,509 Prior quarter: 29,013 | Open filing 0000720672-26-000017 Filed 2026-11-12 Dispute this row |
| UHLMANN PRICE SECURITIES, LLC | 27,224 SH | 628,416 dollars | Not in the prior quarter’s filings read | Open filing 0001035344-26-000005 Filed 2026-11-03 Dispute this row |
| GABELLI Co INVESTMENT ADVISERS, INC. | 25,700 SH | 593,156 dollars | Unchanged Prior quarter: 25,700 | Open filing 0001140361-26-043448 Filed 2026-11-12 Dispute this row |
| Shaker Financial Services, LLC | 14,645 SH | 338,007 dollars | Not in the prior quarter’s filings read | Open filing 0001172661-26-004522 Filed 2026-10-14 Dispute this row |
| COMMONWEALTH EQUITY SERVICES, LLC Partly reported under another manager | 14,068 SH | 324,690 dollars | Not in the prior quarter’s filings read | Open filing 0000312272-26-000024 Filed 2026-11-02 Dispute this row |
| Concurrent Investment Advisors, LLC | 12,827 SH | 296,043 dollars | Not in the prior quarter’s filings read | Open filing 0002085853-26-001211 Filed 2026-10-16 Dispute this row |
| PNC Financial Services Group, Inc. Partly reported under another manager | 9,535 SH | 220,078 dollars | Higher by 330 Prior quarter: 9,205 | Open filing 0001193125-26-450808 Filed 2026-11-06 Dispute this row |
| CEERA INVESTMENTS, LLC | 8,885 SH | 205,066 dollars | Not in the prior quarter’s filings read | Open filing 0001860698-26-000004 Filed 2026-11-02 Dispute this row |
| 10Elms LLP | 8,791 SH | 166,502 dollars | Unchanged Prior quarter: 8,791 | Open filing 0002056650-26-000006 Filed 2026-11-06 Dispute this row |
| OSAIC HOLDINGS, INC. Partly reported under another manager | 8,488 SH | 195,920 dollars | Lower by 10,293 Prior quarter: 18,781 | Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row |
| WOLVERINE ASSET MANAGEMENT LLC Partly reported under another manager | 4,688 SH | 108,199 dollars | Not in the prior quarter’s filings read | Open filing 0001279891-26-000016 Filed 2026-11-02 Dispute this row |
| Caldwell Trust Co | 1,238 SH | 28,573 dollars | Not in the prior quarter’s filings read | Open filing 0001420506-26-002417 Filed 2026-10-30 Dispute this row |
| Allworth Financial LP | 1,000 SH | 25,990 dollars | Unchanged Prior quarter: 1,000 | Open filing 0001140361-26-042358 Filed 2026-11-06 Dispute this row |
| Noble Wealth Management PBC Partly reported under another manager | 1,000 SH | 23,080 dollars | Not in the prior quarter’s filings read | Open filing 0002055065-26-000007 Filed 2026-10-01 Dispute this row |
| ASSETMARK, INC | 290 SH | 6,693 dollars | Not in the prior quarter’s filings read | Open filing 0001344551-26-000010 Filed 2026-10-21 Dispute this row |
Managers in the prior quarter with no filing read for the latest
They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.
- Saba Capital Management, L.P. 265,074 SH
- AMERIPRISE FINANCIAL INC 250,913 SH
- Pathstone Holdings, LLC 148,531 SH
- MORGAN STANLEY 141,663 SH
- BANK OF AMERICA CORP /DE/ 100,823 SH
- GUGGENHEIM CAPITAL LLC 92,190 SH
- ROYAL BANK OF CANADA 40,125 SH
- Bulldog Investors, LLP 39,448 SH
- EVOLVE PRIVATE WEALTH, LLC 20,178 SH
- Cetera Investment Advisers 19,908 SH
- WELLS FARGO COMPANY/MN 19,684 SH
- ENVESTNET ASSET MANAGEMENT INC 16,237 SH
- NewEdge Advisors, LLC 12,500 SH
- SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,574 SH
- RAYMOND JAMES FINANCIAL INC 7,790 SH
- Integrated Wealth Concepts LLC 2,810 SH
- Clear Street Group Inc. 1,432 SH
- Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
- A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
- A change is the difference between two quarter-end snapshots, not a trade.
