Insider transactions

EDGAR

AVALON HOLDINGS CORPORATION

Transactions reported by directors, officers and 10% owners on SEC Forms 3, 4 and 5, read from each filing’s XML. Codes and their wording are the SEC’s own.

A Form 4 is due within two business days of the transaction, so the most recent trades may not be filed yet.

Window: transactions dated on or after 2025-11-15.

Open-market purchases (code P)
0 transactions, — shares
Open-market sales (code S)
0 transactions, — shares

Totals add the filed transactions listed; they are counts of what was reported, not a measure of direction.

This issuer has insider filings in the store, but no transaction in this window or code group.

Institutional holders (Form 13F)

Quarter ending 2026-09-30: 6,203 filings read, the latest filed 2026-11-12. Prior quarter ending 2026-06-30: 7,823 filings read.

Showing 1–9 of 9

Institutional holders, largest position first, as filed
ManagerShares or principalValue as filedChange from the prior quarterSource
DIMENSIONAL FUND ADVISORS LP 75,897 SH191,260 dollarsUnchanged Prior quarter: 75,897Open filing 0000354204-26-001096 Filed 2026-11-04 Dispute this row
RENAISSANCE TECHNOLOGIES LLC Partly reported under another manager34,010 SH85,705 dollarsLower by 36,800 Prior quarter: 70,810Open filing 0001037389-26-000062 Filed 2026-11-12 Dispute this row
LPL Financial LLC 16,538 SH41,676 dollarsUnchanged Prior quarter: 16,538Open filing 0001403438-26-000005 Filed 2026-11-06 Dispute this row
FMR LLC Partly reported under another manager248 SH625 dollarsHigher by 148 Prior quarter: 100Open filing 0000315066-26-002964 Filed 2026-11-10 Dispute this row
JFS WEALTH ADVISORS, LLC 239 SH603 dollarsNot in the prior quarter’s filings read Open filing 0001568068-26-000005 Filed 2026-11-03 Dispute this row
COUNTRY TRUST BANK 125 SH315 dollarsNot in the prior quarter’s filings read Open filing 0001104659-26-120475 Filed 2026-10-30 Dispute this row
UBS Group AG Partly reported under another manager6 SH15 dollarsUnchanged Prior quarter: 6Open filing 0001610520-26-000121 Filed 2026-11-10 Dispute this row
Caitong International Asset Management Co., Ltd 1 SH3 dollarsNot in the prior quarter’s filings read Open filing 0001628280-26-068135 Filed 2026-10-29 Dispute this row
CITIGROUP INC Partly reported under another manager1 SH3 dollarsUnchanged Prior quarter: 1Open filing 0000831001-26-000052 Filed 2026-11-04 Dispute this row
Managers in the prior quarter with no filing read for the latest

They may simply not have filed yet: absent from the latest quarter’s filings read is not the same as a position sold.

  • RAFFLES ASSOCIATES LP 51,936 SH
  • WITTENBERG INVESTMENT MANAGEMENT, INC. 36,784 SH
  • BRIDGEWAY CAPITAL MANAGEMENT, LLC 20,800 SH
  • CITADEL ADVISORS LLC 17,855 SH
  • HRT FINANCIAL LP 10,844 SH
  • VANGUARD CAPITAL MANAGEMENT LLC 10,649 SH
  • VANGUARD FIDUCIARY TRUST CO 7,743 SH
  • BlackRock, Inc. 250 SH
  • WELLS FARGO COMPANY/MN 0 SH
  • Form 13F covers long positions in Section 13(f) securities only: no short positions and no securities outside that list.
  • A manager that has not yet filed for the latest quarter is absent, not at zero; filings are due up to 45 days after quarter end.
  • A change is the difference between two quarter-end snapshots, not a trade.
  • A position reported under another manager may also appear in that manager’s filing; rows are not added together.
  • Holdings the securities list cannot place with this company, or places ambiguously, are not shown.

5% holders (Schedule 13D and 13G)

Schedules filed in the SEC’s structured format (late 2024 onward) are read here. Earlier schedules are free text and are not read.

5% holders, newest event first, as filed
HolderPercent of classShares heldEvent dateFormSource
NALLURI ANIL CHOUDARY Avalon Holdings Corporation36.51,201,150.0007/01/2025 Filed 2025-07-10SCHEDULE 13D/AAmendment 1Open filing 0002076083-25-000002 Dispute this row

Percent is of the class the filing names, as the holder stated it. Members of a group each report the group’s shares, so rows are not added together.

What was read

1,813,069 filings read, dated 2004-06-14 to 2026-11-12: Forms 3, 3/A, 4, 4/A, 5, 5/A.

Years can be incomplete while the archive is still being read. A year with few filings here is not a statement that few were made.

Filings read, by filing year
Filing yearFilings read
20151
2016204,322
2017202,494
2018202,048
2019193,638
2020144,184
2021224,474
202240,015
2023199,811
202484,357
2025235,518
202676,430

Filings made before the SEC required XML are listed, not extracted.

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