English

Insider transactions

EDGAR

INTERNATIONAL BUSINESS MACHINES CORPORATION

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P): 3 transactions, 1,484.00 shares; Sum of shares × price per share: 417,154.9924
Open-market sales (code S): 1 transactions, 25,000.00 shares; Sum of shares × price per share: 5,758,087.5

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–50 of 164

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
Date	Reporting owner	Code	Acquired or disposed	Shares	Price per share, as filed	Value (derived)	Shares owned after	Direct or indirect	Rule 10b5-1 box	Notes	Source
2026-09-30 Filed 2026-10-01	Gorsky Alex Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (489.00) — exercise price 0.00	Acquired (A)	489.00	219.93	107,545.77 Derived: shares × price per share. Exact value 107545.7700.	35,343.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001453149-26-000008 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	VOSER PETER R. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (455.00) — exercise price 0.00	Acquired (A)	455.00	219.93	100,068.15 Derived: shares × price per share. Exact value 100068.1500.	33,290.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001628797-26-000004 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	ZOLLAR ALFRED W Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (415.00) — exercise price 0.00	Acquired (A)	415.00	219.93	91,270.95 Derived: shares × price per share. Exact value 91270.9500.	10,427.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001196985-26-000004 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	LIVERIS ANDREW N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (444.00) — exercise price 0.00	Acquired (A)	444.00	219.93	97,648.92 Derived: shares × price per share. Exact value 97648.9200.	45,262.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001269971-26-000004 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	Laguarta Ramon Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (415.00) — exercise price 0.00	Acquired (A)	415.00	219.93	91,270.95 Derived: shares × price per share. Exact value 91270.9500.	869.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001630253-26-000005 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	FARR DAVID N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (268.00) — exercise price 0.00	Acquired (A)	268.00	219.93	58,941.24 Derived: shares × price per share. Exact value 58941.2400.	23,782.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001183474-26-000005 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	Buberl Thomas Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (444.00) — exercise price 0.00	Acquired (A)	444.00	219.93	97,648.92 Derived: shares × price per share. Exact value 97648.9200.	15,256.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001738987-26-000004 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	Miebach Michael Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (415.00) — exercise price 0.00	Acquired (A)	415.00	219.93	91,270.95 Derived: shares × price per share. Exact value 91270.9500.	4,724.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001771933-26-000007 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	Pollack Martha E Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (268.00) — exercise price 0.00	Acquired (A)	268.00	219.93	58,941.24 Derived: shares × price per share. Exact value 58941.2400.	17,899.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001765271-26-000004 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	MCNABB FREDERICK WILLIAM III Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (415.00) — exercise price 0.00	Acquired (A)	415.00	219.93	91,270.95 Derived: shares × price per share. Exact value 91270.9500.	17,053.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001731814-26-000006 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	Brown Marianne Catherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (415.00) — exercise price 0.00	Acquired (A)	415.00	219.93	91,270.95 Derived: shares × price per share. Exact value 91270.9500.	4,460.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001804183-26-000014 Read from the filing’s XML Dispute this row
2026-09-30 Filed 2026-10-01	HOWARD MICHELLE J Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (291.00) — exercise price 0.00	Acquired (A)	291.00	219.93	63,999.63 Derived: shares × price per share. Exact value 63999.6300.	17,050.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001769389-26-000005 Read from the filing’s XML Dispute this row
2026-08-27 Filed 2026-08-28	KRISHNA ARVIND Director · Officer: Chairman, President CEO	I Discretionary transaction in accordance with Rule 16b-3(f) resulting in acquisition or disposition of issuer securities Derivative security: Phantom Stock — underlying Common Stock (8,375.5601) — exercise price 0.00	Acquired (A)	8,375.5601	238.79	1,999,999.996279 Derived: shares × price per share. Exact value 1999999.996279.	28,447.467	Direct (D)	No	F1, F2, F3 F1 Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 Acquisition of phantom stock units under the IBM Excess Savings Plan. F3 Distribution of phantom stock units under the IBM Excess Savings Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.	Open filing 0001629898-26-000005 Read from the filing’s XML Dispute this row
