English

Insider transactions

EDGAR

Flat Rock Enhanced Income Fund

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P): 3 transactions, 3,419.973 shares; Sum of shares × price per share: 75,000.00789
Open-market sales (code S): 0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–3 of 3

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
Date	Reporting owner	Code	Acquired or disposed	Shares	Price per share, as filed	Value (derived)	Shares owned after	Direct or indirect	Rule 10b5-1 box	Notes	Source
2025-12-09 Filed 2025-12-11	Coolidge R. Scott Director	P Open market or private purchase of non-derivative or derivative security Common Shares of Beneficial Interest	Acquired (A)	1,139.991	21.93	25,000.00263 Derived: shares × price per share. Exact value 25000.00263.	2,216.803	Direct (D)	No	F1 F1 The number of shares includes shares acquired pursuant to the Flat Rock Enhanced Income Fund distribution reinvestment policy (DRIP), exempt under Rule 16a-11.	Open filing 0001213900-25-120870 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-11	Durston Marshall Director	P Open market or private purchase of non-derivative or derivative security Common Shares of Beneficial Interest	Acquired (A)	1,139.991	21.93	25,000.00263 Derived: shares × price per share. Exact value 25000.00263.	2,216.803	Direct (D)	No	F1 F1 The number of shares includes shares acquired pursuant to the Flat Rock Enhanced Income Fund distribution reinvestment policy (DRIP), exempt under Rule 16a-11.	Open filing 0001213900-25-120871 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-11	Finnen Paul E. Director	P Open market or private purchase of non-derivative or derivative security Common Shares of Beneficial Interest	Acquired (A)	1,139.991	21.93	25,000.00263 Derived: shares × price per share. Exact value 25000.00263.	51,350.434	Direct (D)	No	F1 F1 The number of shares includes shares acquired pursuant to the Flat Rock Enhanced Income Fund distribution reinvestment policy (DRIP), exempt under Rule 16a-11.	Open filing 0001213900-25-120869 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

No Form 13F position in this issuer is placed in the store. A holder not yet linked or not yet filed is absent, not zero.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

No Schedule 13D or 13G naming this issuer is in the store; this is not a statement that none were filed.

What was read

1,873,745 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing year	Filings read
2015	1
2016	204,322
2017	202,494
2018	202,048
2019	193,638
2020	144,184
2021	224,474
2022	40,015
2023	199,811
2024	84,357
2025	235,518
2026	137,107

Filings made before the SEC required XML are listed, not extracted.

Back to Flat Rock Enhanced Income Fund