Fundies.
English

Insider transactions

EDGAR

LSI INDUSTRIES INC

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
2 transactions, 2,000 shares
Sum of shares × price per share: 39,456
Open-market sales (code S)
9 transactions, 96,345 shares
Sum of shares × price per share: 1,928,267.45

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–31 of 31

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2026-09-30 Filed 2026-10-01Caneris Thomas A Officer: EVP, HR and General Counsel
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,808——165,460Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2026 at prices ranging from $20.23 to $25.17.
Open filing 0000892251-26-000170 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01Clark James Anthony Director · Officer: CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)3,353——220,719Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2026 at prices ranging from $20.23 to $25.17.
Open filing 0000892251-26-000174 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01Galeese James E Officer: Executive VP; CFO
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,137——80,549Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2026 at prices ranging from $20.23 to $25.17.
Open filing 0000892251-26-000172 Read from the filing’s XML Dispute this row
2026-08-26 Filed 2026-08-27Caneris Thomas A Officer: EVP, HR and General Counsel
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)3,17020.28
64,287.6

Derived: shares × price per share. Exact value 64287.60.

73,109Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000160 Read from the filing’s XML Dispute this row
2026-08-26 Filed 2026-08-27Galeese James E Officer: Executive VP; CFO
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)4,77820.28
96,897.84

Derived: shares × price per share. Exact value 96897.84.

185,962Direct (D) No
F2
  • F2 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000164 Read from the filing’s XML Dispute this row
2026-08-26 Filed 2026-08-27Clark James Anthony Director · Officer: CEO and President
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)13,90720.28
282,033.96

Derived: shares × price per share. Exact value 282033.96.

595,734Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000162 Read from the filing’s XML Dispute this row
2026-08-25 Filed 2026-08-26Galeese James E Officer: Executive VP; CFO
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)8,26920.09
166,124.21

Derived: shares × price per share. Exact value 166124.21.

190,740Direct (D) No
F2
  • F2 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000158 Read from the filing’s XML Dispute this row
2026-08-25 Filed 2026-08-26Caneris Thomas A Officer: EVP, HR and General Counsel
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)5,56020.09
111,700.4

Derived: shares × price per share. Exact value 111700.40.

76,279Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000154 Read from the filing’s XML Dispute this row
2026-08-25 Filed 2026-08-26Clark James Anthony Director · Officer: CEO and President
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)23,70620.09
476,253.54

Derived: shares × price per share. Exact value 476253.54.

609,641Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000156 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-26Galeese James E Officer: Executive VP; CFO
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)8,14119.78
161,028.98

Derived: shares × price per share. Exact value 161028.98.

199,009Direct (D) No
F2
  • F2 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000158 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-26Caneris Thomas A Officer: EVP, HR and General Counsel
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)5,47419.78
108,275.72

Derived: shares × price per share. Exact value 108275.72.

81,839Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000154 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-26Clark James Anthony Director · Officer: CEO and President
S

Open market or private sale of non-derivative or derivative security

Common Shares		Disposed (D)23,34019.78
461,665.2

Derived: shares × price per share. Exact value 461665.20.

633,347Direct (D) No
F1
  • F1 Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
Open filing 0000892251-26-000156 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-24MARSHALL ERNEST W JR Director
P

Open market or private purchase of non-derivative or derivative security

Common Shares		Acquired (A)1,30019.77
25,701

Derived: shares × price per share. Exact value 25701.00.

27,943Direct (D) No— Open filing 0000892251-26-000150 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-24MARSHALL ERNEST W JR Director
P

Open market or private purchase of non-derivative or derivative security

Common Shares		Acquired (A)70019.65
13,755

Derived: shares × price per share. Exact value 13755.00.

28,643Direct (D) No— Open filing 0000892251-26-000150 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Caneris Thomas A Officer: EVP, HR and General Counsel
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)7,3160—72,106Direct (D) No
F1
  • F1 Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY27 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years.
Open filing 0000892251-26-000129 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Caneris Thomas A Officer: EVP, HR and General Counsel
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)15,2070—87,313Direct (D) No
F2
  • F2 Acquired shares pursuant to vesting of performance share units granted in August 2023.
Open filing 0000892251-26-000129 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Galeese James E Officer: Executive VP; CFO
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)8,9780—182,266Direct (D) No
F1
  • F1 Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY27 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years.
Open filing 0000892251-26-000133 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Galeese James E Officer: Executive VP; CFO
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)24,8840—207,150Direct (D) No
F2
  • F2 Acquired shares pursuant to vesting of performance share units granted in August 2023.
Open filing 0000892251-26-000133 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Lenard Chantel E Director
—

The SEC lists no meaning for this code.