2026-08-26 Filed 2026-08-28	Thomas Robert David Officer: Senior Vice President	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	25,000.00	230.3235	5,758,087.5 Derived: shares × price per share. Exact value 5758087.500000.	47,800.35	Direct (D)	No	F1 F1 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $229.835 to $230.69, inclusive. The reporting person undertakes to provide to International Business Machines Corporation (IBM), any security holder of IBM, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.	Open filing 0002005007-26-000005 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	5,883.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	16,270.578	Direct (D)	No	—	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	3,254.00	286.725	933,003.15 Derived: shares × price per share. Exact value 933003.15000.	13,016.578	Direct (D)	No	—	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	1,412.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	14,428.578	Direct (D)	No	—	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	781.00	286.725	223,932.225 Derived: shares × price per share. Exact value 223932.22500.	13,647.578	Direct (D)	No	—	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Rst. Stock Unit — underlying Common Stock (5,883.00) — exercise price 0.00	Disposed (D)	5,883.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	5,884.00	Direct (D)	No	F1, F2, F3 F1 On 07/01/24, the reporting person was granted 20,592 RSUs, 8,825 of which vested on 07/01/25, 5,883 of which vested on 07/01/26, and 5,884 of which will vest on 07/01/27. F2 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 Release of restricted stock units.	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Robinson Anne Officer: Senior Vice President	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Rst. Stock Unit — underlying Common Stock (1,412.00) — exercise price 0.00	Disposed (D)	1,412.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	2,824.00	Direct (D)	No	F4, F2, F3 F4 On 07/01/24, the reporting person was granted 5,648 RSUs, 1,412 of which vested on 07/01/25, 1,412 which vested on 07/01/26, 1,412 of which will vest on 07/01/27, and 1,412 shares of which will vest on 07/01/2028. F2 These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 Release of restricted stock units.	Open filing 0002026599-26-000004 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	MCNABB FREDERICK WILLIAM III Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (325.00) — exercise price 0.00	Acquired (A)	325.00	281.21	91,393.25 Derived: shares × price per share. Exact value 91393.2500.	16,518.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001731814-26-000005 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	VOSER PETER R. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (356.00) — exercise price 0.00	Acquired (A)	356.00	281.21	100,110.76 Derived: shares × price per share. Exact value 100110.7600.	32,600.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001628797-26-000003 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Miebach Michael Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (325.00) — exercise price 0.00	Acquired (A)	325.00	281.21	91,393.25 Derived: shares × price per share. Exact value 91393.2500.	4,278.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001771933-26-000006 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Laguarta Ramon Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (325.00) — exercise price 0.00	Acquired (A)	325.00	281.21	91,393.25 Derived: shares × price per share. Exact value 91393.2500.	451.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001630253-26-000004 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Pollack Martha E Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (209.00) — exercise price 0.00	Acquired (A)	209.00	281.21	58,772.89 Derived: shares × price per share. Exact value 58772.8900.	17,506.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001765271-26-000003 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	FARR DAVID N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (209.00) — exercise price 0.00	Acquired (A)	209.00	281.21	58,772.89 Derived: shares × price per share. Exact value 58772.8900.	23,346.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001183474-26-000004 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Gorsky Alex Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (383.00) — exercise price 0.00	Acquired (A)	383.00	281.21	107,703.43 Derived: shares × price per share. Exact value 107703.4300.	34,605.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001453149-26-000007 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	LIVERIS ANDREW N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (347.00) — exercise price 0.00	Acquired (A)	347.00	281.21	97,579.87 Derived: shares × price per share. Exact value 97579.8700.	44,497.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001269971-26-000003 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	HOWARD MICHELLE J Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (228.00) — exercise price 0.00	Acquired (A)	228.00	281.21	64,115.88 Derived: shares × price per share. Exact value 64115.8800.	16,639.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001769389-26-000004 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	ZOLLAR ALFRED W Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (325.00) — exercise price 0.00	Acquired (A)	325.00	281.21	91,393.25 Derived: shares × price per share. Exact value 91393.2500.	9,940.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001196985-26-000003 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Buberl Thomas Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (341.00) — exercise price 0.00	Acquired (A)	341.00	281.21	95,892.61 Derived: shares × price per share. Exact value 95892.6100.	14,706.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001738987-26-000003 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Brown Marianne Catherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (325.00) — exercise price 0.00	Acquired (A)	325.00	281.21	91,393.25 Derived: shares × price per share. Exact value 91393.2500.	4,016.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001804183-26-000011 Read from the filing’s XML Dispute this row
