Fundies.
English

Insider transactions

EDGAR

MARKETAXESS HOLDINGS INC.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
0 transactions, — shares
Open-market sales (code S)
13 transactions, 7,364 shares
Sum of shares × price per share: 1,196,843.8

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–50 of 57

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
DateReporting ownerCodeAcquired or disposedSharesPrice per share, as filedValue (derived)Shares owned afterDirect or indirectRule 10b5-1 boxNotesSource
2026-11-10 Filed 2026-11-10Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100164.8
16,480

Derived: shares × price per share. Exact value 16480.0.

11,286Direct (D) Yes— Open filing 0001193125-26-455487 Read from the filing’s XML Dispute this row
2026-10-12 Filed 2026-10-13Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100164.65
16,465

Derived: shares × price per share. Exact value 16465.00.

11,386Direct (D) Yes— Open filing 0001193125-26-420435 Read from the filing’s XML Dispute this row
2026-09-10 Filed 2026-09-11Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100163.32
16,332

Derived: shares × price per share. Exact value 16332.00.

11,486Direct (D) Yes— Open filing 0001193125-26-389290 Read from the filing’s XML Dispute this row
2026-09-10 Filed 2026-09-11Cruger William Frank Jr. Director
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)6,164163.2
1,005,964.8

Derived: shares × price per share. Exact value 1005964.8.

4,033Direct (D) No— Open filing 0001193125-26-389288 Read from the filing’s XML Dispute this row
2026-08-12 Filed 2026-08-13Portney Emily Hope Director
G

Bona fide gift

Common Stock, par value $0.003 per share		Acquired (A)2,0850—4,259Direct (D) No— Open filing 0001193125-26-349230 Read from the filing’s XML Dispute this row
2026-08-12 Filed 2026-08-13Portney Emily Hope Director
G

Bona fide gift

Common Stock, par value $0.003 per share		Disposed (D)2,0850—1,571Indirect (I) By GRATNo— Open filing 0001193125-26-349230 Read from the filing’s XML Dispute this row
2026-08-10 Filed 2026-08-10Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100162.6
16,260

Derived: shares × price per share. Exact value 16260.0.

11,586Direct (D) Yes— Open filing 0001193125-26-342412 Read from the filing’s XML Dispute this row
2026-08-07 Filed 2026-08-07Chwick Jane Director
G

Bona fide gift

Common Stock, par value $0.003 per share		Disposed (D)6060—9,223Direct (D) No
F1
  • F1 The transaction reported involved a gift by the reporting person of 606 shares of Common Stock to a charitable donor advised fund.
Open filing 0001193125-26-340272 Read from the filing’s XML Dispute this row
2026-07-10 Filed 2026-07-10Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100115.12
11,512

Derived: shares × price per share. Exact value 11512.00.

11,686Direct (D) Yes— Open filing 0001193125-26-300917 Read from the filing’s XML Dispute this row
2026-06-18 Filed 2026-06-18HERNANDEZ CARLOS MAURICIO Director
G

Bona fide gift

Common Stock, par value $0.003 per share		Acquired (A)10,7080—23,814Direct (D) No— Open filing 0001193125-26-275951 Read from the filing’s XML Dispute this row
2026-06-18 Filed 2026-06-18HERNANDEZ CARLOS MAURICIO Director
G

Bona fide gift

Common Stock, par value $0.003 per share		Disposed (D)10,7080—1,772Indirect (I) By GRATNo— Open filing 0001193125-26-275951 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Begleiter Steven L Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—12,074Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269456 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12HERNANDEZ CARLOS MAURICIO Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)2,6160—13,106Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269454 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Cruger William Frank Jr. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—10,197Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269453 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Portney Emily Hope Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—2,174Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269463 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Chwick Jane Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—9,829Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269462 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12SCHICIANO KENNETH T Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—1,945Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269457 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Altobello Nancy A. Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—5,152Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269472 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Gibson Kourtney Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—4,542Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269461 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Hoornweg Roberto Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—2,389Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269459 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12KETCHUM RICHARD G Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—6,093Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269458 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Cifu Douglas A Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,3900—1,649Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan.
Open filing 0001193125-26-269467 Read from the filing’s XML Dispute this row
2026-06-10 Filed 2026-06-12Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100116.03
11,603

Derived: shares × price per share. Exact value 11603.00.

