English

Insider transactions

EDGAR

AMERICAN BATTERY TECHNOLOGY COMPANY

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P): 0 transactions, — shares
Open-market sales (code S): 6 transactions, 223,648 shares; Sum of shares × price per share: 766,653.882

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–50 of 82

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
Date	Reporting owner	Code	Acquired or disposed	Shares	Price per share, as filed	Value (derived)	Shares owned after	Direct or indirect	Rule 10b5-1 box	Notes	Source
2026-10-08 Filed 2026-10-08	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	31,928	2.01	64,175.28 Derived: shares × price per share. Exact value 64175.28.	3,534,664	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover a portion of the tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-046353 Read from the filing’s XML Dispute this row
2026-10-06 Filed 2026-10-08	Lowery Elizabeth Ann Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	18,278	0.00	0 Derived: shares × price per share. Exact value 0.00.	92,654	Indirect (I) Lowery and Associates, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated July 1, 2026. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-046342 Read from the filing’s XML Dispute this row
2026-10-06 Filed 2026-10-08	Lee Susan Y Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	18,278	0.00	0 Derived: shares × price per share. Exact value 0.00.	189,118	Indirect (I) Rocketbox, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated July 1, 2026 (the Employment Agreement). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-046336 Read from the filing’s XML Dispute this row
2026-10-06 Filed 2026-10-08	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	157,123	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,566,592	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Reporting Person's employment agreement and the Company's employee equity compensation plan.	Open filing 0001493152-26-046353 Read from the filing’s XML Dispute this row
2026-10-06 Filed 2026-10-08	Balakrishnan Lavanya Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	50,711	0.00	0 Derived: shares × price per share. Exact value 0.00.	50,711	Direct (D)	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated September 16, 2025, and the Director Agreement dated July 1, 2026 (together, the Employment Agreement). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-046341 Read from the filing’s XML Dispute this row
2026-10-06 Filed 2026-10-08	Fezell Donald Richard JR Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	38,122	0.00	0 Derived: shares × price per share. Exact value 0.00.	420,743	Direct (D)	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated July 1, 2026 (the Employment Agreement). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-046337 Read from the filing’s XML Dispute this row
2026-09-17 Filed 2026-09-18	Wu Steven Officer: Chief Operating Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	58,680	2.18	127,922.4 Derived: shares × price per share. Exact value 127922.40.	474,629	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-043378 Read from the filing’s XML Dispute this row
2026-09-16 Filed 2026-09-18	Wu Steven Officer: Chief Operating Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	111,667	0.00	0 Derived: shares × price per share. Exact value 0.00.	533,309	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-043378 Read from the filing’s XML Dispute this row
2026-09-16 Filed 2026-09-17	Lee Susan Y Director	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	21,360	2.16	46,137.6 Derived: shares × price per share. Exact value 46137.60.	170,840	Indirect (I) Rocketbox, LLC	No	—	Open filing 0001493152-26-043155 Read from the filing’s XML Dispute this row
2026-09-16 Filed 2026-09-17	Lowery Elizabeth Ann Director	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	19,375	2.18	42,237.5 Derived: shares × price per share. Exact value 42237.50.	74,376	Indirect (I) Lowery and Associates, LLC	No	—	Open filing 0001493152-26-043158 Read from the filing’s XML Dispute this row
2026-09-03 Filed 2026-09-04	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	866	2.70	2,338.2 Derived: shares × price per share. Exact value 2338.20.	3,409,469	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover a portion of the tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-041568 Read from the filing’s XML Dispute this row
2026-09-02 Filed 2026-09-04	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	33,383	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,410,335	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.	Open filing 0001493152-26-041568 Read from the filing’s XML Dispute this row