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

44,064Direct (D) No
F1
  • F1 Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.
Open filing 0000892251-26-000141 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Hanson Amy Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

72,309Direct (D) No
F1
  • F1 Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.
Open filing 0000892251-26-000139 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21MARSHALL ERNEST W JR Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

26,643Direct (D) No
F1
  • F1 Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.
Open filing 0000892251-26-000143 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Beech Robert P. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

107,006Direct (D) No
F1
  • F1 Restricted stock units vest one year from grant date.
Open filing 0000892251-26-000135 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21OGARA WILFRED T Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

110,977Direct (D) No
F1
  • F1 Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares. Includes shares held in joint account with spouse.
Open filing 0000892251-26-000145 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Clark James Anthony Director · Officer: CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)41,5630—462,876Direct (D) No
F1
  • F1 Award of restricted stock units (RSUs) pursuant to 2019 Omnibus Award Plan and FY27 Long Term Incentive Plan. The RSUs vest in equal annual installments over three years.
Open filing 0000892251-26-000131 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Clark James Anthony Director · Officer: CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)69,1220—531,998Direct (D) No
F2
  • F2 Acquired shares pursuant to vesting of performance share units granted in August 2023.
Open filing 0000892251-26-000131 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21Clark James Anthony Director · Officer: CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)124,6890—656,687Direct (D) No
F3
  • F3 RSUs cliff vest on third anniversary of grant date. If Board approves five-year strategic plan proposed by Mr. Clark before first anniversary of grant date, one-third of award will instead vest on that first anniversary, with the remaining two-thirds continuing to vest on the original third-anniversary schedule.
Open filing 0000892251-26-000131 Read from the filing’s XML Dispute this row
2026-08-19 Filed 2026-08-21BROWN RONALD D Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,45524.06
35,007.3

Derived: shares × price per share. Exact value 35007.30.

79,228Direct (D) No
F1
  • F1 Restricted stock units vest one year from grant date.
Open filing 0000892251-26-000137 Read from the filing’s XML Dispute this row
2025-12-26 Filed 2025-12-29Galeese James E Officer: Executive VP; CFO
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)1,436——76,949Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.
Open filing 0000892251-25-000223 Read from the filing’s XML Dispute this row
2025-12-26 Filed 2025-12-29Clark James Anthony Director · Officer: CEO and President
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)4,156——210,241Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from $18.29 to $23.12 per share.
Open filing 0000892251-25-000221 Read from the filing’s XML Dispute this row
2025-12-26 Filed 2025-12-29Caneris Thomas A Officer: EVP, HR and General Counsel
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Shares		Acquired (A)2,290——159,727Direct (D) No
F1
  • F1 Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended December 31, 2025 at prices ranging from$18.29 to $23.12 per share.
Open filing 0000892251-25-000219 Read from the filing’s XML Dispute this row
2025-12-08 Filed 2025-12-10OGARA WILFRED T Director
G

Bona fide gift

Common Shares		Disposed (D)3,0000—114,055Direct (D) No
F1
  • F1 Includes shares held in joint account with spouse.
Open filing 0001437749-25-037456 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 6,203 filings read, the latest filed 2026-11-12. Prior quarter ending 2026-06-30: 6,266 filings read.

