Fundies.
English

Insider transactions

EDGAR

Rhinebeck Bancorp, Inc.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
7 transactions, 59,759 shares
Sum of shares × price per share: 716,108.4
Open-market sales (code S)
4 transactions, 9,208 shares
Sum of shares × price per share: 122,157.53

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–40 of 40

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2026-08-06 Filed 2026-08-06Vitale Michael Officer: EVP, Head of Comm Banking
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)4,83412.35
59,699.9

Derived: shares × price per share. Exact value 59699.90.

22,414Direct (D) No
F1
  • F1 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on April 21, 2027.
Open filing 0001437749-26-026192 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Patzwahl Nancy Koskey Director
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)25,00011.94
298,500

Derived: shares × price per share. Exact value 298500.00.

27,270Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024324 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Smith Matthew James Director · Officer: President CEO
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)2,30011.995
27,588.5

Derived: shares × price per share. Exact value 27588.500.

26,126Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024321 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Smith Matthew James Director · Officer: President CEO
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)10,12512
121,500

Derived: shares × price per share. Exact value 121500.

36,251Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024321 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Vitale Michael Officer: EVP, Head of Comm Banking
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)5,00011.94
59,700

Derived: shares × price per share. Exact value 59700.00.

17,580Direct (D) No
F1
  • F1 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on April 21, 2027.
Open filing 0001437749-26-024326 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Loughlin Suzanne Director
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)50011.92
5,960

Derived: shares × price per share. Exact value 5960.00.

34,828Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024328 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-23Loughlin Suzanne Director
P

Open market or private purchase of non-derivative or derivative security

Common Stock		Acquired (A)12,00011.93
143,160

Derived: shares × price per share. Exact value 143160.00.

46,828Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024328 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21LaFrance Shannon Martin Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)2,70010
27,000

Derived: shares × price per share. Exact value 27000.

35,341Direct (D) No
F1, F2
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F2 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-023999 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Garcia Freddimir Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)50010
5,000

Derived: shares × price per share. Exact value 5000.

7,206Direct (D) No
F1, F2
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F2 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024005 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Chestney Christopher W. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)10,00010
100,000

Derived: shares × price per share. Exact value 100000.

40,940Direct (D) No
F1, F2
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F2 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-023981 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Irwin William C. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)10,00010
100,000

Derived: shares × price per share. Exact value 100000.

50,937Direct (D) No
F1, F2
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F2 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-024007 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Lekanides Phillip Officer: SVP, Chief Accounting Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)50010
5,000

Derived: shares × price per share. Exact value 5000.

8,487Direct (D) No
F1, F2
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F2 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-023986 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Lekanides Phillip Officer: SVP, Chief Accounting Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,36810
13,680

Derived: shares × price per share. Exact value 13680.

6,626Indirect (I) By 401(k)No
F1, F3
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
  • F3 Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
Open filing 0001437749-26-023986 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21McCardle James T. III Officer: Chief Credit Risk Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)2,50010
25,000

Derived: shares × price per share. Exact value 25000.

16,279Indirect (I) By 401(k)No
F1
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
Open filing 0001437749-26-023984 Read from the filing’s XML Dispute this row
2026-07-21 Filed 2026-07-21Bloom Jamie J. Officer: Chief Operating Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,00010
10,000

Derived: shares × price per share. Exact value 10000.

2,970Indirect (I) By 401(k)No
F1
  • F1 Reflects a 1.3978 to 1.00 stock exchange ratio in connection with the Company's mutual to stock conversion.
Open filing 0001437749-26-023979 Read from the filing’s XML Dispute this row
2026-07-09 Filed 2026-07-10Nihill Kevin M Officer: CFO and Treasurer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Disposed (D)1,46817.08
25,073.44

Derived: shares × price per share. Exact value 25073.44.