2026-08-25 Filed 2026-08-25	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	P Open market or private purchase of non-derivative or derivative security Derivative security: Warrants — underlying Common Stock (631,375) — exercise price 0.99	Acquired (A)	631,375	0.99	625,061.25 Derived: shares × price per share. Exact value 625061.25.	631,375	Direct (D)	No	F3, F4, F5 F3 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. F4 The Warrants vest 1/16th quarterly, beginning October 1, 2024, and thereafter until fully vested. F5 The Warrants expire five years after issuance or vesting, whichever is later, beginning August 24, 2031.	Open filing 0001493152-26-040068 Read from the filing’s XML Dispute this row
2026-08-25 Filed 2026-08-25	Wu Steven Officer: Chief Operating Officer	P Open market or private purchase of non-derivative or derivative security Derivative security: Warrants — underlying Common Stock (291,540) — exercise price 1.07	Acquired (A)	291,540	1.07	311,947.8 Derived: shares × price per share. Exact value 311947.80.	291,540	Direct (D)	No	F3, F4, F5 F3 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. F4 The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested. F5 The Warrants expire five years after issuance or vesting, whichever is later, beginning August 24, 2031.	Open filing 0001493152-26-040072 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-25	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	39,397	2.40	94,552.8 Derived: shares × price per share. Exact value 94552.80.	3,376,952	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-040068 Read from the filing’s XML Dispute this row
2026-08-24 Filed 2026-08-25	Wu Steven Officer: Chief Operating Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	31,344	2.40	75,225.6 Derived: shares × price per share. Exact value 75225.60.	421,642	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-040072 Read from the filing’s XML Dispute this row
2026-08-22 Filed 2026-08-25	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	102,997	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,416,349	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-040068 Read from the filing’s XML Dispute this row
2026-08-22 Filed 2026-08-25	Wu Steven Officer: Chief Operating Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	63,373	0.00	0 Derived: shares × price per share. Exact value 0.00.	452,986	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-040072 Read from the filing’s XML Dispute this row
2026-07-22 Filed 2026-07-22	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	7,780	2.50	19,450 Derived: shares × price per share. Exact value 19450.00.	3,313,352	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-034255 Read from the filing’s XML Dispute this row
2026-07-20 Filed 2026-07-22	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	20,834	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,321,132	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.	Open filing 0001493152-26-034255 Read from the filing’s XML Dispute this row
2026-07-20 Filed 2026-07-22	JOLCOVER SCOTT Officer: Former Chief Resource Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	8,334	0.00	0 Derived: shares × price per share. Exact value 0.00.	429,542	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.	Open filing 0001493152-26-034254 Read from the filing’s XML Dispute this row
2026-07-06 Filed 2026-07-06	Lowery Elizabeth Ann Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	10,949	0.00	0 Derived: shares × price per share. Exact value 0.00.	93,751	Indirect (I) Lowery and Associates, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated February 22, 2022 (the Employment Agreement), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-032183 Read from the filing’s XML Dispute this row
2026-07-06 Filed 2026-07-06	Lee Susan Y Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	10,949	0.00	0 Derived: shares × price per share. Exact value 0.00.	192,200	Indirect (I) Rocketbox, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated April 1, 2024 (the Employment Agreement). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-032181 Read from the filing’s XML Dispute this row
2026-07-06 Filed 2026-07-06	Fezell Donald Richard JR Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	22,629	0.00	0 Derived: shares × price per share. Exact value 0.00.	382,621	Direct (D)	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated February 22, 2022 (the Employment Agreement), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-032182 Read from the filing’s XML Dispute this row