Showing 1–50 of 96

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
FMR LLC Partly reported under another manager4,943,554 SH102,578,744 dollarsHigher by 957,358 Prior quarter: 3,986,196Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
ROYCE ASSOCIATES LP 1,868,276 SH38,766,727 dollarsHigher by 31,685 Prior quarter: 1,836,591Open filing 0000906304-26-000218 Filed 2026-11-09 Dispute this row
AltraVue Capital, LLC Partly reported under another manager1,621,652 SH33,649,279 dollarsHigher by 230,099 Prior quarter: 1,391,553Open filing 0001740837-26-000014 Filed 2026-11-12 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager1,097,882 SH22,781,276 dollarsLower by 268,551 Prior quarter: 1,366,433Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
Thrivent Financial for Lutherans Partly reported under another manager911,285 SH18,909 dollarsLower by 102,057 Prior quarter: 1,013,342Open filing 0001193125-26-449292 Filed 2026-11-05 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager905,708 SH18,797,414 dollarsLower by 2,299 Prior quarter: 908,007Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
Boston Partners Partly reported under another manager856,444 SH17,789,841 dollarsHigher by 53,456 Prior quarter: 802,988Open filing 0001386060-26-000054 Filed 2026-11-10 Dispute this row
GWK Investment Management, LLC 795,006 SH16,496 dollarsNot in the prior quarter’s filings read Open filing 0001082917-26-000006 Filed 2026-11-10 Dispute this row
STATE STREET CORP Partly reported under another manager776,112 SH16,104,324 dollarsLower by 3,694 Prior quarter: 779,806Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
WealthTrust Axiom LLC 562,818 SH11,678,471 dollarsLower by 6,526 Prior quarter: 569,344Open filing 0001425949-26-000010 Filed 2026-11-10 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager532,052 SH11,040,079 dollarsLower by 72,070 Prior quarter: 604,122Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
First Eagle Investment Management, LLC 341,824 SH7,092,848 dollarsLower by 339,824 Prior quarter: 681,648Open filing 0001325447-26-000037 Filed 2026-11-10 Dispute this row
THOMPSON SIEGEL WALMSLEY LLC Partly reported under another manager305,204 SH6,333 dollarsHigher by 4,239 Prior quarter: 300,965Open filing 0001008322-26-000012 Filed 2026-11-05 Dispute this row
ESSEX INVESTMENT MANAGEMENT CO LLC Partly reported under another manager287,681 SH5,969,381 dollarsLower by 8,139 Prior quarter: 295,820Open filing 0000201772-26-000007 Filed 2026-10-19 Dispute this row
UBS Group AG Partly reported under another manager281,632 SH5,843,865 dollarsHigher by 96,491 Prior quarter: 185,141Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
Diamond Hill Capital Management, LLC (Investment Advisor) 251,992 SH5,228,834 dollarsHigher by 51,675 Prior quarter: 200,317Open filing 0001217541-26-000011 Filed 2026-11-10 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager237,203 SH4,921,955 dollarsHigher by 2,738 Prior quarter: 234,465Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
North Star Investment Management Corp. 185,193 SH3,842,754 dollarsHigher by 1,730 Prior quarter: 183,463Open filing 0001062993-26-005567 Filed 2026-10-27 Dispute this row
Connor, Clark Lunn Investment Management Ltd. 167,583 SH3,477,347 dollarsHigher by 16,844 Prior quarter: 150,739Open filing 0001596800-26-000018 Filed 2026-11-10 Dispute this row
MARTINGALE ASSET MANAGEMENT L P 123,216 SH2,556,732 dollarsLower by 3,307 Prior quarter: 126,523Open filing 0000936944-26-000009 Filed 2026-11-12 Dispute this row
Knights of Columbus Asset Advisors LLC 106,254 SH2,204,770 dollarsHigher by 498 Prior quarter: 105,756Open filing 0001688666-26-000007 Filed 2026-11-05 Dispute this row
Annex Advisory Services, LLC 97,958 SH2,032,637 dollarsNot in the prior quarter’s filings read Open filing 0001542287-26-000005 Filed 2026-10-16 Dispute this row
HARBOR CAPITAL ADVISORS, INC. Partly reported under another manager86,906 SH1,803 dollarsHigher by 86,713 Prior quarter: 193Open filing 0001039128-26-000004 Filed 2026-10-22 Dispute this row