23,696Direct (D) No
F1, F2
  • F1 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on May 26, 2027.
  • F2 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on July 9, 2025.
Open filing 0001437749-26-023332 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Garcia Freddimir Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—4,798Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018717 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Howell Steven E Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—6,624Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018730 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28McGinnis Sharon Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—1,624Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018723 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28LaFrance Shannon Martin Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—23,352Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018721 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Beeler Donald E. Jr. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—3,211Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018713 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Irwin William C. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—29,287Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018712 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28McCardle James T. III Officer: Chief Credit Risk Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)8,1820—11,762Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018728 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Patzwahl Nancy Koskey Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—1,624Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018724 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Bloom Jamie J. Officer: Chief Operating Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)10,4870—10,522Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018725 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Chestney Christopher W. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—22,135Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018716 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Lekanides Phillip Officer: SVP, Chief Accounting Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)3,4100—5,715Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018720 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Loughlin Suzanne Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)1,6240—24,559Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018722 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Nihill Kevin M Officer: CFO and Treasurer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)9,6320—25,164Direct (D) No
F1, F2
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
  • F2 Includes shares of restricted stock which vest at a rate of 33 1/3% per year commencing on July 9, 2025.
Open filing 0001437749-26-018714 Read from the filing’s XML Dispute this row
2026-05-26 Filed 2026-05-28Smith Matthew James Director · Officer: President CEO
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)17,0460—17,046Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on May 26, 2027.
Open filing 0001437749-26-018715 Read from the filing’s XML Dispute this row
2026-05-19 Filed 2026-05-21Bronzi Philip J Officer: 1st SVP, Com Mkt Pres
S

Open market or private sale of non-derivative or derivative security

Common Stock		Disposed (D)4,16215.915
66,238.23

Derived: shares × price per share. Exact value 66238.230.

0Direct (D) No— Open filing 0001437749-26-018034 Read from the filing’s XML Dispute this row
2026-05-04 Filed 2026-05-05Lekanides Phillip Officer: SVP, Chief Accounting Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Acquired (A)5006.57
3,285

Derived: shares × price per share. Exact value 3285.00.

2,305Direct (D) No— Open filing 0001437749-26-014850 Read from the filing’s XML Dispute this row
2026-05-04 Filed 2026-05-05Lekanides Phillip Officer: SVP, Chief Accounting Officer
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Derivative security: Stock Options — underlying Common Stock (500) — exercise price 6.57		Disposed (D)5000—1,500Direct (D) No
F2
  • F2 Stock options are fully vested.
Open filing 0001437749-26-014850 Read from the filing’s XML Dispute this row
2026-04-28 Filed 2026-04-30Bronzi Philip J Officer: 1st SVP, Com Mkt Pres
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Common Stock		Acquired (A)7,0006.57
45,990

Derived: shares × price per share. Exact value 45990.00.

7,000Direct (D) No— Open filing 0001437749-26-014222 Read from the filing’s XML Dispute this row
2026-04-28 Filed 2026-04-30Bronzi Philip J Officer: 1st SVP, Com Mkt Pres
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock		Disposed (D)2,83816.20
45,975.6

Derived: shares × price per share. Exact value 45975.60.

4,162Direct (D) No— Open filing 0001437749-26-014222 Read from the filing’s XML Dispute this row
2026-04-28 Filed 2026-04-30Bronzi Philip J Officer: 1st SVP, Com Mkt Pres
M

Exercise or conversion of derivative security exempted pursuant to Rule 16b-3

Derivative security: Stock Options — underlying Common Stock (7,000) — exercise price 6.57		Disposed (D)7,0000—0Direct (D) No
F2
  • F2 Stock options are fully vested.
Open filing 0001437749-26-014222 Read from the filing’s XML Dispute this row
2026-04-21 Filed 2026-05-08Vitale Michael Officer: EVP, Head of Comm Banking
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock		Acquired (A)9,0000—9,000Direct (D) No
F1
  • F1 Shares of restricted stock vest at a rate of 33 1/3% per year commencing on April 21, 2027.
Open filing 0001437749-26-015782 Read from the filing’s XML Dispute this row
2025-12-03 Filed 2025-12-04Bronzi Philip J Officer: Chief Lending Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock		Disposed (D)3,44611.05
38,078.3

Derived: shares × price per share. Exact value 38078.30.