11,786Direct (D) Yes— Open filing 0001193125-26-269471 Read from the filing’s XML Dispute this row
2026-06-03 Filed 2026-06-03Fiszel Bieler Ilene Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)332123.18
40,895.76

Derived: shares × price per share. Exact value 40895.76.

8,656Direct (D) No
F1
  • F1 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-255462 Read from the filing’s XML Dispute this row
2026-05-11 Filed 2026-05-11Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100146.99
14,699

Derived: shares × price per share. Exact value 14699.00.

11,886Direct (D) Yes— Open filing 0001193125-26-216803 Read from the filing’s XML Dispute this row
2026-05-01 Filed 2026-05-04Quan William Officer: Chief Technology Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)2180—218Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest in three substantially equal installments on May 1, 2027, May 1, 2028, and May 1, 2029.
Open filing 0001193125-26-204016 Read from the filing’s XML Dispute this row
2026-04-10 Filed 2026-04-10Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100171.96
17,196

Derived: shares × price per share. Exact value 17196.00.

11,986Direct (D) Yes— Open filing 0001193125-26-151290 Read from the filing’s XML Dispute this row
2026-04-03 Filed 2026-04-06CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)349171.46
59,839.54

Derived: shares × price per share. Exact value 59839.54.

53,600Direct (D) No
F1
  • F1 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-143767 Read from the filing’s XML Dispute this row
2026-03-10 Filed 2026-03-10Pintoff Scott Officer: General Counsel and Secretary
S

Open market or private sale of non-derivative or derivative security

Common Stock, par value $0.003 per share		Disposed (D)100184.93
18,493

Derived: shares × price per share. Exact value 18493.00.

12,086Direct (D) Yes— Open filing 0001193125-26-100162 Read from the filing’s XML Dispute this row
2026-03-01 Filed 2026-03-02Panchal Naineshkumar Shantilal Officer: Chief Information Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)1,470192
282,240

Derived: shares × price per share. Exact value 282240.

11,331Direct (D) No
F1
  • F1 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-085498 Read from the filing’s XML Dispute this row
2026-03-01 Filed 2026-03-02SCHICIANO KENNETH T Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)2590—555Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest on the earlier of the date of the next annual meeting of shareholders or the 1-year anniversary of the grant.
Open filing 0001193125-26-085499 Read from the filing’s XML Dispute this row
2026-03-01 Filed 2026-03-02Cifu Douglas A Director
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)2590—259Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units will vest on the earlier of the date of the next annual meeting of shareholders or the 1-year anniversary of the grant.
Open filing 0001193125-26-085504 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Panchal Naineshkumar Shantilal Officer: Chief Information Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)159179.36
28,518.24

Derived: shares × price per share. Exact value 28518.24.

10,578Direct (D) No
F2
  • F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units.
Open filing 0001193125-26-054809 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Panchal Naineshkumar Shantilal Officer: Chief Information Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)3,2390—13,817Direct (D) No
F3
  • F3 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054809 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Panchal Naineshkumar Shantilal Officer: Chief Information Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)1,016179.36
182,229.76

Derived: shares × price per share. Exact value 182229.76.

12,801Direct (D) No
F4
  • F4 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-054809 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)866179.36
155,325.76

Derived: shares × price per share. Exact value 155325.76.

49,111Direct (D) No
F2
  • F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units.
Open filing 0001193125-26-054840 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)6,5880—55,699Direct (D) No
F3
  • F3 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054840 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)1,750179.36
313,880

Derived: shares × price per share. Exact value 313880.00.

53,949Direct (D) No
F4
  • F4 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-054840 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Derivative security: Stock Option (right to buy) — underlying Common Stock (21,736) — exercise price 179.36		Acquired (A)21,7360—21,736Direct (D) No
F5
  • F5 The stock options shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054840 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Pintoff Scott Officer: General Counsel and Secretary
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)208179.36
37,306.88

Derived: shares × price per share. Exact value 37306.88.

9,845Direct (D) No
F2
  • F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units.
Open filing 0001193125-26-054812 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Pintoff Scott Officer: General Counsel and Secretary
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)3,1650—13,010Direct (D) No
F3
  • F3 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054812 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Pintoff Scott Officer: General Counsel and Secretary
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)824179.36
147,792.64

Derived: shares × price per share. Exact value 147792.64.