2026-06-04 Filed 2026-06-04	Fehring Nicolas A. Officer: VP, Controller	G Bona fide gift Common Stock	Disposed (D)	400.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	16,577.663	Direct (D)	No	—	Open filing 0001875415-26-000005 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	MCNABB FREDERICK WILLIAM III Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (377.00) — exercise price 0.00	Acquired (A)	377.00	242.39	91,381.03 Derived: shares × price per share. Exact value 91381.0300.	16,094.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001731814-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	ZOLLAR ALFRED W Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (377.00) — exercise price 0.00	Acquired (A)	377.00	242.39	91,381.03 Derived: shares × price per share. Exact value 91381.0300.	9,557.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001196985-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Pollack Martha E Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (243.00) — exercise price 0.00	Acquired (A)	243.00	242.39	58,900.77 Derived: shares × price per share. Exact value 58900.7700.	17,190.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001765271-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	LIVERIS ANDREW N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (403.00) — exercise price 0.00	Acquired (A)	403.00	242.39	97,683.17 Derived: shares × price per share. Exact value 97683.1700.	43,878.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001269971-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Brown Marianne Catherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (377.00) — exercise price 0.00	Acquired (A)	377.00	242.39	91,381.03 Derived: shares × price per share. Exact value 91381.0300.	3,669.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001804183-26-000004 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Miebach Michael Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (377.00) — exercise price 0.00	Acquired (A)	377.00	242.39	91,381.03 Derived: shares × price per share. Exact value 91381.0300.	3,929.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001771933-26-000005 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	HOWARD MICHELLE J Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (264.00) — exercise price 0.00	Acquired (A)	264.00	242.39	63,990.96 Derived: shares × price per share. Exact value 63990.9600.	16,311.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001769389-26-000003 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	WADDELL FREDERICK H Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (403.00) — exercise price 0.00	Acquired (A)	403.00	242.39	97,683.17 Derived: shares × price per share. Exact value 97683.1700.	23,571.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001223690-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Laguarta Ramon Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (126.00) — exercise price 0.00	Acquired (A)	126.00	242.39	30,541.14 Derived: shares × price per share. Exact value 30541.1400.	126.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001630253-26-000003 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	FARR DAVID N Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (243.00) — exercise price 0.00	Acquired (A)	243.00	242.39	58,900.77 Derived: shares × price per share. Exact value 58900.7700.	22,994.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001183474-26-000003 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	VOSER PETER R. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (413.00) — exercise price 0.00	Acquired (A)	413.00	242.39	100,107.07 Derived: shares × price per share. Exact value 100107.0700.	32,045.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001628797-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Buberl Thomas Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (377.00) — exercise price 0.00	Acquired (A)	377.00	242.39	91,381.03 Derived: shares × price per share. Exact value 91381.0300.	14,278.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001738987-26-000002 Read from the filing’s XML Dispute this row
2026-03-31 Filed 2026-04-01	Gorsky Alex Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Promised Fee Share — underlying Common Stock (444.00) — exercise price 0.00	Acquired (A)	444.00	242.39	107,621.16 Derived: shares × price per share. Exact value 107621.1600.	34,011.00	Direct (D)	No	F1, F2, F3 F1 Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan are paid out after retirement in the company's common stock or cash. F2 Deferral of fees into Promised Fee Shares under the terms of the IBM Board of Directors Deferred Compensation and Equity Award Plan. F3 Distribution of Promised Fee Shares under the IBM Board of Directors Deferred Compensation and Equity Award Plan is deferred until retirement.	Open filing 0001453149-26-000006 Read from the filing’s XML Dispute this row
2026-02-26 Filed 2026-02-27	KAVANAUGH JAMES J Officer: Sr. VP and CFO	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Rst. Stock Unit — underlying Common Stock (10,364.00) — exercise price 0.00	Acquired (A)	10,364.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	10,364.00	Direct (D)	No	F1 F1 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,591 of these units on February 26, 2027, 2,591 of these units on February 26, 2028, 2,591 of these units on February 26, 2029, and 2,591 of these units on February 26, 2030.	Open filing 0001433640-26-000004 Read from the filing’s XML Dispute this row
2026-02-26 Filed 2026-02-27	KAVANAUGH JAMES J Officer: Sr. VP and CFO	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Emp. Stock Option (right to buy) — underlying Common Stock (41,455.00) — exercise price 243.22	Acquired (A)	41,455.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	41,455.00	Direct (D)	No	F2 F2 These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.	Open filing 0001433640-26-000004 Read from the filing’s XML Dispute this row
2026-02-26 Filed 2026-02-27	Fehring Nicolas A. Officer: VP, Controller	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Rst. Stock Unit — underlying Common Stock (2,844.00) — exercise price 0.00	Acquired (A)	2,844.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	2,844.00	Direct (D)	No	F1 F1 Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 711 of these units on February 26, 2027, 711 of these units on February 26, 2028, 711 of these units on February 26, 2029, and 711 of these units on February 26, 2030.	Open filing 0001875415-26-000004 Read from the filing’s XML Dispute this row
2026-02-26 Filed 2026-02-27	Fehring Nicolas A. Officer: VP, Controller	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Emp. Stock Option (right to buy) — underlying Common Stock (7,584.00) — exercise price 243.22	Acquired (A)	7,584.00	0.00	0 Derived: shares × price per share. Exact value 0.0000.	7,584.00	Direct (D)	No	F2 F2 These derivative securities vest in four equal annual installments, the first vesting being on the date exercisable shown. All expire on the expiration date shown above.	Open filing 0001875415-26-000004 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–50 of 3,141