1,600Direct (D) No— Open filing 0001437749-25-036872 Read from the filing’s XML Dispute this row
2025-12-03 Filed 2025-12-04Bronzi Philip J Officer: Chief Lending Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock		Disposed (D)1,50011.15
16,725

Derived: shares × price per share. Exact value 16725.00.

100Direct (D) No— Open filing 0001437749-25-036872 Read from the filing’s XML Dispute this row
2025-12-03 Filed 2025-12-04Bronzi Philip J Officer: Chief Lending Officer
S

Open market or private sale of non-derivative or derivative security

Common Stock		Disposed (D)10011.16
1,116

Derived: shares × price per share. Exact value 1116.00.

0Direct (D) No— Open filing 0001437749-25-036872 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–45 of 45

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
BlackRock, Inc. Partly reported under another manager637,493 SH8,089,785 dollarsHigher by 379,734 Prior quarter: 257,759Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
M3F, Inc. 607,402 SH7,708 dollarsHigher by 55,326 Prior quarter: 552,076Open filing 0001511291-26-000004 Filed 2026-10-21 Dispute this row
VANGUARD CAPITAL MANAGEMENT LLC 375,830 SH4,769,283 dollarsLower by 96,038 Prior quarter: 471,868Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC 248,632 SH3,155,140 dollarsNot in the prior quarter’s filings read Open filing 0001951757-26-001773 Filed 2026-10-26 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager246,319 SH3,127,055 dollarsHigher by 139,702 Prior quarter: 106,617Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager171,589 SH2,177,464 dollarsHigher by 128,289 Prior quarter: 43,300Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
VANGUARD FIDUCIARY TRUST CO 93,363 SH1,184,776 dollarsHigher by 55,481 Prior quarter: 37,882Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row
Empowered Funds, LLC Partly reported under another manager91,549 SH1,161,757 dollarsHigher by 31,922 Prior quarter: 59,627Open filing 0001592828-26-000008 Filed 2026-11-13 Dispute this row
STATE STREET CORP Partly reported under another manager70,675 SH896,866 dollarsHigher by 35,844 Prior quarter: 34,831Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
VANGUARD PORTFOLIO MANAGEMENT LLC 62,545 SH793,696 dollarsHigher by 30,961 Prior quarter: 31,584Open filing 0002100121-26-001150 Filed 2026-11-13 Dispute this row
Verition Fund Management LLC 60,000 SH761,400 dollarsNot in the prior quarter’s filings read Open filing 0001454027-26-000007 Filed 2026-11-13 Dispute this row
MARSHALL WACE, LLP Partly reported under another manager58,658 SH744,371 dollarsNot in the prior quarter’s filings read Open filing 0001318757-26-000012 Filed 2026-11-13 Dispute this row
Arbiter Partners Capital Management LLC Partly reported under another manager58,049 SH736,641 dollarsNot in the prior quarter’s filings read Open filing 0001062993-26-005905 Filed 2026-11-12 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager52,776 SH669,881 dollarsHigher by 20,590 Prior quarter: 32,186Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
Nuveen, LLC Partly reported under another manager48,714 SH618,180 dollarsNot in the prior quarter’s filings read Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
Russell Investments Group, Ltd. Partly reported under another manager42,920 SH544,652 dollarsHigher by 37,943 Prior quarter: 4,977Open filing 0001193125-26-451241 Filed 2026-11-06 Dispute this row
EQUITABLE TRUST CO Partly reported under another manager32,517 SH412,641 dollarsNot in the prior quarter’s filings read Open filing 0000033250-26-000004 Filed 2026-10-13 Dispute this row