2026-07-02 Filed 2026-07-02	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	21,242	2.88	61,176.96 Derived: shares × price per share. Exact value 61176.96.	3,300,298	Direct (D)	No	F3 F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-031912 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	JOLCOVER SCOTT Officer: Former Chief Resource Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	21,569	0.00	0 Derived: shares × price per share. Exact value 0.00.	421,208	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to an employment agreement and the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.	Open filing 0001493152-26-031907 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	54,728	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,346,235	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-031912 Read from the filing’s XML Dispute this row
2026-07-01 Filed 2026-07-02	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	24,695	2.82	69,639.9 Derived: shares × price per share. Exact value 69639.90.	3,321,540	Direct (D)	No	F3 F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-031912 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	JOLCOVER SCOTT Officer: Former Chief Resource Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	9,134	0.00	0 Derived: shares × price per share. Exact value 0.00.	399,639	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to an employment agreement and the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.	Open filing 0001493152-26-031907 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	54,971	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,280,570	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-031912 Read from the filing’s XML Dispute this row
2026-06-30 Filed 2026-07-02	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	10,937	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,291,507	Direct (D)	No	F2 F2 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.	Open filing 0001493152-26-031912 Read from the filing’s XML Dispute this row
2026-06-17 Filed 2026-06-18	Wu Steven Officer: Chief Operating Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	55,680	3.18	177,062.4 Derived: shares × price per share. Exact value 177062.40.	389,613	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-029360 Read from the filing’s XML Dispute this row
2026-06-16 Filed 2026-06-18	Wu Steven Officer: Chief Operating Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	102,598	0.00	0 Derived: shares × price per share. Exact value 0.00.	445,293	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-029360 Read from the filing’s XML Dispute this row
2026-06-15 Filed 2026-06-15	Wu Steven Officer: Chief Operating Officer	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	115,480	3.56	411,108.8 Derived: shares × price per share. Exact value 411108.80.	342,695	Direct (D)	No	—	Open filing 0001493152-26-028706 Read from the filing’s XML Dispute this row
2026-06-08 Filed 2026-06-08	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	138,270	3.49	482,562.3 Derived: shares × price per share. Exact value 482562.30.	3,225,599	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-027746 Read from the filing’s XML Dispute this row
2026-06-08 Filed 2026-06-08	Wu Steven Officer: Chief Operating Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	107,760	3.49	376,082.4 Derived: shares × price per share. Exact value 376082.40.	458,175	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-027745 Read from the filing’s XML Dispute this row
2026-06-05 Filed 2026-06-08	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	P Open market or private purchase of non-derivative or derivative security Derivative security: Warrants — underlying Common Stock (2,367,656) — exercise price 0.99	Acquired (A)	2,367,656	0.99	2,343,979.44 Derived: shares × price per share. Exact value 2343979.44.	2,367,656	Direct (D)	No	F3, F4, F5 F3 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. F4 The Warrants vest 1/16th quarterly, beginning October 1, 2024, and thereafter until fully vested. F5 The Warrants expire five years after issuance or vesting, whichever is later, beginning June 5, 2031.	Open filing 0001493152-26-027746 Read from the filing’s XML Dispute this row
2026-06-05 Filed 2026-06-08	Wu Steven Officer: Chief Operating Officer	P Open market or private purchase of non-derivative or derivative security Derivative security: Warrants — underlying Common Stock (1,093,275) — exercise price 1.07	Acquired (A)	1,093,275	1.07	1,169,804.25 Derived: shares × price per share. Exact value 1169804.25.	1,093,275	Direct (D)	No	F3, F4, F5 F3 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement. F4 The Warrants vest 4/16 on September 16, 2025, and thereafter 1/16th quarterly until fully vested. F5 The Warrants expire five years after issuance or vesting, whichever is later, beginning June 5, 2031.	Open filing 0001493152-26-027745 Read from the filing’s XML Dispute this row
