English

Insider transactions

EDGAR

NORTHRIM BANCORP, INC.

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P): 7 transactions, 7,126 shares; Sum of shares × price per share: 174,121.392
Open-market sales (code S): 8 transactions, 22,180 shares; Sum of shares × price per share: 584,420.4688

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

Showing 1–43 of 43

Insider transactions, newest first, as filed on SEC Forms 3, 4 and 5
Date	Reporting owner	Code	Acquired or disposed	Shares	Price per share, as filed	Value (derived)	Shares owned after	Direct or indirect	Rule 10b5-1 box	Notes	Source
2026-09-08 Filed 2026-09-08	Thomas Linda C Director	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	1,200	26.20	31,440 Derived: shares × price per share. Exact value 31440.00.	6,688	Direct (D)	No	—	Open filing 0001492292-26-000004 Read from the filing’s XML Dispute this row
2026-08-31 Filed 2026-08-31	DRABEK ANTHONY Director	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	1,200	25.52	30,624 Derived: shares × price per share. Exact value 30624.00.	14,120	Direct (D)	No	—	Open filing 0001188786-26-000004 Read from the filing’s XML Dispute this row
2026-08-28 Filed 2026-08-28	Ballard Jed W Officer: EVP, CFO	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	3,392	25.91	87,886.72 Derived: shares × price per share. Exact value 87886.72.	26,935	Direct (D)	No	—	Open filing 0001727085-26-000011 Read from the filing’s XML Dispute this row
2026-08-28 Filed 2026-08-28	Ballard Jed W Officer: EVP, CFO	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	100	25.93	2,593 Derived: shares × price per share. Exact value 2593.00.	26,835	Direct (D)	No	—	Open filing 0001727085-26-000011 Read from the filing’s XML Dispute this row
2026-08-03 Filed 2026-08-03	EDWARDS MARK DOUGLAS Officer: EVP, CCO of Northrim Bank	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	2,000	27	54,000 Derived: shares × price per share. Exact value 54000.	18,033	Direct (D)	No	—	Open filing 0002136547-26-000006 Read from the filing’s XML Dispute this row
2026-07-31 Filed 2026-08-03	CRIQUI JASON ALEXANDER Officer: EVP, CBO of Northrim Bank	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	500	26.53	13,265 Derived: shares × price per share. Exact value 13265.00.	25,641	Direct (D)	No	—	Open filing 0002136282-26-000006 Read from the filing’s XML Dispute this row
2026-07-31 Filed 2026-08-03	CRIQUI JASON ALEXANDER Officer: EVP, CBO of Northrim Bank	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	500	26.478	13,239 Derived: shares × price per share. Exact value 13239.000.	25,141	Direct (D)	No	—	Open filing 0002136282-26-000006 Read from the filing’s XML Dispute this row
2026-07-31 Filed 2026-08-03	CRIQUI JASON ALEXANDER Officer: EVP, CBO of Northrim Bank	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	12,488	26.4376	330,152.7488 Derived: shares × price per share. Exact value 330152.7488.	12,653	Direct (D)	No	—	Open filing 0002136282-26-000006 Read from the filing’s XML Dispute this row
2026-07-31 Filed 2026-08-03	EDWARDS MARK DOUGLAS Officer: EVP, CCO of Northrim Bank	S Open market or private sale of non-derivative or derivative security Common Stock	Disposed (D)	2,000	26.33	52,660 Derived: shares × price per share. Exact value 52660.00.	20,033	Direct (D)	No	—	Open filing 0002136547-26-000006 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	SWALLING JOHN C Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001197405-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	Nelson Krystal Murphy Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001643311-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	Hanneman Karl L Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001602426-26-000004 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	DRABEK ANTHONY Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grants of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001188786-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	MARUSHACK JOSEPH Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001844476-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	McCambridge David J Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001528869-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	HEGNA SHAUNA Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0002048966-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	Thomas Linda C Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001492292-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	Schutt Aaron Michael Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001761053-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	Karp David W Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001516248-26-000002 Read from the filing’s XML Dispute this row
