Insider transactions

EDGAR

RiverNorth Opportunistic Municipal Income Fund, Inc.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
4 transactions, 21,199 shares
Sum of shares × price per share: 307,189.026
Open-market sales (code S)
0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–4 of 4

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2025-12-22 Filed 2025-12-23RiverNorth Financial Holdings, LLC Other: Affiliate of the Adviser
P

Open market or private purchase of non-derivative or derivative security

Common Stock
Acquired (A)3,94114.47
57,026.27

Derived: shares × price per share. Exact value 57026.27.

84,454Direct (D) No— Open filing 0001398344-25-022898 Read from the filing’s XML Dispute this row
2025-12-18 Filed 2025-12-22RiverNorth Financial Holdings, LLC Other: Affiliate of the Adviser
P

Open market or private purchase of non-derivative or derivative security

Common Stock
Acquired (A)5,05814.4626
73,151.8308

Derived: shares × price per share. Exact value 73151.8308.

80,513Direct (D) No— Open filing 0001398344-25-022818 Read from the filing’s XML Dispute this row
2025-11-24 Filed 2025-11-25RiverNorth Financial Holdings, LLC Other: Affiliate of the Adviser
P

Open market or private purchase of non-derivative or derivative security

Common Stock
Acquired (A)5,55814.4761
80,458.1638

Derived: shares × price per share. Exact value 80458.1638.

75,455Direct (D) No— Open filing 0001398344-25-021268 Read from the filing’s XML Dispute this row
2025-11-17 Filed 2025-11-18RiverNorth Financial Holdings, LLC Other: Affiliate of the Adviser
P

Open market or private purchase of non-derivative or derivative security

Common Stock
Acquired (A)6,64214.5367
96,552.7614

Derived: shares × price per share. Exact value 96552.7614.

69,867Direct (D) No— Open filing 0001398344-25-021047 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

No Form 13F position in this issuer is placed in the store. A holder not yet linked or not yet filed is absent, not zero.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

No Schedule 13D or 13G naming this issuer is in the store; this is not a statement that none were filed.

What was read

1,970,197 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,520
2026233,555

Filings made before the SEC required XML are listed, not extracted.

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