Insider transactions

EDGAR

Eagle Point Income Co Inc.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
0 transactions, — shares
Open-market sales (code S)
0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–2 of 2

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2026-10-30 Filed 2026-11-02Majewski Thomas P. Director · Officer: Chairman, CEO · Other: Portfolio Manager
J

Other acquisition or disposition (describe transaction)

5.00% Series A Term Preferred Shares due 2026
Disposed (D)1,00025.00
25,000

Derived: shares × price per share. Exact value 25000.00.

0Direct (D) No
F1
  • F1 The shares were redeemed by the Issuer in accordance with the terms of the shares.
Open filing 0001104659-26-121591 Read from the filing’s XML Dispute this row
2026-10-30 Filed 2026-11-02Majewski Thomas P. Director · Officer: Chairman, CEO · Other: Portfolio Manager
J

Other acquisition or disposition (describe transaction)

5.00% Series A Term Preferred Shares due 2026
Disposed (D)5025.00
1,250

Derived: shares × price per share. Exact value 1250.00.

0Indirect (I) By Majewski Family 2022 Holdings LLCNo
F1, F2
  • F1 The shares were redeemed by the Issuer in accordance with the terms of the shares.
  • F2 These securities are attributable to Mr. Majewski through his interest in Majewski Family 2022 Holdings LLC, a limited liability company.
Open filing 0001104659-26-121591 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–33 of 33