2026-06-01 Filed 2026-06-02	ROMANO MARILYN Director	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (1,456)	Acquired (A)	1,456	0	—	1,456	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% one year from the grant date of June 1, 2026.	Open filing 0001964656-26-000002 Read from the filing’s XML Dispute this row
2026-04-27 Filed 2026-04-28	Huston Michael G. Director · Officer: Chairman, President CEO	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (7,163)	Acquired (A)	7,163	0	—	7,163	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% three years from the grant date of April 27, 2026.	Open filing 0001546223-26-000006 Read from the filing’s XML Dispute this row
2026-04-27 Filed 2026-04-28	Ballard Jed W Officer: EVP, CFO	A Grant, award or other acquisition pursuant to Rule 16b-3(d) Derivative security: Restricted Stock Units — underlying Common Stock (4,243)	Acquired (A)	4,243	0	—	4,243	Direct (D)	No	F1, F3, F2 F1 Each restricted stock unit represents a contingent right to receive one share of Northrim common stock. F3 The grant of restricted stock units were awarded for no consideration. F2 The restricted stock units vest 100% three years from the grant date of April 27, 2026.	Open filing 0001727085-26-000006 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	6,857	0	—	90,109	Direct (D)	No	F1 F1 Includes 753 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	1,763	22.85	40,284.55 Derived: shares × price per share. Exact value 40284.55.	88,346	Direct (D)	No	F2 F2 Shares withheld by the Company at the request of the Reporting Person to pay taxes due following the expiration of the applicable restriction period, under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	10,286	0	—	98,632	Direct (D)	No	F3, F4 F3 Under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan, the underlying securities were earned (150 percent) based on the Companys performance relative to an industry peer group over a three-year performance period. Determination of the percentage of the award earned was made by the Compensation Committee on March 23, 2026, and calculation of the underlying shares to be delivered, net of withholding, was completed on March 23, 2026. F4 Includes 1,130 shares issued for the payment of dividends under the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	2,505	22.85	57,239.25 Derived: shares × price per share. Exact value 57239.25.	96,127	Direct (D)	No	F2 F2 Shares withheld by the Company at the request of the Reporting Person to pay taxes due following the expiration of the applicable restriction period, under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Restricted Stock Units — underlying Common Stock (6,104)	Disposed (D)	6,104	0	—	0	Direct (D)	No	F5, F6 F5 No conversion or exercise price applies. F6 The total grant of restricted stock units vested on March 23, 2026.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Huston Michael G. Director · Officer: Chairman, President CEO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Performance Stock Units — underlying Common Stock (10,286)	Disposed (D)	10,286	0	—	0	Direct (D)	No	F5, F3, F4, F7 F5 No conversion or exercise price applies. F3 Under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan, the underlying securities were earned (150 percent) based on the Companys performance relative to an industry peer group over a three-year performance period. Determination of the percentage of the award earned was made by the Compensation Committee on March 23, 2026, and calculation of the underlying shares to be delivered, net of withholding, was completed on March 23, 2026. F4 Includes 1,130 shares issued for the payment of dividends under the Northrim BanCorp, Inc. Stock Incentive Plan. F7 Performance stock units vested at 150 percent based on the Companys performance relative to an industry peer group over a three-year performance period.	Open filing 0001546223-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	6,010	0	—	25,172	Direct (D)	No	F1 F1 Includes 666 shares issued for payment of dividends under the Northrim BanCorp, Inc. Stock Option Plan.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	1,664	22.85	38,022.4 Derived: shares × price per share. Exact value 38022.40.	