Nuveen, LLC Partly reported under another manager86,739 SH1,799,835 dollarsHigher by 5,648 Prior quarter: 81,091Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
SEI INVESTMENTS CO Partly reported under another manager84,300 SH1,749,224 dollarsLower by 10,015 Prior quarter: 94,315Open filing 0000350894-26-000059 Filed 2026-11-10 Dispute this row
CITIGROUP INC Partly reported under another manager83,814 SH1,739,141 dollarsLower by 1,526 Prior quarter: 85,340Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
Allspring Global Investments Holdings, LLC Partly reported under another manager74,163 SH1,552,973 dollarsLower by 116,004 Prior quarter: 190,167Open filing 0001890906-26-000078 Filed 2026-11-04 Dispute this row
FIRST TRUST ADVISORS LP 73,412 SH1,523,299 dollarsLower by 146,940 Prior quarter: 220,352Open filing 0001445546-26-008622 Filed 2026-11-12 Dispute this row
Swiss National Bank 70,500 SH1,462,875 dollarsHigher by 4,300 Prior quarter: 66,200Open filing 0001582202-26-000008 Filed 2026-11-12 Dispute this row
FRANKLIN TEMPLETON INC Partly reported under another manager56,900 SH1,217,091 dollarsHigher by 21,814 Prior quarter: 35,086Open filing 0000038777-26-000291 Filed 2026-11-12 Dispute this row
Invesco Ltd. Partly reported under another manager55,957 SH1,161,108 dollarsHigher by 5,175 Prior quarter: 50,782Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row
O'SHAUGHNESSY ASSET MANAGEMENT, LLC 49,211 SH1,052,623 dollarsLower by 3,020 Prior quarter: 52,231Open filing 0001423442-26-000004 Filed 2026-11-12 Dispute this row
RHUMBLINE ADVISERS 41,287 SH856,698 dollarsHigher by 37 Prior quarter: 41,250Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
CM WEALTH ADVISORS LLC 36,062 SH748,287 dollarsHigher by 14,321 Prior quarter: 21,741Open filing 0001764581-26-000005 Filed 2026-11-10 Dispute this row
RITHOLTZ WEALTH MANAGEMENT 35,267 SH731,792 dollarsLower by 946 Prior quarter: 36,213Open filing 0001698218-26-000007 Filed 2026-11-05 Dispute this row
DEUTSCHE BANK AG\ Partly reported under another manager33,261 SH690,166 dollarsLower by 1,880 Prior quarter: 35,141Open filing 0000948046-26-000083 Filed 2026-11-06 Dispute this row
Squarepoint Ops LLC Partly reported under another manager32,714 SH678,816 dollarsLower by 3,120 Prior quarter: 35,834Open filing 0001642575-26-000012 Filed 2026-11-09 Dispute this row
KORNITZER CAPITAL MANAGEMENT INC /KS 32,108 SH666,241 dollarsLower by 1,237 Prior quarter: 33,345Open filing 0000898358-26-000011 Filed 2026-11-03 Dispute this row
Creative Planning Partly reported under another manager31,248 SH648,396 dollarsHigher by 9,731 Prior quarter: 21,517Open filing 0001540235-26-000006 Filed 2026-11-02 Dispute this row
OSAIC HOLDINGS, INC. Partly reported under another manager26,519 SH550,315 dollarsHigher by 21,309 Prior quarter: 5,210Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row
BARCLAYS PLC Partly reported under another manager25,071 SH520,225 dollarsHigher by 17,815 Prior quarter: 7,256Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management Partly reported under another manager25,013 SH519,021 dollarsNot in the prior quarter’s filings read Open filing 0001085146-26-000916 Filed 2026-10-27 Dispute this row
Harbour Capital Advisors, LLC 23,300 SH483,475 dollarsNot in the prior quarter’s filings read Open filing 0001214659-26-012780 Filed 2026-10-13 Dispute this row
LPL Financial LLC 21,699 SH450,257 dollarsHigher by 469 Prior quarter: 21,230Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row
PNC Financial Services Group, Inc. Partly reported under another manager20,904 SH433,759 dollarsHigher by 1,095 Prior quarter: 19,809Open filing 0001193125-26-450808 Filed 2026-11-06 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager20,757 SH432,367 dollarsHigher by 1,872 Prior quarter: 18,885Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
TEACHER RETIREMENT SYSTEM OF TEXAS 20,689 SH549,914 dollarsUnchanged Prior quarter: 20,689Open filing 0000796848-26-000014 Filed 2026-11-12 Dispute this row
Orion Porfolio Solutions, LLC 19,517 SH404,978 dollarsHigher by 4,184 Prior quarter: 15,333Open filing 0001580642-26-007677 Filed 2026-11-12 Dispute this row