- A position reported under another manager may also appear in that manager’s filing; rows are not added together.
- Holdings the securities list cannot place with this company, or places ambiguously, are not shown.
5% holders (Schedule 13D and 13G)
Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.
| Holder | Percent of class | Shares held | Event date | Form | Source |
|---|---|---|---|---|---|
| Ameriprise Financial, Inc. Common Stock | 4.5 | 250,913 | 06/30/2026 Filed 2026-08-14 | SCHEDULE 13G/AAmendment 1 | Open filing 0001193125-26-351142 Dispute this row |
| Ameriprise Financial Services, LLC Common Stock | 4.5 | 250,913 | 06/30/2026 Filed 2026-08-14 | SCHEDULE 13G/AAmendment 1 | Open filing 0001193125-26-351142 Dispute this row |
| Saba Capital Management, L.P. Common Shares, $0.001 par value | 6.07 | 355,835 | 10/29/2025 Filed 2025-10-31 | SCHEDULE 13D/AAmendment 3 | Open filing 0001062993-25-016414 Dispute this row |
| Boaz R. Weinstein Common Shares, $0.001 par value | 6.07 | 355,835 | 10/29/2025 Filed 2025-10-31 | SCHEDULE 13D/AAmendment 3 | Open filing 0001062993-25-016414 Dispute this row |
| Saba Capital Management GP, LLC Common Shares, $0.001 par value | 6.07 | 355,835 | 10/29/2025 Filed 2025-10-31 | SCHEDULE 13D/AAmendment 3 | Open filing 0001062993-25-016414 Dispute this row |
| Ameriprise Financial, Inc. Common Stock | 5.3 | 306,950 | 09/30/2025 Filed 2025-11-14 | SCHEDULE 13G | Open filing 0001193125-25-281997 Dispute this row |
| Ameriprise Financial Services, LLC Common Stock | 5.3 | 306,250 | 09/30/2025 Filed 2025-11-14 | SCHEDULE 13G | Open filing 0001193125-25-281997 Dispute this row |
| Saba Capital Management, L.P. Common Shares, $0.001 par value | 5.04 | 295,200 | 08/19/2025 Filed 2025-08-20 | SCHEDULE 13D/AAmendment 2 | Open filing 0001062993-25-014730 Dispute this row |
| Boaz R. Weinstein Common Shares, $0.001 par value | 5.04 | 295,200 | 08/19/2025 Filed 2025-08-20 | SCHEDULE 13D/AAmendment 2 | Open filing 0001062993-25-014730 Dispute this row |
| Saba Capital Management GP, LLC Common Shares, $0.001 par value | 5.04 | 295,200 | 08/19/2025 Filed 2025-08-20 | SCHEDULE 13D/AAmendment 2 | Open filing 0001062993-25-014730 Dispute this row |
Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.
What was read
1,805,458 filings read, dated 2004-06-14 to 2026-11-12: Forms 3, 3/A, 4, 4/A, 5, 5/A.
Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.
| Filing year | Filings read |
|---|---|
| 2015 | 1 |
| 2016 | 204,322 |
| 2017 | 202,494 |
| 2018 | 202,048 |
| 2019 | 193,638 |
| 2020 | 144,184 |
| 2021 | 224,474 |
| 2022 | 40,015 |
| 2023 | 199,811 |
| 2024 | 84,357 |
| 2025 | 235,518 |
| 2026 | 68,836 |
Filings made before the SEC required XML are listed, not extracted.