23,508	Direct (D)	No	F2 F2 Shares withheld by the Company at the request of the Reporting Person to pay taxes due following the expiration of the applicable restriction period, under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	9,015	0	—	32,523	Direct (D)	No	F3, F4 F3 Under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan, the underlying securities were earned (150 percent) based on the Companys performance relative to an industry peer group over a three-year performance period. Determination of the percentage of the award earned was made by the Compensation Committee on March 23, 2026, and calculation of the underlying shares to be delivered, net of withholding, was completed on March 23, 2026. F4 Includes 999 shares issued for the payment of dividends under the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	2,196	22.85	50,178.6 Derived: shares × price per share. Exact value 50178.60.	30,327	Direct (D)	No	F2 F2 Shares withheld by the Company at the request of the Reporting Person to pay taxes due following the expiration of the applicable restriction period, under the terms of the Northrim BanCorp, Inc. Stock Incentive Plan.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Restricted Stock Units — underlying Common Stock (5,344)	Disposed (D)	5,344	0	—	0	Direct (D)	No	F5, F6 F5 No conversion or exercise price applies. F6 The total grant of restricted stock units vested on March 23, 2026.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-03-23 Filed 2026-03-25	Ballard Jed W Officer: EVP, CFO	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Performance Stock Units — underlying Common Stock (9,015)	Disposed (D)	9,015	0	—	0	Direct (D)	No	F5, F4, F7 F5 No conversion or exercise price applies. F4 Includes 999 shares issued for the payment of dividends under the Northrim BanCorp, Inc. Stock Incentive Plan. F7 Performance stock units vested at 150 percent based on the Companys performance relative to an industry peer group over a three-year performance period.	Open filing 0001727085-26-000004 Read from the filing’s XML Dispute this row
2026-01-30 Filed 2026-01-30	Ballard Jed W Officer: EVP, CFO	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	650	23.20	15,080 Derived: shares × price per share. Exact value 15080.00.	19,162	Direct (D)	No	—	Open filing 0001727085-26-000002 Read from the filing’s XML Dispute this row
2026-01-30 Filed 2026-01-30	Ballard Jed W Officer: EVP, CFO	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	640	23.2799	14,899.136 Derived: shares × price per share. Exact value 14899.1360.	640	Indirect (I) By Adult Child	No	—	Open filing 0001727085-26-000002 Read from the filing’s XML Dispute this row
2026-01-29 Filed 2026-01-29	Huston Michael G. Officer: President, CEO, and COO	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	1,500	22.80	34,200 Derived: shares × price per share. Exact value 34200.00.	83,252	Direct (D)	No	—	Open filing 0001546223-26-000002 Read from the filing’s XML Dispute this row
2025-12-10 Filed 2025-12-10	Thomas Linda C Director	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	800	24.95	19,960 Derived: shares × price per share. Exact value 19960.00.	5,488	Direct (D)	No	—	Open filing 0001492292-25-000004 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-10	SCHIERHORN JOSEPH M Director · Officer: Chairman	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Common Stock	Acquired (A)	41,692	8.325	347,085.9 Derived: shares × price per share. Exact value 347085.900.	223,104	Direct (D)	No	—	Open filing 0001188782-25-000013 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-10	SCHIERHORN JOSEPH M Director · Officer: Chairman	F Payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3 Common Stock	Disposed (D)	20,723	24.84	514,759.32 Derived: shares × price per share. Exact value 514759.32.	202,381	Direct (D)	No	—	Open filing 0001188782-25-000013 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-10	SCHIERHORN JOSEPH M Director · Officer: Chairman	M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 Derivative security: Nso Employee Stock Option (Right to Buy) — underlying Common Stock (41,692) — exercise price 8.325	Disposed (D)	41,692	0	—	0	Direct (D)	No	—	Open filing 0001188782-25-000013 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-10	HEGNA SHAUNA Director	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	1,186	25.246	29,941.756 Derived: shares × price per share. Exact value 29941.756.	1,638	Direct (D)	No	—	Open filing 0002048966-25-000005 Read from the filing’s XML Dispute this row
2025-12-09 Filed 2025-12-10	McCambridge David J Director	P Open market or private purchase of non-derivative or derivative security Common Stock	Acquired (A)	1,150	24.87	28,600.5 Derived: shares × price per share. Exact value 28600.50.	41,598	Indirect (I) By Trust	No	F1 F1 Represents an exempt transfer of shares under Rule 16a-13 to the trust of which the reporting person serves as trustee.	Open filing 0001528869-25-000004 Read from the filing’s XML Dispute this row