Institutional holders, largest position first, as filed
Manager	Shares or principal	Value as filed	Change from the prior quarter	Source
BlackRock, Inc. Partly reported under another manager	75,972,691 SH	16,708,673,966 dollars	Lower by 790,790 Prior quarter: 76,763,481	Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
VANGUARD CAPITAL MANAGEMENT LLC	61,668,152 SH	13,562,676,669 dollars	Higher by 282,786 Prior quarter: 61,385,366	Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row
STATE STREET CORP Partly reported under another manager	55,859,074 SH	12,285,086,145 dollars	Lower by 185,981 Prior quarter: 56,045,055	Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
VANGUARD PORTFOLIO MANAGEMENT LLC	28,494,218 SH	6,266,733,365 dollars	Higher by 145,923 Prior quarter: 28,348,295	Open filing 0002100121-26-001150 Filed 2026-11-13 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager	23,948,239 SH	5,258,750,345 dollars	Higher by 499,739 Prior quarter: 23,448,500	Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
MORGAN STANLEY Partly reported under another manager	16,929,285 SH	3,723,258,435 dollars	Lower by 530,543 Prior quarter: 17,459,828	Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
Capital World Investors Partly reported under another manager	10,939,006 SH	2,405,822,242 dollars	Lower by 5,268,899 Prior quarter: 16,207,905	Open filing 0001422849-26-000169 Filed 2026-11-12 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager	10,708,997 SH	2,355,873,023 dollars	Lower by 1,736,414 Prior quarter: 12,445,411	Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager	8,151,570 SH	1,792,774,769 dollars	Lower by 1,118,307 Prior quarter: 9,269,877	Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
Mirabaud Asset Management Ltd	8,043,000 PRN	1,769,380 dollars	Not in the prior quarter’s filings read	Open filing 0001680493-26-000018 Filed 2026-11-09 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager	5,650,927 SH	1,242,780,163 dollars	Higher by 66,880 Prior quarter: 5,584,047	Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
VANGUARD FIDUCIARY TRUST CO	5,318,621 SH	1,169,724,317 dollars	Higher by 40,984 Prior quarter: 5,277,637	Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row
DEUTSCHE BANK AG\ Partly reported under another manager	4,665,367 SH	1,026,054,163 dollars	Higher by 1,248,564 Prior quarter: 3,416,803	Open filing 0000948046-26-000083 Filed 2026-11-06 Dispute this row
FIRST TRUST ADVISORS LP	4,637,057 SH	1,019,827,900 dollars	Higher by 988,049 Prior quarter: 3,649,008	Open filing 0001445546-26-008622 Filed 2026-11-12 Dispute this row
Invesco Ltd. Partly reported under another manager	4,602,131 SH	1,012,146,664 dollars	Higher by 273,107 Prior quarter: 4,329,024	Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row
Amundi Partly reported under another manager	4,359,274 SH	958,735,172 dollars	Lower by 1,102,850 Prior quarter: 5,462,124	Open filing 0001172661-26-004884 Filed 2026-11-06 Dispute this row