MORGAN STANLEY Partly reported under another manager28,497 SH361,627 dollarsHigher by 21,837 Prior quarter: 6,660Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
Cerity Partners LLC 28,056 SH356,031 dollarsHigher by 8,004 Prior quarter: 20,052Open filing 0001172661-26-005020 Filed 2026-11-13 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager22,157 SH281,173 dollarsHigher by 7,943 Prior quarter: 14,214Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
Focused Wealth Management, Inc 13,978 SH177,381 dollarsHigher by 3,978 Prior quarter: 10,000Open filing 0002085853-26-001343 Filed 2026-10-30 Dispute this row
DEUTSCHE BANK AG\ Partly reported under another manager7,739 SH98,208 dollarsHigher by 3,153 Prior quarter: 4,586Open filing 0000948046-26-000083 Filed 2026-11-06 Dispute this row
RHUMBLINE ADVISERS 7,246 SH91,946 dollarsHigher by 1,732 Prior quarter: 5,514Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
Arax Advisory Partners Partly reported under another manager7,211 SH91,508 dollarsHigher by 2,168 Prior quarter: 5,043Open filing 0001586767-26-000009 Filed 2026-11-12 Dispute this row
UBS Group AG Partly reported under another manager7,073 SH89,757 dollarsHigher by 3,289 Prior quarter: 3,784Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager6,261 SH80,140 dollarsHigher by 4,236 Prior quarter: 2,025Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
Vanguard Global Advisers, LLC 6,142 SH77,942 dollarsHigher by 3,923 Prior quarter: 2,219Open filing 0001811242-26-000017 Filed 2026-11-13 Dispute this row
BNP PARIBAS FINANCIAL MARKETS Partly reported under another manager4,508 SH57,207 dollarsHigher by 3,425 Prior quarter: 1,083Open filing 0001166588-26-000012 Filed 2026-11-12 Dispute this row
Police Firemen's Retirement System of New Jersey Partly reported under another manager3,616 SH45,887 dollarsHigher by 1,008 Prior quarter: 2,608Open filing 0002040686-26-000007 Filed 2026-11-09 Dispute this row
STRS OHIO 2,500 SH31,725 dollarsNot in the prior quarter’s filings read Open filing 0000820478-26-000018 Filed 2026-10-30 Dispute this row
OSAIC HOLDINGS, INC. Partly reported under another manager2,000 SH25,380 dollarsNot in the prior quarter’s filings read Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row
FMR LLC Partly reported under another manager805 SH10,215 dollarsHigher by 231 Prior quarter: 574Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
Ameritas Investment Partners, Inc. Partly reported under another manager643 SH8,160 dollarsHigher by 182 Prior quarter: 461Open filing 0001055980-26-000008 Filed 2026-11-13 Dispute this row
CITIGROUP INC Partly reported under another manager450 SH5,710 dollarsLower by 1,728 Prior quarter: 2,178Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
Sterling Capital Management LLC 179 SH2,272 dollarsHigher by 95 Prior quarter: 84Open filing 0001398344-26-018618 Filed 2026-10-22 Dispute this row
GAMMA Investing LLC Partly reported under another manager177 SH2,246 dollarsHigher by 109 Prior quarter: 68Open filing 0002010235-26-000007 Filed 2026-10-08 Dispute this row
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 88 SH1,117 dollarsHigher by 24 Prior quarter: 64Open filing 0001081019-26-000023 Filed 2026-11-13 Dispute this row
SJS Investment Consulting Inc. Partly reported under another manager38 SH483 dollarsNot in the prior quarter’s filings read Open filing 0001894302-26-000007 Filed 2026-10-26 Dispute this row
Parkside Financial Bank Trust 35 SH445 dollarsNot in the prior quarter’s filings read Open filing 0001398344-26-018859 Filed 2026-10-27 Dispute this row