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 7,211 filings read, the latest filed 2026-11-13. Prior quarter ending 2026-06-30: 9,150 filings read.

Showing 1–50 of 121

Institutional holders, largest position first, as filed
Manager	Shares or principal	Value as filed	Change from the prior quarter	Source
BlackRock, Inc. Partly reported under another manager	2,962,726 SH	71,786,852 dollars	Higher by 36,127 Prior quarter: 2,926,599	Open filing 0002012383-26-003985 Filed 2026-11-13 Dispute this row
DIMENSIONAL FUND ADVISORS LP Partly reported under another manager	1,219,297 SH	29,543,680 dollars	Higher by 8,781 Prior quarter: 1,210,516	Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
VANGUARD CAPITAL MANAGEMENT LLC	945,473 SH	22,908,811 dollars	Lower by 3,086 Prior quarter: 948,559	Open filing 0002100119-26-001711 Filed 2026-11-13 Dispute this row
AMERICAN CENTURY COMPANIES INC Partly reported under another manager	941,252 SH	22,806,536 dollars	Higher by 83,581 Prior quarter: 857,671	Open filing 0000748054-26-000008 Filed 2026-11-12 Dispute this row
GEODE CAPITAL MANAGEMENT, LLC Partly reported under another manager	821,665 SH	19,912,223 dollars	Higher by 6,304 Prior quarter: 815,361	Open filing 0001214717-26-000012 Filed 2026-11-06 Dispute this row
MANUFACTURERS LIFE INSURANCE COMPANY, THE Partly reported under another manager	787,472 SH	19,080,447 dollars	Lower by 1,654 Prior quarter: 789,126	Open filing 0001145443-26-000111 Filed 2026-11-13 Dispute this row
STATE STREET CORP Partly reported under another manager	652,410 SH	15,807,894 dollars	Lower by 16,491 Prior quarter: 668,901	Open filing 0000093751-26-000747 Filed 2026-11-12 Dispute this row
VANGUARD PORTFOLIO MANAGEMENT LLC	561,995 SH	13,617,139 dollars	Lower by 933 Prior quarter: 562,928	Open filing 0002100121-26-001150 Filed 2026-11-13 Dispute this row
De Lisle Partners LLP	480,019 SH	11,624,140 dollars	Higher by 4,000 Prior quarter: 476,019	Open filing 0002011184-26-000012 Filed 2026-11-13 Dispute this row
Boston Partners Partly reported under another manager	355,979 SH	8,625,380 dollars	Higher by 102,803 Prior quarter: 253,176	Open filing 0001386060-26-000054 Filed 2026-11-10 Dispute this row
Alaska Wealth Advisors, LLC	305,721 SH	7,407,613 dollars	Unchanged Prior quarter: 305,721	Open filing 0001398344-26-019781 Filed 2026-11-09 Dispute this row
MORGAN STANLEY Partly reported under another manager	199,072 SH	4,823,543 dollars	Higher by 55,576 Prior quarter: 143,496	Open filing 0000895421-26-000309 Filed 2026-11-13 Dispute this row
Huber Capital Management LLC	193,656 SH	4,692,285 dollars	Higher by 1,000 Prior quarter: 192,656	Open filing 0001511697-26-000004 Filed 2026-11-12 Dispute this row
Connor, Clark Lunn Investment Management Ltd.	186,498 SH	4,518,847 dollars	Lower by 12,467 Prior quarter: 198,965	Open filing 0001596800-26-000018 Filed 2026-11-10 Dispute this row
LSV ASSET MANAGEMENT Partly reported under another manager	184,360 SH	4,467 dollars	Lower by 30,600 Prior quarter: 214,960	Open filing 0001050470-26-000015 Filed 2026-11-06 Dispute this row