JANE STREET GROUP, LLC Option: Call Partly reported under another manager	4,354,300 SH	957,641,199 dollars	Higher by 1,704,700 Prior quarter: 2,649,600	Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
FMR LLC Partly reported under another manager	4,231,970 SH	930,737,164 dollars	Lower by 3,201,178 Prior quarter: 7,433,148	Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
FRANKLIN TEMPLETON INC Partly reported under another manager	4,058,421 SH	1,032,137,629 dollars	Higher by 1,256,632 Prior quarter: 2,801,789	Open filing 0000038777-26-000291 Filed 2026-11-12 Dispute this row
JANE STREET GROUP, LLC Option: Put Partly reported under another manager	3,479,600 SH	765,268,428 dollars	Higher by 547,600 Prior quarter: 2,932,000	Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
UBS Group AG Partly reported under another manager	3,271,554 SH	719,512,871 dollars	Lower by 952,973 Prior quarter: 4,224,527	Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
BARCLAYS PLC Partly reported under another manager	3,059,601 SH	672,898,050 dollars	Higher by 507,095 Prior quarter: 2,552,506	Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
Nuveen, LLC Partly reported under another manager	2,877,608 SH	632,872,340 dollars	Lower by 529,343 Prior quarter: 3,406,951	Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
CITIGROUP INC Partly reported under another manager	2,805,943 SH	617,111,081 dollars	Higher by 822,968 Prior quarter: 1,982,975	Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
VICTORY CAPITAL MANAGEMENT INC	2,774,142 SH	610,117,073 dollars	Higher by 561,283 Prior quarter: 2,212,859	Open filing 0001040188-26-000051 Filed 2026-11-10 Dispute this row
STIFEL FINANCIAL CORP Partly reported under another manager	2,620,158 SH	576,272,731 dollars	Lower by 116,357 Prior quarter: 2,736,515	Open filing 0000720672-26-000017 Filed 2026-11-12 Dispute this row
Mitsubishi UFJ Asset Management Co., Ltd. Partly reported under another manager	2,583,698 SH	568,232,701 dollars	Higher by 151,755 Prior quarter: 2,431,943	Open filing 0001193125-26-447983 Filed 2026-11-05 Dispute this row
Swiss National Bank	2,570,760 SH	565,387,247 dollars	Lower by 75,000 Prior quarter: 2,645,760	Open filing 0001582202-26-000008 Filed 2026-11-12 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager	2,441,573 SH	536,975,314 dollars	Lower by 80,672 Prior quarter: 2,522,245	Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
National Pension Service	2,359,199 SH	518,858,636 dollars	Higher by 9,224 Prior quarter: 2,349,975	Open filing 0001193125-26-456954 Filed 2026-11-12 Dispute this row
Sumitomo Mitsui Trust Group, Inc. Partly reported under another manager	2,261,891 SH	497,457,688 dollars	Lower by 83,106 Prior quarter: 2,344,997	Open filing 0001214659-26-013361 Filed 2026-10-29 Dispute this row
VANGUARD ASSET MANAGEMENT, Ltd	2,165,261 SH	476,205,852 dollars	Higher by 163,111 Prior quarter: 2,002,150	Open filing 0001680208-26-000018 Filed 2026-11-13 Dispute this row
LPL Financial LLC	2,139,731 SH	470,590,977 dollars	Higher by 64,389 Prior quarter: 2,075,342	Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row