US BANCORP \DE\ Partly reported under another manager16,450 SH341,338 dollarsLower by 1,404 Prior quarter: 17,854Open filing 0000036104-26-000059 Filed 2026-11-05 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager16,096 SH333,992 dollarsHigher by 70 Prior quarter: 16,026Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • BlackRock, Inc. 2,713,253 SH
  • SYSTEMATIC FINANCIAL MANAGEMENT LP 2,378,908 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 1,556,802 SH
  • WELLINGTON MANAGEMENT GROUP LLP 1,372,841 SH
  • Juniper Investment Company, LLC 781,399 SH
  • Owls Nest Partners IA, LLC 728,895 SH
  • KENNEDY CAPITAL MANAGEMENT LLC 708,793 SH
  • NORTHERN TRUST CORP 326,589 SH
  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC 326,583 SH
  • Sixth Street Partners Management Company, L.P. 326,583 SH
  • NEW YORK STATE COMMON RETIREMENT FUND 319,911 SH
  • Pinnacle Financial Partners, Inc. 318,197 SH
  • G2 Investment Partners Management LLC 300,000 SH
  • MORGAN STANLEY 294,034 SH
  • VANGUARD PORTFOLIO MANAGEMENT LLC 271,288 SH
  • Archon Capital Management LLC 263,480 SH
  • VANGUARD FIDUCIARY TRUST CO 254,334 SH
  • GOLDMAN SACHS GROUP INC 203,140 SH
  • GLOBEFLEX CAPITAL L P 195,394 SH
  • PUNCH ASSOCIATES INVESTMENT MANAGEMENT, INC. 167,579 SH
  • Ophir Asset Management Pty Ltd 165,878 SH
  • Alyeska Investment Group, L.P. 164,170 SH
  • Phocas Financial Corp. 163,716 SH
  • Expect Equity LLC 142,209 SH
  • Manatuck Hill Partners, LLC 130,000 SH
  • Aristides Capital LLC 111,574 SH
  • Waverly Advisors, LLC 106,288 SH
  • LAZARD ASSET MANAGEMENT LLC 100,145 SH
  • ALLIANCEBERNSTEIN L.P. 91,370 SH
  • BOOTHBAY FUND MANAGEMENT, LLC 72,938 SH
  • Anderson Financial Strategies, LLC 70,459 SH
  • XTX Topco Ltd 67,720 SH
  • TWO SIGMA INVESTMENTS, LP 67,447 SH
  • CITADEL ADVISORS LLC 64,850 SH
  • Quantinno Capital Management LP 55,362 SH
  • BANK OF AMERICA CORP /DE/ 48,940 SH
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 41,610 SH
  • STATE OF WISCONSIN INVESTMENT BOARD 40,823 SH
  • PRICE T ROWE ASSOCIATES INC /MD/ 40,524 SH
  • CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 37,831 SH
  • Quantbot Technologies LP 36,340 SH
  • WELLS FARGO COMPANY/MN 34,604 SH
  • Calamos Advisors LLC 31,823 SH
  • AQR CAPITAL MANAGEMENT LLC 31,454 SH
  • Legal General Group Plc 28,720 SH
  • Schonfeld Strategic Advisors LLC 26,728 SH
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,600 SH
  • VANGUARD ASSET MANAGEMENT, Ltd 23,143 SH
  • MetLife Investment Management, LLC 19,687 SH
  • HSBC HOLDINGS PLC 18,783 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
FMR LLC COMMON STOCK13.34,943,553.8809/30/2026 Filed 2026-11-05SCHEDULE 13G/AAmendment 1Open filing 0000315066-26-002764 Dispute this row
Abigail P. Johnson COMMON STOCK13.34,943,553.8809/30/2026 Filed 2026-11-05SCHEDULE 13G/AAmendment 1Open filing 0000315066-26-002764 Dispute this row
SYSTEMATIC FINANCIAL MANAGEMENT LP Common Stock, no par value6.682,378,909.0006/30/2026 Filed 2026-08-14SCHEDULE 13G/AAmendment 1Open filing 0001398344-26-014647 Dispute this row
BlackRock, Inc. Common Stock7.02,568,02506/30/2026 Filed 2026-07-29SCHEDULE 13G/AAmendment 2Open filing 0002012383-26-002810 Dispute this row
ROYCE ASSOCIATES LP Common Stock5.001,836,591.0006/30/2026 Filed 2026-07-22SCHEDULE 13GOpen filing 0000906304-26-000118 Dispute this row
FMR LLC COMMON STOCK10.93,986,196.1806/30/2026 Filed 2026-07-08SCHEDULE 13GOpen filing 0000315066-26-001475 Dispute this row
Abigail P. Johnson COMMON STOCK10.93,986,196.1806/30/2026 Filed 2026-07-08SCHEDULE 13GOpen filing 0000315066-26-001475 Dispute this row
Dimensional Fund Advisors LP Common Stock4.91,459,592.0009/30/2025 Filed 2025-10-09SCHEDULE 13G/AAmendment 12Open filing 0000354204-25-001279 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

1,813,069 filings read, dated 2004-06-14 to 2026-11-12: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,518
202676,430

Filings made before the SEC required XML are listed, not extracted.

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