2026-06-04 Filed 2026-06-08	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	337,955	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,363,869	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-027746 Read from the filing’s XML Dispute this row
2026-06-04 Filed 2026-06-08	Wu Steven Officer: Chief Operating Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	203,700	0.00	0 Derived: shares × price per share. Exact value 0.00.	565,935	Direct (D)	No	F1 F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.	Open filing 0001493152-26-027745 Read from the filing’s XML Dispute this row
2026-06-02 Filed 2026-06-03	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	9,323	3.77	35,147.71 Derived: shares × price per share. Exact value 35147.71.	2,996,240	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-027116 Read from the filing’s XML Dispute this row
2026-06-02 Filed 2026-06-03	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	29,674	0.71	21,068.54 Derived: shares × price per share. Exact value 21068.54.	3,025,914	Direct (D)	No	F3 F3 Represents the purchase of Common Stock pursuant to the Company's employee stock purchase plan.	Open filing 0001493152-26-027116 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-03	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	33,384	0.00	0 Derived: shares × price per share. Exact value 0.00.	3,005,563	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.	Open filing 0001493152-26-027116 Read from the filing’s XML Dispute this row
2026-04-22 Filed 2026-04-22	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	4,962	3.49	17,317.38 Derived: shares × price per share. Exact value 17317.38.	2,972,179	Direct (D)	No	F2 F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.	Open filing 0001493152-26-018570 Read from the filing’s XML Dispute this row
2026-04-20 Filed 2026-04-22	JOLCOVER SCOTT Officer: Former Chief Resource Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	8,333	0.00	0 Derived: shares × price per share. Exact value 0.00.	390,505	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.	Open filing 0001493152-26-018571 Read from the filing’s XML Dispute this row
2026-04-20 Filed 2026-04-22	Melsert Ryan Mitchell Director · Officer: Chief Executive Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	20,832	0.00	0 Derived: shares × price per share. Exact value 0.00.	2,977,141	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.	Open filing 0001493152-26-018570 Read from the filing’s XML Dispute this row
2026-04-06 Filed 2026-04-07	Lee Susan Y Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	11,977	0.00	0 Derived: shares × price per share. Exact value 0.00.	181,251	Indirect (I) Rocketbox, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated April 1, 2024 (the Employment Agreement). Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-015504 Read from the filing’s XML Dispute this row
2026-04-06 Filed 2026-04-07	Fezell Donald Richard JR Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	24,753	0.00	0 Derived: shares × price per share. Exact value 0.00.	359,992	Direct (D)	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated February 22, 2022 (the Employment Agreement), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-015503 Read from the filing’s XML Dispute this row
2026-04-06 Filed 2026-04-07	Lowery Elizabeth Ann Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	11,977	0.00	0 Derived: shares × price per share. Exact value 0.00.	82,802	Indirect (I) Lowery and Associates, LLC	No	F1 F1 Represents the vesting of Restricted Stock Units (RSUs), granted under the terms of the Director Agreement dated February 22, 2022 (the Employment Agreement), as amended on September 22, 2023. Each RSU represents a right to receive one share of American Battery Technology Company common stock upon vesting.	Open filing 0001493152-26-015502 Read from the filing’s XML Dispute this row
2026-04-01 Filed 2026-04-03	JOLCOVER SCOTT Officer: Former Chief Resource Officer	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Common Stock	Acquired (A)	6,250	0.00	0 Derived: shares × price per share. Exact value 0.00.	357,721	Direct (D)	No	F1 F1 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan, where the vesting period was amended by the January 26, 2026, consulting agreement between the Company and Hard Rock Nevada, Inc.	Open filing 0001493152-26-015125 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–50 of 144

