English

Insider transactions

EDGAR

ALICO INC

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P): 1 transactions, 1,250 shares; Sum of shares × price per share: 49,665
Open-market sales (code S): 0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–16 of 16

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
Date	Reporting owner	Code	Acquired or disposed	Shares	Price per share, as filed	Value (derived)	Shares owned after	Direct or indirect	Rule 10b5-1 box	Notes	Source
2026-10-01 Filed 2026-10-05	Putnam Adam Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	849	0	—	19,333	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820544-26-000008 Read from the filing’s XML Dispute this row
2026-10-01 Filed 2026-10-05	SPERON ERIC H. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	490	0	—	2,800	Direct (D)	No	F1 F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.	Open filing 0001628280-26-064751 Read from the filing’s XML Dispute this row
2026-10-01 Filed 2026-10-05	English Katherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	523	0	—	15,905	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820338-26-000008 Read from the filing’s XML Dispute this row
2026-10-01 Filed 2026-10-05	Purse Toby K Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	555	0	—	21,896	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001775428-26-000008 Read from the filing’s XML Dispute this row
2026-10-01 Filed 2026-10-01	Kiernan John E Director · Officer: President and CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	500	0	—	37,079	Direct (D)	No	—	Open filing 0001628280-26-064112 Read from the filing’s XML Dispute this row
2026-10-01 Filed 2026-10-01	Kiernan John E Director · Officer: President and CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Performance-Based Restricted Units — underlying Alico, Inc., Common Stock, Par Value $1.00 (500)	Disposed (D)	500	0	—	159,500	Direct (D)	No	F1 F1 Each performance-based restricted unit (PRSU) represents a contingent right to receive one share of Alico, Inc. common stock. The PRSUs will vest if the volume-weighted average price per share over sixty (60) consecutive trading days of Alicos common stock exceeds certain targets on or prior to September 30, 2030, subject to additional time-based vesting requirements.	Open filing 0001628280-26-064112 Read from the filing’s XML Dispute this row
2026-08-20 Filed 2026-08-21	SPERON ERIC H. Director	P Open market or private purchase of non-derivative or derivative security Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	1,250	39.732	49,665 Derived: shares × price per share. Exact value 49665.000.	2,310	Direct (D)	No	F1 F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.63 to $39.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.	Open filing 0001628280-26-058425 Read from the filing’s XML Dispute this row
2026-07-14 Filed 2026-07-16	Kiernan John E Director · Officer: President and CEO	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Performance-Based Restricted Units — underlying Alico, Inc., Common Stock, Par Value $1.00 (160,000)	Acquired (A)	160,000	0	—	160,000	Direct (D)	No	F1 F1 Each performance-based restricted unit (PRSU) represents a contingent right to receive one share of Alico, Inc. common stock. The PRSUs will vest if the 30-day average closing price of Alico's common stock exceeds certain stock price thresholds on or prior to September 30, 2030, subject to additional time-based vesting requirements.	Open filing 0001644122-26-000003 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	English Katherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	483	0	—	15,382	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820338-26-000006 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Purse Toby K Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	513	0	—	21,341	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001775428-26-000006 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	SPERON ERIC H. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	453	0	—	1,060	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001628280-26-046696 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Putnam Adam Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	785	0	—	18,484	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820544-26-000006 Read from the filing’s XML Dispute this row
2026-04-01 Filed 2026-04-02	Putnam Adam Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	789	41.21	32,514.69 Derived: shares × price per share. Exact value 32514.69.	17,699	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820544-26-000004 Read from the filing’s XML Dispute this row
2026-04-01 Filed 2026-04-02	English Katherine Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	486	41.21	20,028.06 Derived: shares × price per share. Exact value 20028.06.	14,899	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001820338-26-000004 Read from the filing’s XML Dispute this row
2026-04-01 Filed 2026-04-02	Purse Toby K Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	516	41.21	21,264.36 Derived: shares × price per share. Exact value 21264.36.	20,828	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001775428-26-000004 Read from the filing’s XML Dispute this row
2026-04-01 Filed 2026-04-02	SPERON ERIC H. Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Alico, Inc., Common Stock, Par Value $1.00	Acquired (A)	607	41.21	25,014.47 Derived: shares × price per share. Exact value 25014.47.	607	Direct (D)	No	F1 F1 These shares were issued under the Amended and Restated Stock Incentive Plan of 2015.	Open filing 0001628280-26-022947 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

No Form 13F position in this issuer is placed in the store. A holder not yet linked or not yet filed is absent, not zero.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
Holder	Percent of class	Shares held	Event date	Form	Source
Thomas A. Satterfield, Jr. Common Stock	6.4	486,836.00	12/31/2025 Filed 2026-02-05	SCHEDULE 13G/AAmendment 4	Open filing 0001104659-26-010758 Dispute this row
Gate City Capital Management, LLC Common Stock	16.5	1,258,179.00	09/30/2025 Filed 2025-11-14	SCHEDULE 13G/AAmendment 3	Open filing 0001398344-25-020987 Dispute this row
Michael Melby Common Stock	16.5	1,258,179.00	09/30/2025 Filed 2025-11-14	SCHEDULE 13G/AAmendment 3	Open filing 0001398344-25-020987 Dispute this row
Dimensional Fund Advisors LP Common Stock	4.6	353,191.00	09/30/2025 Filed 2025-10-09	SCHEDULE 13G/AAmendment 2	Open filing 0000354204-25-001296 Dispute this row
Gate City Capital Management, LLC Common Stock	14.7	1,126,553.00	06/30/2025 Filed 2025-08-14	SCHEDULE 13G/AAmendment 2	Open filing 0001398344-25-015441 Dispute this row
Michael Melby Common Stock	14.7	1,126,553.00	06/30/2025 Filed 2025-08-14	SCHEDULE 13G/AAmendment 2	Open filing 0001398344-25-015441 Dispute this row
BlackRock, Inc. Common Stock	5.3	406,373	06/30/2025 Filed 2025-07-16	SCHEDULE 13G/AAmendment 2	Open filing 0002052113-25-002529 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

1,970,197 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing year	Filings read
2015	1
2016	204,322
2017	202,494
2018	202,048
2019	193,638
2020	144,184
2021	224,474
2022	40,015
2023	199,811
2024	84,357
2025	235,520
2026	233,555

Filings made before the SEC required XML are listed, not extracted.

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