12,186Direct (D) No
F4
  • F4 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-054812 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Mirwani Nitin A Officer: Chief Accounting Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,7660—1,766Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054771 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17McPherson Kevin M Officer: Chief Revenue Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)462179.36
82,864.32

Derived: shares × price per share. Exact value 82864.32.

68,158Direct (D) No
F2
  • F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of the performance stock units.
Open filing 0001193125-26-054775 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17McPherson Kevin M Officer: Chief Revenue Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)4,4160—72,574Direct (D) No
F3
  • F3 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054775 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17McPherson Kevin M Officer: Chief Revenue Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)1,525179.36
273,524

Derived: shares × price per share. Exact value 273524.00.

71,049Direct (D) No
F4
  • F4 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-054775 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Fiszel Bieler Ilene Officer: Chief Financial Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)5,0050—9,427Direct (D) No
F1
  • F1 Represents a grant of restricted stock units pursuant to the Company's 2020 Equity Incentive Plan. The restricted stock units shall vest 34% on February 15, 2027, 33% on February 15, 2028, and 33% on February 15, 2029.
Open filing 0001193125-26-054839 Read from the filing’s XML Dispute this row
2026-02-15 Filed 2026-02-17Fiszel Bieler Ilene Officer: Chief Financial Officer
F

Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3

Common Stock, par value $0.003 per share		Disposed (D)439179.36
78,739.04

Derived: shares × price per share. Exact value 78739.04.

8,988Direct (D) No
F2
  • F2 Represents the surrender of shares to the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units previously granted to the Reporting Person.
Open filing 0001193125-26-054839 Read from the filing’s XML Dispute this row
2026-02-13 Filed 2026-02-17Panchal Naineshkumar Shantilal Officer: Chief Information Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)3940—10,737Direct (D) No
F1
  • F1 On February 13, 2026, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on February 15, 2023.
Open filing 0001193125-26-054809 Read from the filing’s XML Dispute this row
2026-02-13 Filed 2026-02-17CONCANNON CHRISTOPHER R Director · Officer: Chief Executive Officer
A

Grant, award or other acquisition pursuant to Rule 16b-3(d)

Common Stock, par value $0.003 per share		Acquired (A)1,6960—49,977Direct (D) No
F1
  • F1 On February 13, 2026, the Compensation and Talent Committee of the Board of Directors of the Issuer certified the performance metrics relating to the performance stock units granted to the Reporting Person on February 15, 2023.
Open filing 0001193125-26-054840 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 6,203 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,141 filings read.