Institutional holders, largest position first, as filed
Manager	Shares or principal	Value as filed	Change from the prior quarter	Source
BlackRock, Inc. Partly reported under another manager	11,145,225 SH	24,630,946 dollars	Higher by 593,052 Prior quarter: 10,552,173	Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
STATE STREET CORP Partly reported under another manager	8,061,022 SH	17,814,859 dollars	Lower by 2,527,108 Prior quarter: 10,588,130	Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
VANGUARD CAPITAL MANAGEMENT LLC	5,692,245 SH	12,579,861 dollars	Lower by 71,807 Prior quarter: 5,764,052	Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager	3,372,086 SH	7,454,191 dollars	Lower by 35,220 Prior quarter: 3,407,306	Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager	1,776,232 SH	3,925,213 dollars	Higher by 214,766 Prior quarter: 1,561,466	Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
Numerai GP LLC	1,276,327 SH	2,820,683 dollars	Higher by 1,099,589 Prior quarter: 176,738	Open filing 0001214659-26-014140 Filed 2026-11-13 Dispute this row
UBS Group AG Partly reported under another manager	1,006,806 SH	2,225,042 dollars	Lower by 93,063 Prior quarter: 1,099,869	Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
VANGUARD FIDUCIARY TRUST CO	963,093 SH	2,128,436 dollars	Higher by 3,860 Prior quarter: 959,233	Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row
VANGUARD PORTFOLIO MANAGEMENT LLC	933,819 SH	2,063,740 dollars	Lower by 126,098 Prior quarter: 1,059,917	Open filing 0002100121-26-001150 Filed 2026-11-13 Dispute this row
Nuveen, LLC Partly reported under another manager	842,913 SH	1,862,838 dollars	Higher by 461,659 Prior quarter: 381,254	Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
ALPS ADVISORS INC Partly reported under another manager	623,547 SH	1,378,039 dollars	Higher by 15,820 Prior quarter: 607,727	Open filing 0001398344-26-019318 Filed 2026-11-03 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager	327,993 SH	724,864 dollars	Higher by 15,313 Prior quarter: 312,680	Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
MORGAN STANLEY Partly reported under another manager	294,061 SH	649,878 dollars	Lower by 996,002 Prior quarter: 1,290,063	Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
SIMPLEX TRADING, LLC Option: Call	213,500 SH	471,835 dollars	Lower by 190,100 Prior quarter: 403,600	Open filing 0001488542-26-000013 Filed 2026-11-04 Dispute this row
IMC-Chicago, LLC Option: Put	182,900 SH	404,209 dollars	Lower by 35,600 Prior quarter: 218,500	Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row
BARCLAYS PLC Partly reported under another manager	176,437 SH	389,925 dollars	Higher by 155,796 Prior quarter: 20,641	Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
IMC-Chicago, LLC Option: Call	166,700 SH	368,407 dollars	Higher by 23,400 Prior quarter: 143,300	Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row
GROUP ONE TRADING LLC Option: Call	156,900 SH	346,749 dollars	Lower by 58,300 Prior quarter: 215,200	Open filing 0000932540-26-000017 Filed 2026-11-10 Dispute this row
RHUMBLINE ADVISERS	146,521 SH	323,804 dollars	Higher by 407 Prior quarter: 146,114	Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager	119,180 SH	261,005 dollars	Higher by 27,919 Prior quarter: 91,261	Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
GROUP ONE TRADING LLC Option: Put	117,400 SH	259,454 dollars	Lower by 54,700 Prior quarter: 172,100	Open filing 0000932540-26-000017 Filed 2026-11-10 Dispute this row
DEUTSCHE BANK AG\ Partly reported under another manager	114,285 SH	252,570 dollars	Lower by 16,523 Prior quarter: 130,808	Open filing 0000948046-26-000083 Filed 2026-11-06 Dispute this row
Financial Gravity Asset Management, Inc.	101,921 SH	225,245 dollars	Not in the prior quarter’s filings read	Open filing 0001683168-26-008682 Filed 2026-11-13 Dispute this row
Focus Partners Wealth	100,540 SH	222,193 dollars	Higher by 34,372 Prior quarter: 66,168	Open filing 0001542153-26-000021 Filed 2026-11-12 Dispute this row
LPL Financial LLC	88,139 SH	194,787 dollars	Lower by 7,238 Prior quarter: 95,377	Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row