Vanguard Global Advisers, LLC	2,078,251 SH	457,069,742 dollars	Higher by 47,221 Prior quarter: 2,031,030	Open filing 0001811242-26-000017 Filed 2026-11-13 Dispute this row
IMC-Chicago, LLC Option: Call	1,990,800 SH	437,836,644 dollars	Higher by 76,600 Prior quarter: 1,914,200	Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row
BNP PARIBAS FINANCIAL MARKETS Partly reported under another manager	1,966,343 SH	432,457,816 dollars	Higher by 220,136 Prior quarter: 1,746,207	Open filing 0001166588-26-000012 Filed 2026-11-12 Dispute this row
HighTower Advisors, LLC	1,796,262 SH	395,051,863 dollars	Higher by 80,142 Prior quarter: 1,716,120	Open filing 0001085146-26-000933 Filed 2026-11-10 Dispute this row
RHUMBLINE ADVISERS	1,566,240 SH	344,463,040 dollars	Higher by 2,862 Prior quarter: 1,563,378	Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
IMC-Chicago, LLC Option: Put	1,405,300 SH	309,067,629 dollars	Lower by 17,000 Prior quarter: 1,422,300	Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	1,401,804 SH	308,298,754 dollars	Lower by 22,478 Prior quarter: 1,424,282	Open filing 0001081019-26-000023 Filed 2026-11-13 Dispute this row
DekaBank Deutsche Girozentrale Partly reported under another manager	1,200,142 SH	264,331 dollars	Lower by 151,311 Prior quarter: 1,351,453	Open filing 0001456228-26-000005 Filed 2026-10-27 Dispute this row
ProShare Advisors LLC	1,103,701 SH	242,736,961 dollars	Higher by 176,407 Prior quarter: 927,294	Open filing 0001357955-26-000005 Filed 2026-10-29 Dispute this row
PNC Financial Services Group, Inc. Partly reported under another manager	1,098,511 SH	241,595,470 dollars	Lower by 25,923 Prior quarter: 1,124,434	Open filing 0001193125-26-450808 Filed 2026-11-06 Dispute this row
BANK OF MONTREAL /CAN/ Partly reported under another manager	1,088,350 SH	239,360,837 dollars	Lower by 282,989 Prior quarter: 1,371,339	Open filing 0000927971-26-000111 Filed 2026-11-09 Dispute this row
Aberdeen Group plc Partly reported under another manager	1,055,909 SH	232,226,067 dollars	Lower by 198,316 Prior quarter: 1,254,225	Open filing 0001716774-26-000032 Filed 2026-11-10 Dispute this row
MARSHALL WACE, LLP Partly reported under another manager	990,908 SH	217,931,613 dollars	Lower by 712,055 Prior quarter: 1,702,963	Open filing 0001318757-26-000012 Filed 2026-11-13 Dispute this row
PRINCIPAL FINANCIAL GROUP INC Partly reported under another manager	971,218 SH	213,599,975 dollars	Lower by 98,495 Prior quarter: 1,069,713	Open filing 0001126328-26-000225 Filed 2026-11-02 Dispute this row
Universal- Beteiligungs- und Servicegesellschaft mbH Partly reported under another manager	959,903 SH	209,954,656 dollars	Higher by 2,810 Prior quarter: 957,093	Open filing 0002057170-26-000022 Filed 2026-11-10 Dispute this row
CANADA LIFE ASSURANCE Co	917,834 SH	201,720 dollars	Higher by 3,243 Prior quarter: 914,591	Open filing 0001046192-26-000015 Filed 2026-11-13 Dispute this row
Connor, Clark Lunn Investment Management Ltd.	860,991 SH	189,357,751 dollars	Higher by 287,623 Prior quarter: 573,368	Open filing 0001596800-26-000018 Filed 2026-11-10 Dispute this row

Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

BANK OF AMERICA CORP /DE/ 14,988,328 SH
NORTHERN TRUST CORP 10,227,731 SH
NORGES BANK 8,416,339 SH
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 7,621,512 SH
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 7,132,137 SH
Sixth Street Partners Management Company, L.P. 7,132,137 SH
GOLDMAN SACHS GROUP INC 6,942,807 SH
Legal General Group Plc 6,666,667 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,600,500 SH
WELLINGTON MANAGEMENT GROUP LLP 6,549,393 SH
WELLS FARGO COMPANY/MN 5,272,282 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,943,000 SH
AMERIPRISE FINANCIAL INC 4,787,969 SH
ROYAL BANK OF CANADA 4,096,592 SH
PRICE T ROWE ASSOCIATES INC /MD/ 3,828,617 SH
CITADEL ADVISORS LLC 3,204,600 SH
CITADEL ADVISORS LLC 2,904,000 SH
AQR CAPITAL MANAGEMENT LLC 2,688,952 SH
HSBC HOLDINGS PLC 2,509,826 SH
Capital Wealth Planning, LLC 2,326,916 SH
California Public Employees Retirement System 1,723,040 SH
CANADA PENSION PLAN INVESTMENT BOARD 1,713,804 SH
ALLIANCEBERNSTEIN L.P. 1,603,863 SH
Optiver Holding B.V. 1,587,500 SH
NATIONAL BANK OF CANADA /FI/ 1,545,593 SH
W1M Asset Management Ltd 1,157,301 SH
NEW YORK STATE COMMON RETIREMENT FUND 1,112,331 SH
GOLDMAN SACHS GROUP INC 1,055,500 SH
ENVESTNET ASSET MANAGEMENT INC 1,016,199 SH
MILLENNIUM MANAGEMENT LLC 1,014,600 SH
ADAGE CAPITAL PARTNERS GP, L.L.C. 898,190 SH
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 892,907 SH
DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main 876,271 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 870,716 SH
SG Americas Securities, LLC 768,231 SH
CITADEL ADVISORS LLC 757,042 SH
Optiver Holding B.V. 756,500 SH
SCHRODER INVESTMENT MANAGEMENT GROUP 750,956 SH
HSBC HOLDINGS PLC 623,800 SH
MILLENNIUM MANAGEMENT LLC 612,800 SH
PRUDENTIAL FINANCIAL INC 519,546 SH
Treasurer of the State of North Carolina 519,545 SH
STATE OF WISCONSIN INVESTMENT BOARD 500,555 SH
CHILTON INVESTMENT CO INC. 487,018 SH
MILLENNIUM MANAGEMENT LLC 464,139 SH
Corient Private Wealth LP 454,375 SH
Alyeska Investment Group, L.P. 449,621 SH
GOLDMAN SACHS GROUP INC 404,500 SH
JENNISON ASSOCIATES LLC 389,932 SH
Parallax Volatility Advisers, L.P. 374,300 SH

Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
A change is the difference between two quarter-end snapshots, not a trade.
A position reported under another manager may also appear in that manager’s filing; rows are not added together.
Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
Holder	Percent of class	Shares held	Event date	Form	Source
Vanguard Capital Management Common Stock	7.48	70,227,012	03/31/2026 Filed 2026-04-30	SCHEDULE 13G	Open filing 0002100119-26-000629 Dispute this row
The Vanguard Group Common Stock	0	0	03/13/2026 Filed 2026-03-27	SCHEDULE 13G/AAmendment 12	Open filing 0000102909-26-001549 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

2,028,787 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing year	Filings read
2015	1
2016	204,322
2017	202,494
2018	202,048
2019	193,638
2020	144,184
2021	224,474
2022	40,015
2023	199,811
2024	122,476
2025	235,520
2026	254,026

Filings made before the SEC required XML are listed, not extracted.

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