Showing 1–50 of 270

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
PRIMECAP MANAGEMENT CO/CA/ 2,462,873 SH403,714,142 dollarsLower by 1,042,032 Prior quarter: 3,504,905Open filing 0000763212-26-000037 Filed 2026-11-12 Dispute this row
STATE STREET CORP Partly reported under another manager1,237,249 SH202,809,856 dollarsLower by 44,520 Prior quarter: 1,281,769Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
BANK OF MONTREAL /CAN/ Partly reported under another manager1,092,842 SH179,138,597 dollarsHigher by 75,818 Prior quarter: 1,017,024Open filing 0000927971-26-000111 Filed 2026-11-09 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager988,561 SH162,071,036 dollarsLower by 6,211 Prior quarter: 994,772Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
GUARDCAP ASSET MANAGEMENT Ltd Partly reported under another manager503,015 SH82,592,831 dollarsLower by 33,309 Prior quarter: 536,324Open filing 0001732008-26-000006 Filed 2026-11-06 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager426,360 SH69,889,013 dollarsLower by 171,534 Prior quarter: 597,894Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager357,925 SH59,008,913 dollarsLower by 80,076 Prior quarter: 438,001Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
Davis Asset Management, L.P. 324,508 SH53,193,351 dollarsLower by 175,492 Prior quarter: 500,000Open filing 0001104659-26-125395 Filed 2026-11-12 Dispute this row
CITIGROUP INC Partly reported under another manager315,444 SH51,707,580 dollarsHigher by 250,682 Prior quarter: 64,762Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
MUFG Securities EMEA plc Partly reported under another manager296,500 SH48,602,280 dollarsNot in the prior quarter’s filings read Open filing 0001597694-26-000022 Filed 2026-11-12 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager282,000 SH46,225,440 dollarsHigher by 82,000 Prior quarter: 200,000Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
UBS Group AG Partly reported under another manager253,641 SH41,576,832 dollarsLower by 25,104 Prior quarter: 278,745Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager229,749 SH37,660,516 dollarsLower by 27,893 Prior quarter: 257,642Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
FMR LLC Partly reported under another manager174,515 SH28,606,496 dollarsLower by 1,230,483 Prior quarter: 1,404,998Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
PRINCIPAL FINANCIAL GROUP INC Partly reported under another manager166,972 SH27,370,051 dollarsLower by 6,340 Prior quarter: 173,312Open filing 0001126328-26-000225 Filed 2026-11-02 Dispute this row
FIRST TRUST ADVISORS LP 159,295 SH26,111,636 dollarsHigher by 112,637 Prior quarter: 46,658Open filing 0001445546-26-008622 Filed 2026-11-12 Dispute this row
Nuveen, LLC Partly reported under another manager150,495 SH24,669,158 dollarsHigher by 2,027 Prior quarter: 148,468Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
Invesco Ltd. Partly reported under another manager149,438 SH24,495,877 dollarsHigher by 8,621 Prior quarter: 140,817Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row
Quinn Opportunity Partners LLC Partly reported under another manager140,000 SH22,948,800 dollarsNot in the prior quarter’s filings read Open filing 0001633275-26-000013 Filed 2026-11-10 Dispute this row
Amundi Partly reported under another manager120,261 SH19,713,183 dollarsHigher by 90,850 Prior quarter: 29,411Open filing 0001172661-26-004884 Filed 2026-11-06 Dispute this row
Public Sector Pension Investment Board 119,665 SH19,695,064 dollarsLower by 37,673 Prior quarter: 157,338Open filing 0001396318-26-000039 Filed 2026-11-10 Dispute this row
GABELLI FUNDS LLC 111,947 SH18,350,352 dollarsNot in the prior quarter’s filings read Open filing 0001140361-26-043450 Filed 2026-11-12 Dispute this row