IMC-Chicago, LLC	87,453 SH	193,271 dollars	Lower by 65,233 Prior quarter: 152,686	Open filing 0001452861-26-000007 Filed 2026-11-05 Dispute this row
HRT FINANCIAL LP	80,474 SH	177 dollars	Not in the prior quarter’s filings read	Open filing 0001475597-26-000249 Filed 2026-11-13 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager	75,587 SH	167,047 dollars	Higher by 2,028 Prior quarter: 73,559	Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
Invesco Ltd. Partly reported under another manager	70,264 SH	155,283 dollars	Higher by 43 Prior quarter: 70,221	Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row
JANE STREET GROUP, LLC Option: Call Partly reported under another manager	69,200 SH	152,932 dollars	Lower by 467,900 Prior quarter: 537,100	Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
J. Derek Lewis Associates Inc.	66,000 SH	145,860 dollars	Higher by 26,500 Prior quarter: 39,500	Open filing 0002077884-26-000011 Filed 2026-11-03 Dispute this row
OSAIC HOLDINGS, INC. Partly reported under another manager	61,581 SH	135,041 dollars	Lower by 6,249 Prior quarter: 67,830	Open filing 0001677044-26-000011 Filed 2026-11-12 Dispute this row
GROUP ONE TRADING LLC	60,087 SH	132,792 dollars	Lower by 9,663 Prior quarter: 69,750	Open filing 0000932540-26-000017 Filed 2026-11-10 Dispute this row
Cetera Investment Advisers	55,333 SH	122,286 dollars	Higher by 2,988 Prior quarter: 52,345	Open filing 0001666741-26-000005 Filed 2026-11-13 Dispute this row
Perennial Investment Advisors, LLC	53,888 SH	119,092 dollars	Unchanged Prior quarter: 53,888	Open filing 0001941040-26-000828 Filed 2026-11-13 Dispute this row
Russell Investments Group, Ltd. Partly reported under another manager	53,172 SH	117,510 dollars	Higher by 2,338 Prior quarter: 50,834	Open filing 0001193125-26-451241 Filed 2026-11-06 Dispute this row
Vanguard Global Advisers, LLC	52,121 SH	115,187 dollars	Lower by 25,736 Prior quarter: 77,857	Open filing 0001811242-26-000017 Filed 2026-11-13 Dispute this row
DOPKINS WEALTH MANAGEMENT, LLC	50,000 SH	110,500 dollars	Unchanged Prior quarter: 50,000	Open filing 0001904152-26-000005 Filed 2026-11-12 Dispute this row
CITIGROUP INC Partly reported under another manager	47,339 SH	104,620 dollars	Lower by 19,255 Prior quarter: 66,594	Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
JANE STREET GROUP, LLC Option: Put Partly reported under another manager	43,800 SH	96,798 dollars	Lower by 130,000 Prior quarter: 173,800	Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
Oasis Advisors, LLC	40,001 SH	88,402 dollars	Unchanged Prior quarter: 40,001	Open filing 0002085853-26-001214 Filed 2026-10-16 Dispute this row
Sanctuary Advisors, LLC	37,744 SH	83,414 dollars	Lower by 3 Prior quarter: 37,747	Open filing 0001777271-26-000009 Filed 2026-11-13 Dispute this row
Focus Advisor Solutions, LLC	36,190 SH	79,980 dollars	Lower by 1,439 Prior quarter: 37,629	Open filing 0001868872-26-000006 Filed 2026-11-10 Dispute this row
MANUFACTURERS LIFE INSURANCE COMPANY, THE Partly reported under another manager	35,827 SH	79,178 dollars	Higher by 1,970 Prior quarter: 33,857	Open filing 0001145443-26-000111 Filed 2026-11-13 Dispute this row
BNP PARIBAS FINANCIAL MARKETS Partly reported under another manager	35,766 SH	79,043 dollars	Higher by 1,075 Prior quarter: 34,691	Open filing 0001166588-26-000012 Filed 2026-11-12 Dispute this row
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management	33,501 SH	74,038 dollars	Unchanged Prior quarter: 33,501	Open filing 0001085146-26-000916 Filed 2026-10-27 Dispute this row
QUANTIFY CHAOS ADVISORS, LLC	33,446 SH	73,916 dollars	Lower by 335 Prior quarter: 33,781	Open filing 0002107086-26-000007 Filed 2026-11-04 Dispute this row
GK Wealth Management LLC	33,211 SH	73,396 dollars	Higher by 3,152 Prior quarter: 30,059	Open filing 0002069222-26-000005 Filed 2026-10-09 Dispute this row
Police Firemen's Retirement System of New Jersey Partly reported under another manager	32,455 SH	71,726 dollars	Unchanged Prior quarter: 32,455	Open filing 0002040686-26-000007 Filed 2026-11-09 Dispute this row
Creative Planning	31,604 SH	69,845 dollars	Lower by 7,669 Prior quarter: 39,273	Open filing 0001540235-26-000006 Filed 2026-11-02 Dispute this row

Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

MILLENNIUM MANAGEMENT LLC 3,967,892 SH
NORTHERN TRUST CORP 1,298,926 SH
CITADEL ADVISORS LLC 1,118,839 SH
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 1,020,429 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 708,255 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 514,300 SH
Sixth Street Partners Management Company, L.P. 398,382 SH
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 398,382 SH
GOLDMAN SACHS GROUP INC 394,685 SH
Point72 Asset Management, L.P. 317,774 SH
LOS ANGELES CAPITAL MANAGEMENT LLC 312,430 SH
SUSQUEHANNA INTERNATIONAL GROUP, LLP 251,500 SH
Inspire Investing, LLC 242,418 SH
CITADEL ADVISORS LLC 215,500 SH
BANK OF AMERICA CORP /DE/ 194,239 SH
Connective Capital Management, LLC 148,524 SH
PRICE T ROWE ASSOCIATES INC /MD/ 124,920 SH
WELLS FARGO COMPANY/MN 121,020 SH
Engineers Gate Manager LP 107,917 SH
Financial Gravity Companies, Inc. 101,921 SH
TWO SIGMA INVESTMENTS, LP 88,897 SH
Mirae Asset Global Investments Co., Ltd. 87,948 SH
Quantbot Technologies LP 83,636 SH
Man Group plc 81,570 SH
XTX Topco Ltd 78,326 SH
MetLife Investment Management, LLC 78,310 SH
ALLIANCEBERNSTEIN L.P. 73,200 SH
HSBC HOLDINGS PLC 61,019 SH
WINTON GROUP Ltd 46,500 SH
AQR CAPITAL MANAGEMENT LLC 41,445 SH
D. E. Shaw Co., Inc. 41,197 SH
PFG Investments, LLC 37,114 SH
INTECH INVESTMENT MANAGEMENT LLC 35,509 SH
Balyasny Asset Management L.P. 33,243 SH
CITADEL ADVISORS LLC 31,100 SH
Jain Global LLC 29,967 SH
NEW YORK STATE COMMON RETIREMENT FUND 28,100 SH
ROYAL BANK OF CANADA 23,501 SH
PRUDENTIAL FINANCIAL INC 20,790 SH
Genesis Financial Group, LLC 20,000 SH
MERCER GLOBAL ADVISORS INC /ADV 18,720 SH
T3 Companies, LLC 15,000 SH
Tower Research Capital LLC (TRC) 14,172 SH
Cerity Partners LLC 13,897 SH
Csenge Advisory Group 13,747 SH
Revere Asset Management, Inc 12,649 SH
R Squared Ltd 12,061 SH
Legal General Group Plc 11,711 SH
Corient Private Wealth LP 10,323 SH
Global X Japan Co., Ltd. 4,133 SH

Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
A change is the difference between two quarter-end snapshots, not a trade.
A position reported under another manager may also appear in that manager’s filing; rows are not added together.
Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
Holder	Percent of class	Shares held	Event date	Form	Source
STATE STREET CORPORATION COMMON STOCK	5.7	8,061,049.00	09/30/2026 Filed 2026-11-10	SCHEDULE 13G	Open filing 0000093751-26-000612 Dispute this row
STATE STREET CORPORATION COMMON STOCK	7.6	9,946,487.00	03/31/2026 Filed 2026-05-12	SCHEDULE 13G	Open filing 0000093751-26-000203 Dispute this row
SSGA FUNDS MANAGEMENT, INC. COMMON STOCK	5.7	7,525,709.00	03/31/2026 Filed 2026-05-12	SCHEDULE 13G	Open filing 0000093751-26-000203 Dispute this row
The Vanguard Group Common Stock	0	0	03/13/2026 Filed 2026-03-26	SCHEDULE 13G/AAmendment 1	Open filing 0000102909-26-000602 Dispute this row
STATE STREET CORPORATION COMMON STOCK	5.8	7,529,560.00	12/31/2025 Filed 2026-02-09	SCHEDULE 13G	Open filing 0000093751-26-000020 Dispute this row
The Vanguard Group Common Stock	5.80	7,548,168	12/31/2025 Filed 2026-01-30	SCHEDULE 13G	Open filing 0000102909-26-000080 Dispute this row
BlackRock, Inc. Common Stock	6.8	8,877,263	12/31/2025 Filed 2026-01-21	SCHEDULE 13G	Open filing 0002012383-26-000637 Dispute this row
BlackRock, Inc. Common Stock	4.8	5,661,527	09/30/2025 Filed 2025-10-17	SCHEDULE 13G/AAmendment 1	Open filing 0002012383-25-002491 Dispute this row
BlackRock, Inc. Common Stock	5.1	4,708,374	06/30/2025 Filed 2025-07-17	SCHEDULE 13G	Open filing 0002052113-25-002994 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

2,024,280 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing year	Filings read
2015	1
2016	204,322
2017	202,494
2018	202,048
2019	193,638
2020	144,184
2021	224,474
2022	40,015
2023	199,811
2024	117,969
2025	235,520
2026	254,026

Filings made before the SEC required XML are listed, not extracted.

Back to AMERICAN BATTERY TECHNOLOGY COMPANY