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
Enstar Group LTD Partly reported under another manager3,827,212 SH35,363,439 dollarsUnchanged Prior quarter: 3,827,212Open filing 0001628280-26-073756 Filed 2026-11-13 Dispute this row
Thomas J. Herzfeld Advisors, Inc. 505,967 SH4,675,135 dollarsLower by 391,173 Prior quarter: 897,140Open filing 0001398344-26-019864 Filed 2026-11-10 Dispute this row
MORGAN STANLEY Partly reported under another manager216,465 SH2,000,136 dollarsHigher by 11,397 Prior quarter: 205,068Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
PRINCIPAL SECURITIES, INC. 198,514 SH1,834,269 dollarsHigher by 20,200 Prior quarter: 178,314Open filing 0000012600-26-000013 Filed 2026-11-12 Dispute this row
Kestra Advisory Services, LLC 174,535 SH1,612,704 dollarsHigher by 101,183 Prior quarter: 73,352Open filing 0001830819-26-000011 Filed 2026-11-02 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager150,518 SH1,390,790 dollarsHigher by 11,815 Prior quarter: 138,703Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
Advisory Solutions Group, LLC 144,704 SH1,337,065 dollarsLower by 1,835 Prior quarter: 146,539Open filing 0001214659-26-012884 Filed 2026-10-14 Dispute this row
Clear Harbor Asset Management, LLC 120,735 SH1,115,591 dollarsHigher by 16,675 Prior quarter: 104,060Open filing 0001172661-26-004861 Filed 2026-11-05 Dispute this row
Collaborative Capital Advisors LLC 82,218 SH759,694 dollarsHigher by 20,000 Prior quarter: 62,218Open filing 0002097223-26-000011 Filed 2026-11-06 Dispute this row
LPL Financial LLC 38,634 SH356,981 dollarsLower by 5,428 Prior quarter: 44,062Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row
CHOREO, LLC 29,589 SH273,402 dollarsLower by 32,501 Prior quarter: 62,090Open filing 0001214659-26-013321 Filed 2026-10-28 Dispute this row
Kovack Advisors, Inc. 28,727 SH265,411 dollarsHigher by 1,327 Prior quarter: 27,400Open filing 0001728321-26-000006 Filed 2026-11-13 Dispute this row
Cerity Partners LLC 27,255 SH251,836 dollarsLower by 166,221 Prior quarter: 193,476Open filing 0001172661-26-005020 Filed 2026-11-13 Dispute this row
Cambridge Investment Research Advisors, Inc. 25,718 SH238 dollarsHigher by 5,616 Prior quarter: 20,102Open filing 0001419186-26-000008 Filed 2026-11-02 Dispute this row
Closed-End Fund Advisors, Inc. 25,054 SH231,498 dollarsHigher by 13,013 Prior quarter: 12,041Open filing 0001214659-26-013722 Filed 2026-11-04 Dispute this row
Ballentine Partners, LLC 24,650 SH227,766 dollarsUnchanged Prior quarter: 24,650Open filing 0001172661-26-004977 Filed 2026-11-13 Dispute this row
Cetera Investment Advisers 21,967 SH202,975 dollarsLower by 2,179 Prior quarter: 24,146Open filing 0001666741-26-000005 Filed 2026-11-13 Dispute this row
Pinnacle Wealth Planning Services, Inc. 20,738 SH191,616 dollarsHigher by 89 Prior quarter: 20,649Open filing 0001726752-26-000006 Filed 2026-10-27 Dispute this row
BlackRock, Inc. Partly reported under another manager19,238 SH177,759 dollarsUnchanged Prior quarter: 19,238Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
K2 PRINCIPAL FUND, L.P. 17,192 SH158,854 dollarsLower by 6,392 Prior quarter: 23,584Open filing 0001461790-26-000041 Filed 2026-11-13 Dispute this row
BARCLAYS PLC Partly reported under another manager14,000 SH129,360 dollarsNot in the prior quarter’s filings read Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
Astoria Portfolio Advisors LLC. 13,578 SH125,463 dollarsHigher by 252 Prior quarter: 13,326Open filing 0001931642-26-000007 Filed 2026-11-12 Dispute this row
OSAIC HOLDINGS, INC. Partly reported under another manager13,501 SH124,969 dollarsHigher by 9,243 Prior quarter: 4,258Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row
JANE STREET GROUP, LLC Partly reported under another manager12,819 SH118,448 dollarsLower by 1,085 Prior quarter: 13,904Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
UBS Group AG Partly reported under another manager12,051 SH111,351 dollarsLower by 417 Prior quarter: 12,468Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
MT Bank Corp Partly reported under another manager11,726 SH108,348 dollarsUnchanged Prior quarter: 11,726Open filing 0001193125-26-454540 Filed 2026-11-10 Dispute this row
CITIGROUP INC Partly reported under another manager3,951 SH36,507 dollarsNot in the prior quarter’s filings read Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
Rockefeller Capital Management L.P. Partly reported under another manager3,778 SH34,916 dollarsHigher by 1,444 Prior quarter: 2,334Open filing 0001739439-26-000009 Filed 2026-11-13 Dispute this row
EverSource Wealth Advisors, LLC 2,735 SH25,271 dollarsUnchanged Prior quarter: 2,735Open filing 0001710537-26-000009 Filed 2026-11-04 Dispute this row
N.E.W. Advisory Services LLC Partly reported under another manager2,024 SH18,698 dollarsUnchanged Prior quarter: 2,024Open filing 0001764754-26-000007 Filed 2026-11-09 Dispute this row
Osbon Capital Management LLC 1,949 SH18,011 dollarsNot in the prior quarter’s filings read Open filing 0001784418-26-000008 Filed 2026-11-12 Dispute this row
COMPASS FINANCIAL MANAGEMENT LLC 231 SH2,133 dollarsHigher by 5 Prior quarter: 226Open filing 0002148724-26-000002 Filed 2026-10-30 Dispute this row
HIGHLINE WEALTH PARTNERS LLC Partly reported under another manager150 SH1,386 dollarsUnchanged Prior quarter: 150Open filing 0002042654-26-000010 Filed 2026-10-19 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • FLAX POND CAPITAL, LLC 1,306,307 SH
  • ENVESTNET ASSET MANAGEMENT INC 736,476 SH
  • Bulldog Investors, LLP 273,529 SH
  • CITADEL ADVISORS LLC 221,218 SH
  • HRT FINANCIAL LP 95,808 SH
  • Almitas Capital LLC 80,547 SH
  • Freestone Capital Holdings, LLC 79,424 SH
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,599 SH
  • RIVERNORTH CAPITAL MANAGEMENT, LLC 25,000 SH
  • XTX Topco Ltd 22,775 SH
  • AdvisorNet Financial, Inc 5,818 SH
  • WEBSTER BANK, N. A. 2,739 SH
  • ROYAL BANK OF CANADA 2,251 SH
  • SWAN Capital LLC 100 SH
  • Integrated Wealth Concepts LLC 65 SH
  • FIDUCIARY FINANCIAL ADVISORS 36 SH
  • JFS WEALTH ADVISORS, LLC 19 SH
  • WELLS FARGO COMPANY/MN 2 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
KARPUS MANAGEMENT, INC. Preferred1.2519,000.0010/30/2026 Filed 2026-11-06SCHEDULE 13G/AAmendment 1Open filing 0001072613-26-000855 Dispute this row
KARPUS MANAGEMENT, INC. Preferred11.18169,986.0004/30/2026 Filed 2026-05-07SCHEDULE 13GOpen filing 0001072613-26-000378 Dispute this row
KARPUS MANAGEMENT, INC. Preferred2.99169,986.0003/31/2026 Filed 2026-04-07SCHEDULE 13G/AAmendment 8Open filing 0001072613-26-000318 Dispute this row
KARPUS MANAGEMENT, INC. Preferred1.76100,141.0003/31/2026 Filed 2026-04-07SCHEDULE 13G/AAmendment 8Open filing 0001072613-26-000319 Dispute this row
Enstar Group Limited Common Shares, par value $0.00115.33,819,656.0012/31/2025 Filed 2026-02-13SCHEDULE 13G/AAmendment 5Open filing 0001628280-26-008001 Dispute this row
Elk Insurance Holdings, LLC Common Shares, par value $0.00115.33,819,656.0012/31/2025 Filed 2026-02-13SCHEDULE 13G/AAmendment 5Open filing 0001628280-26-008001 Dispute this row
KARPUS MANAGEMENT, INC. Preferred6.63173,736.0012/31/2025 Filed 2026-01-07SCHEDULE 13G/AAmendment 7Open filing 0001072613-26-000037 Dispute this row
KARPUS MANAGEMENT, INC. Preferred3.82100,141.0012/31/2025 Filed 2026-01-07SCHEDULE 13G/AAmendment 7Open filing 0001072613-26-000038 Dispute this row
KARPUS MANAGEMENT, INC. Preferred8.25100,691.0009/30/2025 Filed 2025-11-14SCHEDULE 13G/AAmendment 6Open filing 0001072613-25-000835 Dispute this row
KARPUS MANAGEMENT, INC. Preferred37.57488,387.0009/30/2025 Filed 2025-11-14SCHEDULE 13G/AAmendment 6Open filing 0001072613-25-000834 Dispute this row
KARPUS MANAGEMENT, INC. Preferred12.71177,961.0009/30/2025 Filed 2025-11-14SCHEDULE 13G/AAmendment 6Open filing 0001072613-25-000833 Dispute this row
Enstar Group Limited Common Shares, par value $0.00114.43,819,656.0009/30/2025 Filed 2025-11-13SCHEDULE 13G/AAmendment 4Open filing 0001363829-25-000163 Dispute this row
Elk Insurance Holdings, LLC Common Shares, par value $0.00114.43,819,656.0009/30/2025 Filed 2025-11-13SCHEDULE 13G/AAmendment 4Open filing 0001363829-25-000163 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

2,024,280 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
2024117,969
2025235,520
2026254,026

Filings made before the SEC required XML are listed, not extracted.

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