ARROWSTREET CAPITAL, LIMITED PARTNERSHIP Partly reported under another manager	164,594 SH	3,988,113 dollars	Lower by 169,108 Prior quarter: 333,702	Open filing 0001164508-26-000060 Filed 2026-11-13 Dispute this row
Bank of New York Mellon Corp Partly reported under another manager	161,815 SH	3,920,775 dollars	Higher by 18,173 Prior quarter: 143,642	Open filing 0001390777-26-000121 Filed 2026-11-05 Dispute this row
VANGUARD FIDUCIARY TRUST CO	148,710 SH	3,603,243 dollars	Higher by 194 Prior quarter: 148,516	Open filing 0000933478-26-000017 Filed 2026-11-13 Dispute this row
Empowered Funds, LLC Partly reported under another manager	143,625 SH	3,480,034 dollars	Higher by 52,897 Prior quarter: 90,728	Open filing 0001592828-26-000008 Filed 2026-11-13 Dispute this row
FRANKLIN TEMPLETON INC Partly reported under another manager	137,953 SH	3,379,849 dollars	Lower by 82,585 Prior quarter: 220,538	Open filing 0000038777-26-000291 Filed 2026-11-12 Dispute this row
JPMORGAN CHASE CO Partly reported under another manager	125,239 SH	3,040,802 dollars	Lower by 3,464 Prior quarter: 128,703	Open filing 0000019617-26-000404 Filed 2026-11-12 Dispute this row
Quantinno Capital Management LP	115,252 SH	2,792,556 dollars	Higher by 64,941 Prior quarter: 50,311	Open filing 0001759654-26-000011 Filed 2026-11-13 Dispute this row
PANAGORA ASSET MANAGEMENT INC	109,837 SH	2,661,351 dollars	Higher by 25,747 Prior quarter: 84,090	Open filing 0000883677-26-000011 Filed 2026-11-12 Dispute this row
FIRST TRUST ADVISORS LP	104,402 SH	2,529,660 dollars	Higher by 22,621 Prior quarter: 81,781	Open filing 0001445546-26-008622 Filed 2026-11-12 Dispute this row
Elizabeth Park Capital Advisors, Ltd.	102,268 SH	2,477,954 dollars	Unchanged Prior quarter: 102,268	Open filing 0001600583-26-000013 Filed 2026-11-13 Dispute this row
Rosenthal \| Henry Capital Advisors, Inc. Partly reported under another manager	99,870 SH	2,419,850 dollars	Unchanged Prior quarter: 99,870	Open filing 0001697539-26-000004 Filed 2026-10-27 Dispute this row
RAYMOND JAMES FINANCIAL INC Partly reported under another manager	99,155 SH	2,402,537 dollars	Lower by 3,423 Prior quarter: 102,578	Open filing 0000720005-26-000081 Filed 2026-11-12 Dispute this row
Russell Investments Group, Ltd. Partly reported under another manager	91,819 SH	2,224,777 dollars	Higher by 197 Prior quarter: 91,622	Open filing 0001193125-26-451241 Filed 2026-11-06 Dispute this row
VICTORY CAPITAL MANAGEMENT INC	78,424 SH	1,900,213 dollars	Higher by 35,424 Prior quarter: 43,000	Open filing 0001040188-26-000051 Filed 2026-11-10 Dispute this row
BARCLAYS PLC Partly reported under another manager	76,141 SH	1,844,897 dollars	Higher by 2,211 Prior quarter: 73,930	Open filing 0000312069-26-000241 Filed 2026-11-06 Dispute this row
Y-Intercept (Hong Kong) Ltd	73,246 SH	1,774,751 dollars	Higher by 48,376 Prior quarter: 24,870	Open filing 0001772875-26-000012 Filed 2026-10-16 Dispute this row
COMMONWEALTH EQUITY SERVICES, LLC Partly reported under another manager	66,627 SH	1,614,370 dollars	Lower by 1,180 Prior quarter: 67,807	Open filing 0000312272-26-000024 Filed 2026-11-02 Dispute this row