IFP Advisors, Inc Partly reported under another manager25 SH372 dollarsHigher by 14 Prior quarter: 11Open filing 0001641866-26-000005 Filed 2026-10-16 Dispute this row
Root Financial Partners, LLC Partly reported under another manager12 SH152 dollarsNot in the prior quarter’s filings read Open filing 0001977181-26-000005 Filed 2026-10-21 Dispute this row
EverSource Wealth Advisors, LLC Partly reported under another manager9 SH114 dollarsHigher by 5 Prior quarter: 4Open filing 0001710537-26-000009 Filed 2026-11-04 Dispute this row
Caitong International Asset Management Co., Ltd 7 SH89 dollarsLower by 2 Prior quarter: 9Open filing 0001628280-26-068135 Filed 2026-10-29 Dispute this row
Allworth Financial LP 6 SH104 dollarsNot in the prior quarter’s filings read Open filing 0001140361-26-042358 Filed 2026-11-06 Dispute this row
Clearstead Advisors, LLC Partly reported under another manager1 SH13 dollarsNot in the prior quarter’s filings read Open filing 0000842775-26-000005 Filed 2026-11-06 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • ALLIANCEBERNSTEIN L.P. 372,139 SH
  • BRIDGEWAY CAPITAL MANAGEMENT, LLC 74,627 SH
  • NORTHERN TRUST CORP 36,475 SH
  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC 11,327 SH
  • Sixth Street Partners Management Company, L.P. 11,327 SH
  • NEW YORK STATE COMMON RETIREMENT FUND 5,507 SH
  • WELLS FARGO COMPANY/MN 3,942 SH
  • MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 2,167 SH
  • BARCLAYS PLC 793 SH
  • Tower Research Capital LLC (TRC) 672 SH
  • ROYAL BANK OF CANADA 485 SH
  • Legal General Group Plc 406 SH
  • MERCER GLOBAL ADVISORS INC /ADV 113 SH
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 45 SH
  • Integrated Wealth Concepts LLC 15 SH
  • Farther Finance Advisors, LLC 4 SH
  • True Wealth Design, LLC 2 SH
  • Essential Partners LLC 2 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
M3 Funds, LLC Common Stock3.88607,402.0009/30/2026 Filed 2026-10-28SCHEDULE 13G/AAmendment 4Open filing 0001398344-26-018993 Dispute this row
M3 Partners, LP Common Stock3.88607,402.0009/30/2026 Filed 2026-10-28SCHEDULE 13G/AAmendment 4Open filing 0001398344-26-018993 Dispute this row
M3F, Inc. Common Stock3.88607,402.0009/30/2026 Filed 2026-10-28SCHEDULE 13G/AAmendment 4Open filing 0001398344-26-018993 Dispute this row
Jason A. Stock Common Stock3.88607,402.0009/30/2026 Filed 2026-10-28SCHEDULE 13G/AAmendment 4Open filing 0001398344-26-018993 Dispute this row
William C. Waller Common Stock3.88607,402.0009/30/2026 Filed 2026-10-28SCHEDULE 13G/AAmendment 4Open filing 0001398344-26-018993 Dispute this row
M3 Funds, LLC Common Stock5.21815,333.0007/22/2026 Filed 2026-08-11SCHEDULE 13G/AAmendment 3Open filing 0001398344-26-014025 Dispute this row
M3 Partners, LP Common Stock5.21815,333.0007/22/2026 Filed 2026-08-11SCHEDULE 13G/AAmendment 3Open filing 0001398344-26-014025 Dispute this row
M3F, Inc. Common Stock5.21815,333.0007/22/2026 Filed 2026-08-11SCHEDULE 13G/AAmendment 3Open filing 0001398344-26-014025 Dispute this row
Jason A. Stock Common Stock5.21815,333.0007/22/2026 Filed 2026-08-11SCHEDULE 13G/AAmendment 3Open filing 0001398344-26-014025 Dispute this row
William C. Waller Common Stock5.21815,333.0007/22/2026 Filed 2026-08-11SCHEDULE 13G/AAmendment 3Open filing 0001398344-26-014025 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

2,024,280 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
2024117,969
2025235,520
2026254,026

Filings made before the SEC required XML are listed, not extracted.

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