Alberta Investment Management Corp 91,143 SH14,940,161 dollarsNot in the prior quarter’s filings read Open filing 0001123292-26-001506 Filed 2026-11-09 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager91,023 SH14,920,579 dollarsLower by 23,255 Prior quarter: 114,278Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
WINTON GROUP Ltd 90,697 SH14,867,052 dollarsNot in the prior quarter’s filings read Open filing 0001612063-26-000014 Filed 2026-11-12 Dispute this row
ProShare Advisors LLC 89,772 SH14,715,426 dollarsNot in the prior quarter’s filings read Open filing 0001357955-26-000005 Filed 2026-10-29 Dispute this row
CIBC WORLD MARKET INC. 78,238 SH12,824,773 dollarsLower by 48 Prior quarter: 78,286Open filing 0001421224-26-000011 Filed 2026-11-10 Dispute this row
RHUMBLINE ADVISERS 72,384 SH11,865,143 dollarsLower by 341 Prior quarter: 72,725Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
Champlain Investment Partners, LLC 72,192 SH11,833,713 dollarsLower by 63,895 Prior quarter: 136,087Open filing 0001315478-26-000027 Filed 2026-11-12 Dispute this row
Swiss National Bank 70,000 SH11,474,400 dollarsLower by 1,400 Prior quarter: 71,400Open filing 0001582202-26-000008 Filed 2026-11-12 Dispute this row
GABELLI Co INVESTMENT ADVISERS, INC. 66,652 SH10,925,596 dollarsNot in the prior quarter’s filings read Open filing 0001140361-26-043448 Filed 2026-11-12 Dispute this row
JANE STREET GROUP, LLC Partly reported under another manager64,984 SH10,652,177 dollarsLower by 12,369 Prior quarter: 77,353Open filing 0001595888-26-000162 Filed 2026-11-12 Dispute this row
Squarepoint Ops LLC Partly reported under another manager64,689 SH10,603,821 dollarsHigher by 32,227 Prior quarter: 32,462Open filing 0001642575-26-000012 Filed 2026-11-09 Dispute this row
Alpha Omega Wealth Management LLC 61,058 SH10,008,627 dollarsLower by 395 Prior quarter: 61,453Open filing 0001665633-26-000007 Filed 2026-10-23 Dispute this row
First Eagle Investment Management, LLC Partly reported under another manager60,049 SH9,843,232 dollarsLower by 39,105 Prior quarter: 99,154Open filing 0001325447-26-000037 Filed 2026-11-10 Dispute this row
Vestcor Inc 60,000 SH9,835 dollarsNot in the prior quarter’s filings read Open filing 0001536925-26-000009 Filed 2026-11-12 Dispute this row
PICTON MAHONEY ASSET MANAGEMENT 60,000 SH9,835,204 dollarsNot in the prior quarter’s filings read Open filing 0001539041-26-000039 Filed 2026-11-09 Dispute this row
HEARTLAND ADVISORS INC 59,237 SH9,710,129 dollarsLower by 45,689 Prior quarter: 104,926Open filing 0000892712-26-000380 Filed 2026-11-10 Dispute this row
Mariner, LLC 49,941 SH8,186,329 dollarsHigher by 5,151 Prior quarter: 44,790Open filing 0001580642-26-007648 Filed 2026-11-12 Dispute this row
ABC ARBITRAGE SA Partly reported under another manager46,236 SH7,579,005 dollarsNot in the prior quarter’s filings read Open filing 0000945621-26-001292 Filed 2026-10-23 Dispute this row
AMERICAN CENTURY COMPANIES INC Partly reported under another manager41,832 SH6,857,102 dollarsLower by 2,531 Prior quarter: 44,363Open filing 0000748054-26-000008 Filed 2026-11-12 Dispute this row
Westchester Capital Management, LLC Partly reported under another manager36,761 SH6,025,862 dollarsNot in the prior quarter’s filings read Open filing 0001512805-26-000013 Filed 2026-11-12 Dispute this row
Taylor Hoffman Capital Management LLC 35,492 SH5,817,849 dollarsLower by 403 Prior quarter: 35,895Open filing 0002042493-26-000005 Filed 2026-11-10 Dispute this row
IEQ CAPITAL, LLC 33,516 SH5,493,936 dollarsHigher by 17,370 Prior quarter: 16,146Open filing 0001779789-26-000005 Filed 2026-11-10 Dispute this row
GWK Investment Management, LLC 32,671 SH5,356 dollarsLower by 18 Prior quarter: 32,689Open filing 0001082917-26-000006 Filed 2026-11-10 Dispute this row