Villanova Investment Management Co	59,561 SH	1,443,163 dollars	Unchanged Prior quarter: 59,561	Open filing 0001872130-26-000013 Filed 2026-11-02 Dispute this row
CALDWELL SUTTER CAPITAL, INC.	45,719 SH	1,107,770 dollars	Lower by 485 Prior quarter: 46,204	Open filing 0000702007-26-000013 Filed 2026-11-09 Dispute this row
MARSHALL WACE, LLP Partly reported under another manager	44,503 SH	1,078,307 dollars	Not in the prior quarter’s filings read	Open filing 0001318757-26-000012 Filed 2026-11-13 Dispute this row
Quadrature Capital Ltd Partly reported under another manager	44,047 SH	1,067,259 dollars	Not in the prior quarter’s filings read	Open filing 0001651424-26-000014 Filed 2026-11-13 Dispute this row
LOS ANGELES CAPITAL MANAGEMENT LLC	43,275 SH	1,048,553 dollars	Higher by 14,653 Prior quarter: 28,622	Open filing 0001177206-26-000010 Filed 2026-11-12 Dispute this row
Wavvest Wealth LLC Partly reported under another manager	41,237 SH	999,173 dollars	Not in the prior quarter’s filings read	Open filing 0002153571-26-000002 Filed 2026-10-21 Dispute this row
Nuveen, LLC Partly reported under another manager	37,540 SH	909,594 dollars	Lower by 13,702 Prior quarter: 51,242	Open filing 0000930413-26-003284 Filed 2026-11-10 Dispute this row
MARTINGALE ASSET MANAGEMENT L P	37,343 SH	904,821 dollars	Lower by 6,803 Prior quarter: 44,146	Open filing 0000936944-26-000009 Filed 2026-11-12 Dispute this row
BAILARD, INC.	36,900 SH	894,087 dollars	Unchanged Prior quarter: 36,900	Open filing 0001172661-26-004508 Filed 2026-10-13 Dispute this row
Invesco Ltd. Partly reported under another manager	33,996 SH	823,724 dollars	Lower by 5,477 Prior quarter: 39,473	Open filing 0000914208-26-000462 Filed 2026-11-12 Dispute this row
SummerHaven Investment Management, LLC	33,597 SH	814,055 dollars	Higher by 3,081 Prior quarter: 30,516	Open filing 0001420506-26-002336 Filed 2026-10-19 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager	30,200 SH	731,746 dollars	Not in the prior quarter’s filings read	Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
RHUMBLINE ADVISERS	28,199 SH	683,251 dollars	Higher by 2,812 Prior quarter: 25,387	Open filing 0001115418-26-000015 Filed 2026-11-10 Dispute this row
Magnetar Financial LLC Partly reported under another manager	27,731 SH	671,922 dollars	Higher by 1,144 Prior quarter: 26,587	Open filing 0001104659-26-126450 Filed 2026-11-13 Dispute this row
Creative Planning Partly reported under another manager	26,878 SH	651,254 dollars	Higher by 6,017 Prior quarter: 20,861	Open filing 0001540235-26-000006 Filed 2026-11-02 Dispute this row
D.A. DAVIDSON CO. Partly reported under another manager	26,400 SH	639,672 dollars	Unchanged Prior quarter: 26,400	Open filing 0001080107-26-000007 Filed 2026-10-28 Dispute this row
STIFEL FINANCIAL CORP Partly reported under another manager	23,477 SH	568,654 dollars	Higher by 3,216 Prior quarter: 20,261	Open filing 0000720672-26-000017 Filed 2026-11-12 Dispute this row
Entropy Technologies, LP	22,888 SH	554,576 dollars	Higher by 14,297 Prior quarter: 8,591	Open filing 0001976151-26-000007 Filed 2026-11-13 Dispute this row

Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

AMERIPRISE FINANCIAL INC 352,024 SH
PUNCH ASSOCIATES INVESTMENT MANAGEMENT, INC. 342,960 SH
GOLDMAN SACHS GROUP INC 285,982 SH
NORTHERN TRUST CORP 229,625 SH
Waverly Advisors, LLC 210,662 SH
Jupiter Topco LLC 187,522 SH
TWO SIGMA INVESTMENTS, LP 179,293 SH
BRIDGEWAY CAPITAL MANAGEMENT, LLC 163,119 SH
AQR CAPITAL MANAGEMENT LLC 142,213 SH
FIRST MANHATTAN CO. LLC. 130,018 SH
Ancora Advisors LLC 126,214 SH
CITADEL ADVISORS LLC 120,994 SH
LAZARD ASSET MANAGEMENT LLC 69,708 SH
CHARLES SCHWAB INVESTMENT MANAGEMENT INC 63,067 SH
Sixth Street Partners Management Company, L.P. 63,067 SH
PRINCIPAL FINANCIAL GROUP INC 48,297 SH
TUDOR INVESTMENT CORP ET AL 44,804 SH
Man Group plc 40,017 SH
BANK OF AMERICA CORP /DE/ 39,556 SH
XTX Topco Ltd 34,616 SH
BAYVIEW ASSET MANAGEMENT, LLC 32,663 SH
PRICE T ROWE ASSOCIATES INC /MD/ 30,921 SH
MILLENNIUM MANAGEMENT LLC 30,197 SH
CANADA PENSION PLAN INVESTMENT BOARD 26,300 SH
Point72 Asset Management, L.P. 22,528 SH
WELLS FARGO COMPANY/MN 19,586 SH
ALLIANCEBERNSTEIN L.P. 18,050 SH
Brevan Howard Capital Management LP 14,499 SH
MetLife Investment Management, LLC 12,579 SH
STATE OF WISCONSIN INVESTMENT BOARD 11,413 SH
Thrivent Financial for Lutherans 10,312 SH
MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 10,199 SH
Semanteon Capital Management, LP 9,127 SH
Keystone Financial Group 8,680 SH
NEW YORK STATE COMMON RETIREMENT FUND 8,480 SH
HSBC HOLDINGS PLC 8,356 SH
DIVERSIFIED TRUST CO 7,799 SH
Wealth Management Associates, Inc. 7,700 SH
SG Americas Securities, LLC 7,474 SH
Heritage Trust Co 7,408 SH
MERCER GLOBAL ADVISORS INC /ADV 6,991 SH
Legal General Group Plc 2,157 SH
Aquatic Capital Management LLC 1,310 SH
ROYAL BANK OF CANADA 1,079 SH
Tower Research Capital LLC (TRC) 1,036 SH
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 633 SH
BERTHEL, FISHER COMPANY FINANCIAL SERVICES, INC. 500 SH
Integrated Wealth Concepts LLC 132 SH
Optiver Holding B.V. 52 SH
Basecamp Wealth Advisors LLC 51 SH

Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
A change is the difference between two quarter-end snapshots, not a trade.
A position reported under another manager may also appear in that manager’s filing; rows are not added together.
Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
Holder	Percent of class	Shares held	Event date	Form	Source
Vanguard Capital Management Common Stock	4.92	1,095,813	06/30/2026 Filed 2026-07-31	SCHEDULE 13G/AAmendment 1	Open filing 0002100119-26-001464 Dispute this row
Vanguard Capital Management Common Stock	5.01	1,110,314	03/31/2026 Filed 2026-04-30	SCHEDULE 13G	Open filing 0002100119-26-000818 Dispute this row
The Vanguard Group Common Stock	0	0	03/13/2026 Filed 2026-03-27	SCHEDULE 13G/AAmendment 2	Open filing 0000102909-26-001939 Dispute this row
BlackRock Portfolio Management LLC Common Stock	4.96	1,097,889	09/30/2025 Filed 2025-10-17	SCHEDULE 13G/AAmendment 1	Open filing 0002052113-25-003617 Dispute this row
Dimensional Fund Advisors LP Common Stock	24.4	1,346,512.00	09/30/2025 Filed 2025-10-09	SCHEDULE 13G/AAmendment 15	Open filing 0000354204-25-001323 Dispute this row
The Vanguard Group Common Stock	6.96	384,481	06/30/2025 Filed 2025-07-29	SCHEDULE 13G/AAmendment 1	Open filing 0000932471-25-000971 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

2,039,221 filings read, dated 2004-06-14 to 2026-11-13: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing year	Filings read
2015	1
2016	204,322
2017	202,494
2018	202,048
2019	193,638
2020	144,184
2021	224,474
2022	40,015
2023	199,811
2024	132,910
2025	235,520
2026	254,026

Filings made before the SEC required XML are listed, not extracted.

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