New York Life Investment Management LLC 30,027 SH4,922,026 dollarsHigher by 25,555 Prior quarter: 4,472Open filing 0001133639-26-000009 Filed 2026-11-04 Dispute this row
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 29,145 SH4,491,054 dollarsHigher by 1,807 Prior quarter: 27,338Open filing 0001214659-26-012804 Filed 2026-10-13 Dispute this row
NEW YORK STATE TEACHERS RETIREMENT SYSTEM 27,187 SH4,456 dollarsLower by 100 Prior quarter: 27,287Open filing 0000314969-26-000011 Filed 2026-10-22 Dispute this row
GENEVA CAPITAL MANAGEMENT LLC Partly reported under another manager25,810 SH4,230,766 dollarsLower by 1,282 Prior quarter: 27,092Open filing 0001009232-26-000014 Filed 2026-11-09 Dispute this row
NUANCE INVESTMENTS, LLC 25,690 SH4,211,118 dollarsNot in the prior quarter’s filings read Open filing 0001473182-26-000011 Filed 2026-11-06 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • BlackRock, Inc. 3,999,836 SH
  • North Reef Capital Management LP 3,395,000 SH
  • VANGUARD PORTFOLIO MANAGEMENT LLC 2,100,273 SH
  • AQR CAPITAL MANAGEMENT LLC 1,987,288 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 1,546,670 SH
  • NEUBERGER BERMAN GROUP LLC 1,229,929 SH
  • MILLENNIUM MANAGEMENT LLC 1,046,700 SH
  • GOLDMAN SACHS GROUP INC 1,031,309 SH
  • CITIGROUP INC 999,500 SH
  • VAN ECK ASSOCIATES CORP 924,617 SH
  • NORGES BANK 572,422 SH
  • TWO SIGMA INVESTMENTS, LP 543,890 SH
  • Azora Capital LP 513,081 SH
  • CITADEL ADVISORS LLC 481,689 SH
  • MORGAN STANLEY 422,864 SH
  • Sixth Street Partners Management Company, L.P. 330,815 SH
  • CHARLES SCHWAB INVESTMENT MANAGEMENT INC 330,815 SH
  • BANK OF AMERICA CORP /DE/ 303,517 SH
  • RDST Capital LLC 247,112 SH
  • NORTHERN TRUST CORP 246,521 SH
  • COOKE BIELER LP 238,755 SH
  • VANGUARD FIDUCIARY TRUST CO 223,656 SH
  • HRT FINANCIAL LP 205,854 SH
  • BNP PARIBAS ASSET MANAGEMENT Holding S.A. 204,309 SH
  • Freestone Grove Partners LP 172,799 SH
  • Sone Capital Management, LLC 155,522 SH
  • TUDOR INVESTMENT CORP ET AL 137,847 SH
  • ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 122,005 SH
  • MG PLC 121,309 SH
  • BANK OF NOVA SCOTIA 115,410 SH
  • CIBC Bancorp USA Inc. 114,968 SH
  • EUBEL BRADY SUTTMAN ASSET MANAGEMENT INC 114,292 SH
  • ALGERT GLOBAL LLC 112,400 SH
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP 111,800 SH
  • MILLENNIUM MANAGEMENT LLC 109,590 SH
  • UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 104,853 SH
  • Walleye Capital LLC 94,002 SH
  • HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 92,100 SH
  • Invenomic Capital Management LP 90,441 SH
  • Legal General Group Plc 84,460 SH
  • AMERIPRISE FINANCIAL INC 79,372 SH
  • Jump Financial, LLC 78,566 SH
  • FLOSSBACH VON STORCH SE 75,000 SH
  • Trexquant Investment LP 66,681 SH
  • Y-Intercept (Hong Kong) Ltd 54,792 SH
  • VAN DEN BERG MANAGEMENT I, INC 52,054 SH
  • Brevan Howard Capital Management LP 51,050 SH
  • STATE OF WISCONSIN INVESTMENT BOARD 51,004 SH
  • California Public Employees Retirement System 49,950 SH
  • SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,400 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
AQR Capital Management, LLC Common Stock, $0.003 par value3.51,231,05209/30/2026 Filed 2026-11-12SCHEDULE 13G/AAmendment 2Open filing 0001167557-26-000245 Dispute this row
AQR Capital Management Holdings, LLC Common Stock, $0.003 par value3.51,231,05209/30/2026 Filed 2026-11-12SCHEDULE 13G/AAmendment 2Open filing 0001167557-26-000245 Dispute this row
PRIMECAP MANAGEMENT CO/CA/ COM7.002,462,87309/30/2026 Filed 2026-11-05SCHEDULE 13G/AAmendment 4Open filing 0000763212-26-000031 Dispute this row
North Reef Capital Management LP Common Stock, $0.003 par value9.553,395,000.0006/30/2026 Filed 2026-08-14SCHEDULE 13G/AAmendment 1Open filing 0001214659-26-010349 Dispute this row
North Reef Capital Management GP LLC Common Stock, $0.003 par value9.553,395,000.0006/30/2026 Filed 2026-08-14SCHEDULE 13G/AAmendment 1Open filing 0001214659-26-010349 Dispute this row
James Hanna, III Common Stock, $0.003 par value9.553,395,000.0006/30/2026 Filed 2026-08-14SCHEDULE 13G/AAmendment 1Open filing 0001214659-26-010349 Dispute this row
AQR Capital Management, LLC Common Stock, $0.003 par value5.591,987,28806/30/2026 Filed 2026-08-13SCHEDULE 13G/AAmendment 1Open filing 0001167557-26-000191 Dispute this row
AQR Capital Management Holdings, LLC Common Stock, $0.003 par value5.591,987,28806/30/2026 Filed 2026-08-13SCHEDULE 13G/AAmendment 1Open filing 0001167557-26-000191 Dispute this row
PRIMECAP MANAGEMENT CO/CA/ COM9.863,504,90506/30/2026 Filed 2026-08-06SCHEDULE 13G/AAmendment 3Open filing 0000763212-26-000023 Dispute this row
North Reef Capital Management LP Common Stock, $0.003 par value5.271,875,000.0003/31/2026 Filed 2026-05-15SCHEDULE 13GOpen filing 0001214659-26-006405 Dispute this row
North Reef Capital Management GP LLC Common Stock, $0.003 par value5.271,875,000.0003/31/2026 Filed 2026-05-15SCHEDULE 13GOpen filing 0001214659-26-006405 Dispute this row
James Hanna, III Common Stock, $0.003 par value5.271,875,000.0003/31/2026 Filed 2026-05-15SCHEDULE 13GOpen filing 0001214659-26-006405 Dispute this row
FMR LLC COMMON STOCK4.21,500,929.0303/31/2026 Filed 2026-05-06SCHEDULE 13G/AAmendment 2Open filing 0000315066-26-001266 Dispute this row
Abigail P. Johnson COMMON STOCK4.21,500,929.0303/31/2026 Filed 2026-05-06SCHEDULE 13G/AAmendment 2Open filing 0000315066-26-001266 Dispute this row
Vanguard Capital Management Common Stock5.321,892,09603/31/2026 Filed 2026-04-30SCHEDULE 13GOpen filing 0002100119-26-000861 Dispute this row
Vanguard Portfolio Management Common Stock6.092,168,08503/31/2026 Filed 2026-04-29SCHEDULE 13GOpen filing 0002100121-26-000488 Dispute this row
The Vanguard Group Common Stock0003/13/2026 Filed 2026-03-27SCHEDULE 13G/AAmendment 14Open filing 0000102909-26-001725 Dispute this row
BlackRock, Inc. Common Stock10.94,034,53701/31/2026 Filed 2026-02-06SCHEDULE 13G/AAmendment 1Open filing 0002012383-26-000901 Dispute this row
AQR Capital Management, LLC Common Stock, $0.003 par value6.882,558,09712/31/2025 Filed 2026-02-13SCHEDULE 13GOpen filing 0001167557-26-000033 Dispute this row
AQR Capital Management Holdings, LLC Common Stock, $0.003 par value6.882,558,09712/31/2025 Filed 2026-02-13SCHEDULE 13GOpen filing 0001167557-26-000033 Dispute this row
PRIMECAP MANAGEMENT CO/CA/ COM8.543,175,42512/31/2025 Filed 2026-02-11SCHEDULE 13G/AAmendment 1Open filing 0000763212-26-000006 Dispute this row
BlackRock, Inc. Common Stock9.93,680,64512/31/2025 Filed 2026-01-21SCHEDULE 13GOpen filing 0002012383-26-000692 Dispute this row
T. Rowe Price Investment Management, Inc. COMMON STOCK3.71,370,69409/30/2025 Filed 2025-11-14SCHEDULE 13G/AAmendment 1Open filing 0001897612-25-000527 Dispute this row
PRIMECAP MANAGEMENT CO/CA/ COM5.972,230,59509/30/2025 Filed 2025-11-13SCHEDULE 13GOpen filing 0000763212-25-000010 Dispute this row
The Vanguard Group Common Stock10.313,854,31209/30/2025 Filed 2025-10-31SCHEDULE 13G/AAmendment 13Open filing 0000102909-25-000257 Dispute this row
BlackRock, Inc. Common Stock4.21,572,51309/30/2025 Filed 2025-10-17SCHEDULE 13G/AAmendment 4Open filing 0002012383-25-002608 Dispute this row
FMR LLC COMMON STOCK6.12,296,156.6606/30/2025 Filed 2025-08-06SCHEDULE 13G/AAmendment 1Open filing 0000315066-25-002056 Dispute this row
Abigail P. Johnson COMMON STOCK6.12,296,156.6606/30/2025 Filed 2025-08-06SCHEDULE 13G/AAmendment 1Open filing 0000315066-25-002056 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

1,970,197 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,520
2026233,555

Filings made before the SEC required XML are listed, not extracted.

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